Gene Ther Mol Biol Vol 1,
495-508. March, 1998.
Dedicated sites of
gene expression in the nuclei of mammalian cells.
Fransisco Iborra, Ana
Pombo and Dean A Jackson.
CRC Nuclear Structure and Function
Research Group, Sir William Dunn School of Pathology, University of Oxford,
South Parks Road, Oxford, OX1 3RE, UK.
______________________________________________________________________________________
Correspondence to: Dean. A. Jackson, Tel: +44-1865-275527, Fax: +44-1865-275501, E-Mail:
Jackson@Path.OX.AC.UK.
Key Words: Nuclear compartments,
chromatin domains, transcription factories, nuclear structure.
Summary
Establishing sites of transcription in
the nuclei of higher eukaryotic cells is a very complex process. Before
transcription can begin, a series of transcription factors must associate with
their recognition motifs, within promoters and more remote activating
sequences. Once bound, these factors and associated proteins are believed to
form a complex that positions the RNA polymerase holoenzyme so that
transcription can commence. As a consequence, active genes assume a specialized
chromatin state across regions that define functional domains. Global nuclear
architecture appears to stabilize these active domains by providing local environments
dedicated to gene expression. As the spatial organization of these sites is
unaffected by the removal of most chromatin they must be associated with a
structural network. This nucleoskeleton, the associated transcription
'factories' and chromatin loops that arise as DNA binds proteins within
factories are fundamental features of nuclear structure in higher eukaryotes.
We argue that concentrating proteins needed to perform different steps of RNA
synthesis within specialized nuclear compartments will be important in
orchestrating events required for efficient gene expression.
I. Introduction
Over recent years, remarkable progress
has been made in understanding a number of extremely complex functions
performed by our genetic material - DNA. For example, we now have a reasonably
clear picture of the basic elements required to initiate gene expression and
understand the principles - if not the details - that control gene expression
in different cell types. It is clear how different sequence motifs in DNA
operate as binding sites to position specialized expression activating
'transcription factors' within gene promoters and how different, though often
related, motifs might be located within more distant 'enhancer' elements. In
some cases, even more remote 'locus control region' (LCR) elements have been
show to exert a dominant effect in establishing chromatin domains competent for
gene expression.
To state matters rather simply, the
fundamental process of gene expression involves the combined action of protein
factors bound to these different DNA motifs (Tjian and Maniatis, 1994).
Proteins bound at the different sites are then though to associate forming a
tertiary complex which, in the presence of secondary transcription factors
acting as adaptors, provides a protein surface that first interacts with RNA
polymerase and then positions the polymerase on the promoter (Goodrich et al.,
1996) so that transcription can begin (Zawel and Reinberg, 1995; Aso et al.,
1995). Though the complexity of factors involved in this process appears
daunting, it now seems likely that this process will be simplified by the use
of preformed sub-assemblies. For example, in addition to the synthetic
machinery, RNA polymerase II complexes can contain elongation factors, RNA
processing components, enzymes required for DNA repair and chromatin
remodelling proteins (Koleske and Young, 1995; Maldonado et al., 1996;
McCracken et al., 1997; Kim et al., 1997).
In some genes, promoter-bound
transcription factors are sufficient to direct efficient expression. Often,
however, remote enhancer sequences are required to establish appropriate levels
of gene expression. Like promoters, enhancers contain complex arrays of factor
recognition motifs that bind appropriate factors. Complex that includes factors
bound within both promoters and enhancers probably contribute to the activation
process. While there are many possible mechanisms for enhancer function the
fact that they work when linked to promoters on catenated DNA molecules,
suggests that protein complexes assembled on the promoter and enhancer
cooperate during the activation process. Enhancers with different efficiencies
have been shown to drive uniform
rates of transcription from active genes (Boyes and Felsenfeld, 1996; Osheim et
al., 1996); differences in transcription rate reflect the number of active
genes in a population and not different polymerase densities on individual
genes. A similar mode of action has been proposed for locus control regions
(Milot et al., 1996). Promoters appear to determine the rate of initiation
while these distal sequence motifs control switching between active and
inactive states.
Activating expression in individual cells
is only part of an even more complex story. Mammalian genomes are estimated to
have some 75,000 different genes. Only a minority of these are expressed in
different cells. In rough terms, ~1/3rd genes perform house-keeping functions,
~1/3rd specialized functions in ~250 different cell types throughout the body
and the remaining ~1/3rd specialized functions in the brain. The activity of
highly active genes in expressing tissues and the same gene in non-expressing
tissues can vary by up to 108 fold. This remarkable difference in
levels emphasises the stability of the inactive and active states and confirms
the efficiency of mechanisms that define regions of the genome that are
competent for gene expression.
