Gene Ther Mol Biol Vol 1,
509-528. March, 1998.
Nuclear matrix:
application to diagnosis of cancer and role in transcription and modulation of
chromatin structure
James R. Davie,
Shanti Samuel, Virginia Spencer, Lydia Bajno, Jian-Min Sun, Hou Yu Chen, and
Laurel T. Holth.
Department of Biochemistry and Molecular
Biology, Faculty of Medicine, University of Manitoba, 770 Bannatyne Avenue,
Winnipeg, Manitoba, Canada R3E OW3
______________________________________________________________________________________
Correspondence:
James R. Davie Tel:
204-789-3369, Fax: 204-789-3900, E-mail: davie@cc.umanitoba.ca
Summary
The nuclear matrix is involved in the
processing of the genetic information and in the organization of
chromatin. In recent years we have
come to appreciate the organization of functional domains within the nucleus
(e.g., transcript domains, RNA processing sites, sites of replication). The nuclear matrix is the foundation
from which this organization is built, providing a scaffold upon which nuclear
processes such as DNA replication and transcription occur. Chromatin is arranged into loop domains
through the attachment of matrix associated regions (MARs) at the base of the
loop to nuclear matrix proteins.
Considering the role of the nuclear matrix in the organization and
processing of the genetic information, it is not surprising to find that
nuclear matrix proteins are informative in distinguishing cell types and
disease states. For example,
nuclear matrix proteins informative in the diagnosis of cancer, including
breast cancer have been identified.
Typically nuclear matrices are obtained following the salt extraction of
nuclease-digested nuclei. However,
recent studies show that cisplatin preferentially crosslinks MAR DNA to nuclear
matrix proteins in situ, providing a complimentary method to identify informative
nuclear matrix proteins.
Transcribed, but not repressed
chromatin, is associated with the nuclear matrix. Regions of a chromatin loop
engaged in transcription are associated with the nuclear matrix through
multiple dynamic interactions with nuclear matrix proteins. Nuclear matrix bound transcription
factors, the transcription machinery and histone modifying enzymes are thought
to mediate these dynamic attachments between the nuclear matrix and
transcriptionally active chromatin.
Core histones of transcriptionally active chromatin are dynamically
acetylated, with histone acetyltransferases (HATs) and deacetylases (HDACs) catalyzing
this reaction. Both of these
enzymes, which are now known to be transcriptional coactivators and modulators,
are associated with the nuclear matrix.
We have proposed that these enzymes participate in the dynamic
attachment of transcriptionally active chromatin with the nuclear matrix. Our recent studies show that cisplatin
crosslinks nuclear matrix-bound transcription factors and transcription
modulators to nuclear DNA in situ. This
suggests that cisplatin will be most useful in the discovery of nuclear matrix
MAR binding proteins involved in the organization of DNA and nuclear matrix
bound transcription factors/modulators participating in the nuclear matrix
association of transcriptionally active chromatin. (Supported by Medical Research Council of Canada)
I. Nuclear matrix
isolation and structure
The nuclear matrix has a role in the
organization and function of nuclear DNA.
The structure of the nuclear matrix consisting of residual nucleoli,
surrounding nuclear pore-lamina complex, and internal matrix is revealed when
nuclease-digested nuclei are extracted with salt (e.g., 0.25 M ammonium
sulfate). The protocol that we use
to isolate nuclear matrices is shown in Fig. 1.
Briefly, nuclei are digested with DNAase I followed by extraction with
0.25 M ammonium sulfate, yielding NM1-IF [nuclear matrices (NM) with attached
intermediate filaments (IF)] (Sun et al., 1994; Chen et al., 1996). Further extraction of the NM1-IF
nuclear matrices with 2 M NaCl yields NM2-IF. The internal matrix of NM1-IF preparations has a
fibrogranular appearance (Chen et al., 1996). Extraction of the NM1-IF with high salt removes proteins
that decorate core filaments of the internal matrix (Penman, 1995; Nickerson et
al., 1995). The core filament
fiber network is also seen when nuclear DNA is removed from nuclease-digested
cells by electroelution in solutions of physiological ionic strength (Jackson
and Cook, 1988). Core filaments,
composition of which is currently unknown, have a diameter of 10-13 nm. These
filaments appear to be the underlying structure onto which other nuclear
components are bound.
The nuclear matrix is composed of protein
and RNA. The nuclear pore-lamina
consists of lamins and pore proteins.
The internal matrix has a complex protein composition, with heterogeneous nuclear ribonuclear proteins
(hnRNP) being major components (Mattern et al., 1996). Most nuclear RNA is associated with the
nuclear matrix and contributes to the structural integrity of the nuclear
matrix (Nickerson et al., 1995).
The absence of nuclear RNA may weaken nuclear matrix internal
structures. For example, nuclear
matrices isolated from chicken mature erythrocytes lack nuclear RNA and
internal structures, while nuclear matrices from immature erythrocytes of
anemic adult birds have internal structures and nuclear RNA (Chen et al.,
1996).
II. Nuclear matrix
proteins and the diagnosis of cancer
The protein composition of the nuclear
matrix is both tissue and cell type specific, and undergoes changes with
differentiation and transformation (Fey and Penman, 1988; Stuurman et al.,
1990; Dworetzky et al., 1990; Cupo, 1991). Pathologists have long appreciated that irregular nuclear
appearance is the signature of a malignant cell (Miller et al., 1992; Nickerson
et al., 1995). Changes in the
composition of nuclear matrix proteins in malignant cells may contribute to
alterations in nuclear structure.