II. Gene expression
and chromosomal position effects
Factors that influence gene expression
are clearly very complex. Even when different genes are introduced together
into cells and expressed transiently from plasmids their activity can be
influenced drammatically by factors such as their spatial organization (Emerman
and Temin, 1984). When genes are integrated into the genome 'position effects' add
an additional complexity that commonly results in the eventual extinction of
the ectopic gene (Palmiter and Brinster, 1986). Some genomic sites are
non-permissive for expression. This phenomenon was first characterized in Drosophila when it was observed that genes
translocated close to heterochromatin were commonly switched off (Singh, 1994,
for early references). The dominant suppressive properties of constitutive
heterochromatin (e.g. centromeres) can spread over 1 Mbp or more; cell to cell
variations in suppression result in 'position effect variegation'.
In Drosophila, heterochromatin protein 1 (HP1) and the
related Polycomb (Pc) proteins maintain a repressed chromatin state. The
critical chromatin organization modifier (chromo) domain identified in HP1 and
Pc is found in many proteins, including human homologues. Pc is found in large,
multi-subunit protein complexes (~5 MDa) and controls expression from homeotic
genes during Drosophila
development (Franke et al., 1992). Though chromatin status is clearly the
target, Pc-repressed chromatin is not resistant to digestion by restriction
endonucleases and so is not subjected to generalized condensation. Modification
of chromatin stability (stable chromatin is likely to prevent transcription
factors access), sequestration into an inactive nuclear compartment and reduced
chromatin flexibility may account for these observations (McCall and Bender,
1996, for discussion). Importantly, this system provides a means of developing
chromatin compartments or domains with no absolute requirement for chromatin
binding to a nucleoskeleton.
III. Chromatin
domains as units of gene expression
The structure of active and inactive
chromatin is clearly different (Edmondson and Roth, 1996). Much inactive
chromatin is condensed and forms heterochromatic chromatin clumps inside the
cell (Figure 1).
Active chromatin must be accessible to proteins involved in gene expression and
is consequently relatively open or dispersed. The ease with which chromatin is
cut by nucleases provides the best indicator of activity status (Wolffe, 1995).
The most accessible, 'hypersensitive' sites highlight regions of functional
importance - promoters, enhancers, locus control regions and sites of nuclear
matrix attachment. Hypersensitive sites arise as a consequence of structural
changes that appear when the repetitive nature of nucleosomal chromatin is
disrupted by proteins such as transcription factors. These interactions are
clearly stable during successive rounds of transcription but appear to be displaced
during replication.
In addition, transcriptional status
correlates with a generalized nuclease 'sensitivity' that results from an open
- 10nm - chromatin fibre. However, as sensitivity often extends many kbp
outside established expression units, it is clear that other factors must be
involved, implying that remote sequences determine the boundaries of functional
domains.
Changes in chromatin structure that
accompany the transition from an inactive to active state are believed to be
controlled by products of the SWI/SNF genes, first described in Saccharomyces cerevisiae (Kingston et al.,
Figure 1. Morphology of the mammalian cell
nucleus.
Growing HeLa cells were processed by standard EM techniques and thin sections stained. Inside the nucleus (n), the most prominent feature is the nucleolus (nu), with many fibrillar centres (fc) surrounded by dense fibrillar components (dfc) and a dispersed granular component (gc). The nucleoplasm contains dense patches of condensed chromatin (hc) that stand out against the relatively amorphous nuclear interior. The nucleus is separated from the organelle-rich cytoplasm (c) by a nuclear membrane (nm). Nuclear pores allow molecules to pass between the nucleus and cytoplasm. Bar, 1 mm.

1996). The SWI genes were shown to be required for
mating type switching and subsequently, to form a complex capable of disrupting
chromatin structure. Interestingly, the SWI/SNF complex has been shown to
co-purify with the yeast RNA polymerase II holoenzyme, suggesting that it might
operate to disrupt euchromatin, during RNA synthesis (Koleske and Young, 1995)
IV. Nuclear
compartmentalization
The influence of gene position on
expressional status emphasises the importance of higher-order chromatin
structure in establishing patterns of gene expression. Protecting such
structures in vivo, through successive rounds of transcription and replication,
will be crucial to the maintenance of a cell's expression programme.
The cytoplasm of a typical mammalian cell
is highly structured, containing many classes of membranated organelles with
specialized roles. The nucleus contains no equivalent structures and appears
ill-organized, in comparison. A section of a human cell emphasizes this
impression (Figure 1).
The nuclear membrane, nucleolus and regions rich in condensed heterochromatin
stand out in contrast to the relatively amorphous nuclear interior. Within the
interior, specialized staining techniques allow different features to be
recognized (Monneron and Bernard, 1969). EDTA regressive staining, for example,
confirms that roughly half of this region is occupied by dispersed chromatin.
The remaining, interchromatin space, is rich in hnRNPs and contains
characteristic structures such as perichromatin fibrils, perichromatin
granules, interchromatin granules and interchromatin granule clusters. Though
the precise functions of these structures remain unresolved, they are believed
to play different roles in RNA metabolism (Fakan, 1994).
Recently, the use of immuno-staining as a
routine analytical tool has emphasized the structural complexity within
eukaryotic nuclei (Spector, 1993; Strouboulis and Wolffe, 1996; Jackson and
Cook, 1996). Autoantibodies to protein components of snRNPs were first used to
demonstrate that these proteins concentrate in 20-50 nuclear speckles in
mammalian cells. These major sites were later shown to be inter-connected by a
fibro-granular 'network' of minor sites (Figure 2). Like splicing components, many other
proteins involved in gene expres-

Figure 2. Nuclear compartments rich in splicing
proteins and nascent transcripts.
HeLa cells were
permeabilized with saponin in an isotonic buffer and sites of RNA synthesis
labelled for 15 min with Br-UTP (A-D) or biotin-CTP (E-H). Sm (B) or SC35 (F)
antigens and Br-RNA (C) or biotin-RNA (G) were indirectly immunolabelled and
DNA stained with TOTO-3 (A,E). Optical sections (~700 nm) show a classical
distribution of Sm and SC35 antigens, with major sites 'speckles' and dispersed
minor foci; nucleoli are blank. In the nucleoplasm, most sites of transcription
lie adjacent to the minor foci (D and H, merges of B,C and F,G respectively).
Note that in (G), anti-biotin antibodies label an extensive mitochondrial
network. This indicated the preservation of cellular structure under conditions
used. Loss of structure generally correlates with the appearance of
mitochondrial transcription, not seen here (C). Bar, 2.5 mm. See Pombo and Cook (1996) for details.
sion give intriguingly punctate staining
patterns (van Driel et al., 1996). Understandably, such images are assumed to
demonstrate that different proteins accumulate at functionally important sites.
In some cases, however, the complexity of staining is greater than anticipated,
implying that proteins might accumulate at non-functional, storage, sites.
V. Sites of
transcription
In some cases, the inability of
antibodies to proteins involved in different nuclear functions to distinguish
active and inactive sites can be overcome by labelling active sites directly.
For example, sites of transcription in mammalian cells can be labelled using 3[H]-uridine
(Fakan and Puvion, 1980). High resolution analyses have identified
perichromatin fibrils as the features most closely associated with
transcription sites. Under these conditions, however, scatter of emitted
irradiation (50% of gains lie more than 200 nm from their source using standard
EM autoradiography) prevents the unambiguous identification of transcription
sites. Recently, resolution has been improved by labelling transcription sites
in permeabilized cells using modified RNA precursors (Br-UTP or biotin-CTP);
under these condition it is a simple matter to control the rate of
transcription and so ensure that only sites of synthesis are labelled. Cells
labelled with Br-UTP and examined by light microscopy, after immuno-labelling
sites of incorporation (Figure 2), demonstrate that the majority of labelled transcripts are
concentrated within a limited number of nuclear sites, and not diffusely spread
throughout chromatin (Jackson et al., 1993: Wansink et al., 1993). Labelling under in vivo conditions (micro-injected Br-UTP or
cells grown in medium supplemented with Br-U) gives the same impression if
short labelling periods (~5 min) are used (Fay et al., 1997); after longer
labelling intervals staining patterns are complicated by the presence of
labelled RNA in transit to the cytoplasm.
The ability to label sites of
transcription in this way allows the active sites of RNA synthesis to be
compared with the organization of other components involved in gene expression,
by immuo-fluorescence (van Driel et al., 1996; Huang and Spector, 1996; Pombo
and Cook, 1996; Grande et al., 1997).

Figure 3. Genes in action.
Chromatin templates and
associated transcripts can be visualized after 'spreading' nuclear contents.
Such 'Miller spreads' are commonly prepared from amphibian oocytes where the
nuclear membrane can be removed manually and nuclear contents dispersed in
water. As mammalian nuclei cannot be manipulated in this way, HeLa cells (A,B)
must be dispersed in a 0.33% solution of a commercial detergent (Joy), during
spreading. Ribosomal RNA genes usually appear clustered and are rich in nascent
transcripts (A). In contrast, extra-nucleolar transcription unit, in dispersed
chromatin, have very few associated transcripts (B). Bar, 1 mm. See Miller and Bakken (1972) for details.
VI. The nucleolus - a
dedicated site of ribosomal RNA biosynthesis
The specialized site of transcription
that has been studied most intensively in mammalian cells is the nucleolus
(Fischer et al., 1991; Shaw and Jordan, 1995). Each diploid human cell has an
estimated 300-400 copies of the gene needed to make ribosomal RNA. These are
located on chromosomes 13, 14, 15, 21 and 22 where the ~40 kbp repeats are
grouped into clusters usually with 3-5 genes in each unit. At any time, ~1/3 of
the rRNA genes are active. These are expressed within specialized sub-nuclear
organelles called nucleoli (Figure 1). Most diploid human cells have 1 or 2 nucleoli but cells
in culture can have more; nucleolar morphology is a marker for growth status
and can be used as one indicator in the diagnosis of malignancy.
The anatomy of nucleoli is well
documented (Figure 1).
Fibrillar centres (fcs) are rich in the synthetic machinery (RNA polymerase I).
Fcs are surround by a zone called the dense fibrillar component (dfc) where the
nascent transcripts accumulate. An individual fc is probably coated with the
genes and nascent products from a single active rDNA cluster (3-5 genes); in
cross section, the products of a single gene appear as densely staining areas
measuring ~200 nm across (Figure 1). As the nascent transcripts mature they pass into the granular
component (gc) where they become associated with the ribosomal proteins.
The high demand for ribosomal RNA molecules
means that these genes are the most active in human cells - a proliferating
cell must produce ~5x106 ribosomes during each cell cycle of ~24
hours. Nucleolar structure ensures that the components required for RNA
production are organized to optimize efficiency. This is borne out by the
appearance of the active genes and their associated nascent transcripts (Figure
3). When nucleoli are
disrupted and spread, each active gene is seen to have between 100-150 engaged
RNAs. The polymerases are loaded with such efficiency (~1/120 bp) that the
active transcription units remain devoid of histones (Miller and Bakken, 1972).
VII. Specialized
sites of transcription in the nucleoplasm
While early experiments analysed by LM
supported the existence of nucleoplasmic transcription centres more detailed
studies were required to assess if nucleoli are a paradigm for transcription
site organization (Hozák et al.,
Figure 4. Distribution of transcription
sites.
HeLa cells were grown for
5 min in medium supplemented with Br-uridine. EM sections were prepared and
sites of RNA synthesis immunolabelled with 9 nm gold particles. Within the
nucleus (n), most particles lie in clusters (arrowheads). The bulk of the
nuclear interior, nuclear membrane (nm) and cytoplasm (c) are unlabelled. Parts
of two nucleoli (nu) are seen in this section. Bar, 250 nm. See Iborra et al.
(1996) for details.

1994). Electron microscopy of HeLa cells
labelled with RNA precursor analogues (Iborra et al., 1996) both in vivo and in
vitro has shown a typical cell to have ~2500 distinct transcription
compartments (Figure 4),
with labelled zones measuring 50-150 nm (mean is 80 nm) across. The labelled
sites often lie along the borders of nuclear regions rich in condensed
chromatin and usually lie adjacent to or are surrounded by 'clouds' of
dispersed chromatin (Figure 5B).
The nascent sites also contain the synthetic machinery (Figure 5A) which quite often appears concentrated
towards one sub-region of the labelled zone. The sites also contain
transcription factors, splicing factors and others proteins involved in RNA
processing. Transcription sites often lie close to, but never within,
interchromatin granule clusters (Figure 5C) that are rich in many splicing factors and appear as
'speckles' by LM when stained with antibodies to splicing components such as Sm
and SC35 proteins (Figure 2).
The main difference between nucleolar and
nucleoplasmic transcription sites concerns the organization of the active
genes. Like nucleoli, nucleoplasmic transcription sites must contain many
active polymerases. This can be inferred from the number of sites and estimates
of the number of active polymerases and genes in a cell at any moment (Cox,
1976). To confirm this crucial point, we have shown recently (Jackson et al.,
submitted) that HeLa cells with ~2,500 nucleoplasmic sites have ~75,000 active
nucleoplasmic RNA polymerases. Unlike nucleoli, however, genes transcribed in
the nucleoplasm are known to have rather low densities of associated
transcripts. When HeLa nuclei are disrupted by hypotonic treatment and
spreading dispersed chromatin fibres rarely have more than a few putative
transcripts (Figure 3).
Even cells infected with adenovirus, at their peak of transcription, have only
1 transcript/7.5 kbp adenovirus DNA (Beyer et al., 1981; Wolgemuth and Hsu,
1981). Using HeLa cells disrupted with sarkosyl - under conditions that retain
all engaged RNA polymerases - we have confirmed that most active genes have
very few (usually 1-3) transcripts. This suggests, perhaps remarkably, that an
average transcription site contains the machinery to simultaneously synthesise
and process 30 transcripts associated with ~20 different genes. Because the
nascent transcripts only occupy 0.5% of a HeLa cell nucleus (Iborra et al.,
1996) these cannot contain all the active chromatin. It seems probable,
therefore, that active genes will surround the synthetic sites, as indicated
above (Figure 5B).
Note, however, that despite their small size and evident complexity, the
nucleoplasmic sites have less than half the RNA density of equivalent sites in
nucleoli.
As many genes appear to be transcribed
from individual sites, that are also capable of performing a range of
downstream processing events, we have called these sites transcription 'factories'.
In view of the complexity of these factories, it is interesting to consider
whether different genes with common requirements (e.g. activating transcription
factors) might accumulate at individual sites. Though the chromosomal
arrangement of genes will be dominant in determining the composition of
individual transcription sites, circumstances could arise where related genes,
on different chromosomes, are transcribed within the same compartment.
Preliminary experiments have hinted that this might be so. For example, we (AP
and DAJ) have shown that a fraction (~1/10th) of nucleoplasmic

Figure 5. The architecture of transcription
sites.
HeLa cells were
permeabilized and sites of RNA synthesis labelled with biotin-CTP for 15
minutes. Sites of synthesis were immunolabelled with 9 nm gold (A-C). Most
sites also contained RNA polymerase, immunolabelled with 15 nm gold (A); note
that the 9 and 15 nm gold particles are generally sub-compartmentalized within
transcription sites. Transcription sites commonly appeared to be surrounded a
halo of chromatin clouds, visualized after EDTA regressive staining (B).
Bismuth binds phosphoproteins (such as RNA polymerase II) and stains
transcriptions sites (C), though adjacent regions were often unstained.
Interchromatin granule clusters stained with bismuth but never contained
labelled transcripts. Bar, 100 nm. See Iborra et al. (1996) for details.
transcription sites contain predominantly
(if not exclusively) RNA polymerase III transcription units. In addition, we (AP)
have characterized the organization of a number of genes that are activated by
the transcription factors PTF and OCT-1 in association with a PTF-rich
sub-nuclear compartment.
VIII. The spatial
organization of transcription sites
Another remarkable feature of the
structure of transcription factories is that the spatial organization of
labelled nascent RNA persist in nuclei when almost all chromatin is removed (Figure
6; Jackson et al., 1993;
Wansink et al., 1993: Iborra et al 1996). The nascent RNA, unlike most mRNA en
route to the nuclear periphery (Verheijen et al., 1988), is tightly associated
with the nuclear matrix (Figure 7), confirming that interactions within transcription factories are
stable under a range of conditions, independently of chromatin. This emphasises
the important point that the transcription factories are structures in their
own right and do not arise passively as a consequence of the organization of
other nuclear components.
This view of global nuclear organization
supports the idea that active RNA polymerases are 'fixed' and is incompatible
with transcription complexes that track along the chromatin during RNA
synthesis. In addition, transcription factors, polymerases and other proteins
involved in gene expression will perform critical structural roles, binding
chromatin at functionally important sites that become spatially restricted
through their indirect association with the nucleoskeleton. While such an
arrangement will have profound organizational consequences in higher eukaryotes,
it is worth noting that such an arrangement has been shown to exist within
virus particles (Prasad et al., 1996).
The in vivo organization of transcription sites has
also been analyzed using an approach that determines the spatial distribution
of active genes and their products using fluorescent in situ hybridization (FISH). Though the
processing required for hybridization leads to loss of morphological detail,
this approach has provided data on the relative organization of active genes
and local processing compartments (Xing et al., 1993) and has suggested
interesting mechanisms by which mature mRNA molecules might be transported to
the cytoplasm (Rosbach and Singer, 1993).
IX. Sites of pre-mRNA
splicing
While it is clear that components
involved in major nuclear functions are compartmentalized, the extent to which
these compartments correlate with sites of function
Figure 6. The nucleoskeleton.
Encapsulated HeLa cells
were permeabilized, chromatin cut with nucleases, ~90% DNA removed and a 500 nm
resinless section prepared. Agarose (A) surrounds the cytoplasmic (C) and
nuclear remnants that are separated by the nuclear lamina (L). The
nucleoskeleton, a diffuse network of coated filaments (arrowheads) connects
regions of the nuclear interior such as the nucleolus (NU) replication
factories (F) and many dense sites (D), some of which arise from transcription
sites. Bar, 1 mm. See Jackson and Cook
(1988) for details.

is not always easy to assess. This is
most apparent when function is difficult to measure directly. Understanding the
organization of sites of pre-mRNA splicing serves to emphasise this point (Figure
2). A series of
sophisticated analyses have shown that many genes lie close to the splicing
speckles (Moen et al., 1995). As in situ hybridization shows these sites to be
rich in polyA+ nuclear RNA and much, but not all, splicing occurs
co-transcriptionally it appears that the speckles represent predominant sites
of active splicing. Other observations refute this view. First, cells grown in 3[H]uridine
for short times show little or no labelling within IGCs/speckles; even after
long incorporations these structures remain poorly labelled (Puvion and
Puvion-Dutilleul, 1996). Second, high resolution analyses of nascent
transcripts confirm that while many lie close to IGCs no transcription occurs
within them (Figure 5;
Iborra et al., 1996; Puvion and Puvion-Dutilleul, 1996; Pombo and Cook, 1996).
Finally, in situ
hybridization techniques designed to analyze the sites of splicing indicate that
speckles are not the predominant active sites (Zhang et al., 1994).
Possible explanations of these
controversies range from the obvious limitations, technical capabilities and
resolution of different approaches used to cell-specific differences. Perhaps
these observations indicate that the major (speckles) and minor sites represent
2 parts of the same population that is able to respond to demand - is dynamic -
performing splicing as and when required. The major sites might represent
regions of particularly high demand/turnover but could also be sites of storage
and/or assembly that are subsequently dispatched elsewhere. The dynamic
features of these compartments have been assessed using an essential splicing
factor (SF2/ASF) tagged with green fluorescent protein Misteli et al., 1997).
X. RNA transport
pathways
In the majority of cases, activities
present within transcription factories, adjacent to the site of RNA synthesis,
will ensure that mature mRNA molecules leave factories. Though the majority of
splicing occurs at the time of transcription, some RNAs containing introns may
move into the downstream transport pathways. Details of events that control RNA
transport and export are complex and have been reviewed extensively (Gorlich
and Mattaj, 1996). It is not appropriate to discuss an extensive literature
here, though we would like to consider one interesting aspect of transport that
has arisen from our own studies.
It is usually assumed that nuclear RNAs
and their associated proteins move inside the nucleus as independent entities
(Dreyfuss et al., 1993). Movement is probably diffusion driven in
inter-chromatin channels. A detailed analysis of large (200S) RNP particles has
demonstrated that RNA molecules are associated with protein according to size:
RNA from 1.5 to 35 kb is found in particles of similar mass (Spann et al.,
1989; Sperling et al., 1997). This observation is believed to reflect the high
protein

Figure 7. Transcription at the nuclear matrix.
HeLa cells with nascent
transcript containing Br-UMP (Figure 4) were extracted with 2 M NaCl and Br-RNA
immunolabelled with 5 nm gold particles. Samples were then embedded and
sections prepared (A,B). A typical nuclear region (A) shows numerous dense
areas separated by the fibro-granular 'nuclear matrix'. Many of the dense areas
are rich in Br-RNA (B; higher magnification of area indicated in A); these are
clearly remnant transcription sites. Note that immunolabelling before embedding
gives much higher particle densities because label is not restricted to the
detection of antigens on a section surface. This increases sensitivity but does
not alter the number of transcription sites seen. Bars, 100 nm.
content of the particles, that contain a
modular structure thought to be a remnant of earlier splicing events. These
particles are stable even though ~95% RNA present is fully spliced mRNA.
In our analysis of the movement of
nuclear RNA labelled with bromouridine in vivo, we have shown that the majority
of RNA transport occurs in association with structures equivalent to these 200S
particles. The particles contain Br-RNA and are rich in SR-proteins, a family
of proteins involved in splicing (Manley and Tacke, 1996). Interestingly, the
size distribution and numbers of labelled particles in transit suggest that
each contains many mRNAs.
XI. Global nuclear
structure
Many lines of evidence indicate the
functional importance of global nuclear structure. We know, for example, that
chromosomes occupy discrete nuclear domains during interphase and that these
often assume preferred though never precise nuclear locations (Cremer et al.,
1993). Preferred orientations are not uncommon (probably a vestige of mitosis)
and may differ at different stages of the cell cycle; even at this level
nuclear structure must be dynamic (Ferguson and Ward, 1992). Though chromosomes
in interphase are decondensed relative to their familiar mitotic counterparts,
it is clear from in situ hybridization analyses that individual domains remain locally
restricted and that the linear arrangement of genes, together with local
structural features, closely reflect those seen in mitosis (Yokota et al.,
1995). Apparently dramatic differences in the organization of chromosomes
during mitosis and corresponding structures during interphase probably reflect
the dispersal of chromatin domains through elongation of the chromosome axis,
with relatively minor changes in chromatin condensation. As the nucleus reforms
after mitosis, chromosome decondensation will generate inter-chromatin
channels, both between and within chromosomes, allowing access of different
nuclear components to all functionally important parts of the genome.
XII. The nuclear
matrix and nucleoskeleton
By their very nature, nuclear functions
such as transcription and replication must be dynamic processes. It was
surprising, therefore, when the products of these processes were shown to
retain their spatial organization in extracted nuclei from which almost all
chromatin had been removed. To explain such observations, it was argued that
the active enzymes were associated with and organized by a structural 'nuclear
matrix'. Subsequently, the nuclear matrix of extracted cells has been shown to
participate in almost all aspects of nuclear function, in higher eukaryotes
(reviewed in Berezney et al., 1996; Nickerson et al., 1996; Stein et al.,
1996).
A detailed analysis of functional sites
in cells extracted under 'physiological' conditions (Jackson and Cook, 1996)
has ruled out the possibility that this organization arises during matrix
preparation and confirmed that active transcription sites maintain their
spatial disposition when almost all chromatin, representing about 40% of
nuclear mass, is removed. This crucial observation shows that the active sites
are intimately associated with an organizational solid phase, probably the
major structural feature within eukaryotic nuclei (Figures 6 and 7). At the heart of this structure lies a
network of intermediate filament-like core filaments that provides important
structural continuity by connecting sites of functional importance to the
nuclear periphery. In situ, this structure is coated and stabilized by hnRNP complexes, many
of which will be en route to the cytoplasm. Though structural, this nucleoskeleton must be
dynamic - dramatic changes accompany mitosis and more subtle ones result from
changes in growth.
XIII. Chromatin
domains and loops
The nucleoskeleton and functional
compartments that it binds are fundamental features of internal nuclear
architecture. As these structures are reasonably stable they are likely to be a
major source of protein-DNA interactions that form DNA loops and chromatin
domains inside the nucleus. Once again a complex literature addresses this
issue (Laemmli et al., 1992; Bode et al., 1996).
In brief, scaffold and matrix attached
sequences (SARs and MARs) are commonly AT-rich sequences with many
topoisomerase II binding motifs. Various other proteins have been shown to bind
strong S/MAR DNA sites. It is not clear, however, how the organization of these
extracted structures reflects that existing inside the cell (Jacks and Eggert,
1992). In contrast, in domains analyzed under isotonic conditions, most
sequences responsible for binding chromatin to the nucleoskeleton were of
functional importance (Jackson and Cook, 1993; Jackson et al., 1996). It
appears that different extraction protocols must accentuate different classes
of interactions existing in vivo.
Probable chromatin domain boundaries have
been characterized in the fruit fly, Drosophila. 'Specialized chromatin structures' (scs)
flanking two heat shock genes (HSP70) were shown to correlate with the
boundaries of an ~15 kbp active domain - at 87A7 on polytene chromosomes -
following heat treatment (Schedl and Grosveld, 1995). These elements contain
pairs of very strong DNAse hypersensitive sites flanking a nuclease resistant
sequence of ~300 bp. Boundary element attachment factors and their recognition
motifs within the scs may be important determinants of chromosome structure
(Zhao et al., 1995; Strick and Laemmli, 1995).
XIV. Global
organization and dedicated sites of gene expression
A priori, we might assume that genes expressed
from their natural chromosomal sites operate with the required efficiency. Wide
variations in the expression of identical ectopic sequences, at different
chromosomal sites, implies that local factors can influence gene expression
(Allen et al., 1988; Bonnerot et al., 1990). Different factors must contribute
to the range of expression seen. It is clear how chromosomal position, through
the suppressive influence of local heterochromatin, might extinguish
expression. Partial activities, in contrast, must reflect transcription from
sites with different combination of factors that together determine the
frequency with which transcription occurs.
Other lines of evidence imply that
nuclear organization can influence gene function. For example, RNA molecules
transcribed from chimeric genes - with RNA polymerase III promoters and
polymerase II coding sequences - introduced into mammalian tissue culture cells
by transfection, produced normal pre-mRNA but were unable to splice or form
mature polyA+ tails and hence mature mRNA (Sisodia et al., 1987). This suggests
that splicing and polyadenylation pathways are coupled to transcription by RNA
polymerase II and that different pathways are spatially independent.
Rather surprising observations suggest
that different steps in the expression pathway cooperate to produce mature
mRNA. For example, the _-globin promoter was shown to drive synthesis of
transcription from an intron-containing gene but not the same sequence from
which the non-coding DNA had been removed (Neuberger and Williams, 1988).
Remarkably, the same intron-less transcription unit was expressed from CMV or
heat-shock promoters.
Such observations suggest that nuclei are
assembled so that the local organization of components required for gene
expression will reproduce a level of activity that reflects that organization.
In addition to establishing the desired level of synthesis, this nuclear
'set-up' appears to direct the transcription product onto an appropriate
pathway that couples synthesis to the desired combination of post-synthetic
events - RNA processing, export and perhaps even cytoplasmic location and
function.
XV. Conclusion
It is now clear that different layers of
organization contribute to the complex processes required for gene expression.
Simple recognition motifs in chromatin first bind transcription factors and set
the activation process in motion. Multi-component pre-initiation complexes then
facilitate the binding of the RNA polymerase complex to the promoter (Goodrich,
et al., 1996) so that elongation can proceed (Aso et al., 1995; Zawel and
Reinberg, 1995). Intellectually, these steps are easy to describe in molecular
detail.
These processes must occur in the context
of systems established to maintain active and inactive chromatin states. Though
we know surprisingly little about the signals that define chromatin domains it
is clear the certain LCR elements can 'open' chromatin and establish domains
that are permissive for transcription (Schedl and Grosveld, 1995). The partial
activation of expression from an incomplete LCR together with equivalent
experiments on enhancer elements are consistent with the view that these remote
elements make vital contributions to the active promoter complex (Wijgerde et
al., 1995). The behaviour of genes with incomplete LCRs, situated close to
heterochromatin, indicates that the complete LCR maintains transcription
activity by ensuring that transcription occurs in all cells, at all times, but
does not directly control the rate of transcription (Milot et al., 1996).
In vivo, additional organizational features
appear to influence gene expression. Over recent years a significant body of
literature has described the compartmentalization of different nuclear
functions. Rather than being dispersed uniformly throughout the nuclear
interior, different functions required for expression occur at specialized,
dedicated sites. In mammalian cells the density of transcription sites is far
lower than expected from estimates of active transcripts and transcription unit
complexity, implying than multiple transcription units are active in each site.
Morphological analyses together with immuno-staining indicate that these sites
have a zonal organization, with different regions performing specialized roles.
Furthermore, as the transcript containing regions occupy only 0.5% of the
volume of a HeLa nucleus this arrangement is inconsistent with the view that
transcripts will be uniformly dispersed throughout euchromatin (occupying ~10%
of the nucleus) bound to tracking RNA polymerases. Images like Figure 5B support the idea that many chromatin
clouds are served by a single, active transcription compartment.
This ordered view of transcript synthesis
and maturation has interesting functional consequences. Before any genes can be
expressed, transcription factor complexes must assemble on its promoter
(Goodrich et al., 1996). It is commonly assumed that these factors scan
chromatin for potential binding sites. The observation that significant
fractions of many factors are nuclear matrix associated complicates this view,
implying that factors are part of some nuclear 'solid phase'. Of course such
impressions present a time averaged image of nuclear order and give no
indication of either spatial or temporal dynamics. But even if factors can scan
for binding sites, it may be that they then serve to deliver and subsequently
confine genes to appropriate nuclear compartments. Once established, such complexes
could have a major influence on higher-order chromatin structure, throughout
interphase and mitosis.
Another advantage of dedicated nuclear
compartments is that by concentrating components required to perform coupled
functions in a limited number of sites, it will be possible to execute these
functions with optimal efficiency. If components were released into a 'soluble'
nucleoplasm between each activity, a dramatic fall in efficiency might be
expected. It is clear that active chromatin domains must maintain their active
configuration under circumstances where the majority of chromatin is inert.
Though different mechanisms will tend to stabilise these forms, it is important
that they are both sufficiently stable to maintain expression and sufficiently
unstable to allow reprogramming. Interestingly, proteins capable of remodelling
chromatin have been shown to form an integral part of the yeast RNA polymerase
II holoenzyme (Koleske and Young, 1995). Restricting the spatial distribution
of the complex in this way will tend to preserve existing chromatin states. In
addition, compartments rich in transcription factors would also help to
re-establish active sites following replication. Elongating DNA polymerases are
known to displace certain transcription factor complexes and these must be
re-established if expression is to be maintained. This must occur, however, in
the presence of large histone pools that could alter promoter activity by
competing for the same sites. Replicating active genes early in S-phase within
compartments that contain the components required to re-establish an active
chromatin configuration provides the best opportunity of protecting existing
patterns of gene expression within eukaryotic cells.
Finally, it is worth considering how nuclear
organization could influence the behaviour of particular genes in
differentiated cells. With the exception of nucleoli, we known very little
about the constellations of genes that contribute to individual transcription
sites or whether individual sites can be totally or partially dedicated to the
synthesis of particular classes of transcripts. While groups of genes on
particular chromosomes will dominate local organization of transcription sites,
some contribution from active genes on adjacent chromosomes might be expected.
This could be especially prevalent in non-proliferative cells where long
periods without the disruptive forces of the cell cycle might allow genes with
similar activation requirements to occupy particular sites. Such an arrangement
could influence the frequency of common translocations during the development
of malignancy. Specialized transcription sites could also influence the
performance of non-chromosomal genes. If cells have a limited number of sites
that are competent for the synthesis of specific gene products, understanding
how to access these sites would be important in gene therapy.
Acknowledgements
We thank the Cancer Research Campaign
(DAJ), The Wellcome Trust (FI) and the Junta Nacional de Investigaç_o
Científica e Tecnológica (Portugal, Program PRAXIS XXI; AP) for
support.
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