Nuclear matrix proteins are informative markers of disease states
(Khanuja et al., 1993; Keesee et al., 1994). Informative nuclear matrix proteins have been identified for
bladder, breast, colon, prostate, head, and neck cancers (Getzenberg et al.,
1991a;1996; Khanuja et al., 1993; Keesee et al., 1994; Donat et al.,
1996). For example, the nuclear
matrix protein PC-1 is found in the nuclear matrix proteins from prostate
cancer but not in the nuclear matrix from normal prostate or benign prostatic
hyperplasia (Getzenberg et al., 1991a).
Recently, we reported that the nuclear matrix protein composition was
radically altered in highly metastatic oncogene transformed mouse fibroblasts
(Samuel et al., 1997b).
Interestingly, highly metastatic ras-transformed 10T1/2 cells and highly
metastatic fes-transformed
NIH 3T3 cells had a similar set of nuclear matrix proteins that were not seen
in poorly metastatic or non-tumorigenic parental mouse fibroblast cell
lines. Clearly, this study shows a
correlation between the nuclear matrix protein profile and the metastatic
potential of the cell. Of
potential importance is the demonstration that nuclear matrix proteins can be
detected in the serum and urine of cancer patients, thus suggesting that the
detection of specific nuclear matrix proteins may be of value in breast cancer
diagnosis (Miller et al., 1992; Replogle-Schwab et al., 1996; Carpinito et al.,
1996).
We have identified informative breast
cancer nuclear matrix proteins (Samuel et al., 1997a). Typically we prepare NM2-IF nuclear
matrices from breast cancer cell lines or breast tumours. To remove IFs from these preparations
we disrupt nuclear matrices and attached IFs with urea (Fig. 1).
The IFs are then allowed to reassemble and are removed from the soluble
nuclear matrix proteins (Fey and Penman, 1988). Over a broad protein concentration range, this process is independent of protein
concentration, but it is dependent upon temperature (Fig. 2).
Performing the reconstitution at room temperature is recommended. About 8-10% of the nuclear protein is
recovered in the nuclear matrix protein fraction.
In the search for informative breast
cancer nuclear matrix proteins, we used human breast cancer cell lines T47D,
MCF-7 and ZR-75 (ER+/hormone dependent), MDA MB231, and BT-20 (ER-/hormone
independent), and T5-PRF (ER+/hormone independent). A non-tumorigenic, spontaneously immortalized human breast
epithelial cell line known as MCF-10A1 (ER-/hormone independent) obtained from reduction mammoplasty was
chosen as the closest representative of normal breast epithelia. Typically we isolate proteins from at least
three nuclear matrix preparations of each cell line, and these proteins are
electrophoretically separated on two dimensional gels. Comparative analysis of the two
dimensional gel patterns identified nuclear matrix proteins of estrogen
receptor (ER) positive breast cancer cells that were not found in ER- breast
cancer cells or normal breast epithelial cells (Samuel et al., 1997a). Our criteria for designating a nuclear
matrix protein as being informative in breast cancer was that the protein had
to be present in each of the relevant preparations (either ER+ and/or ER-
breast cancer cell nuclear matrix proteins), but not in the preparations of

Figure 1. Method to Isolate Nuclear Matrix and
Nuclear Matrix Proteins.

Figure 2. Effect of Temperature on the Separation
of Intermediate Filament (IF) Proteins from Nuclear Matrix Proteins (NMP).
NM2-IF from human breast cancer cells was disrupted in urea and then made to
different protein concentrations prior to removal of IF proteins as described
(Samuel et al., 1997b).
nuclear matrix proteins from
"normal" breast epithelial cells. Using the nomenclature proposed by Khanuja et al. (1993), we
refer to these proteins as NMBCs (nuclear matrix proteins in breast
cancer). Five NMBCs (1-5)
exclusive to the ER+ cell lines and one NMBC (6) exclusive to the ER- cell
lines were identified (Samuel et al., 1997a).
The extracellular environment can alter
the cellular morphology as well as the protein composition of the cytoskeletal
and nuclear matrix compartments (Getzenberg et al., 1991b; Pienta et al., 1991;
Fallaux et al., 1996). Thus, it
was important to find out whether the changes in nuclear matrix proteins we
observed with cancer cells grown on plastic were observed with cancer cells
present in a breast tumour. In the
preparation of nuclear matrices from breast tumours, we found that it was necessary
to remove the adipose tissue surrounding the tumour. We found all NMBCs (1-5) exclusive to ER+ status in the
human breast cancer cell lines as being present in the ER+ breast tumours,
while NMBC-6 was not detectable (see Fig. 3, tumour 12797). NMBC-6, but not NMBCs 1-5, were present
in ER- tumour nuclear matrix proteins.
The effect of cellular transformation on
nuclear matrix protein composition is illustrated in the following study. Nuclear matrix proteins were isolated
from MCF10A1 breast cancer cells that were transformed with the human T-24
mutated Ha-ras
oncogene (MCF10AneoT) or with wild type human ER (cell line 139B6). MCF10AneoT cells are transformed and
show anchorage independent growth (Basolo et al., 1991). The cell line 139B6 expresses ER at a
similar level to that of MCF7 breast cancer cells (Pilat et al., 1996). In the presence of estradiol, this cell
line has a slight inhibition in growth.
This is typical of results of studies in which the ER is expressed in a
ER- breast epithelial cell line or ER- breast cancer cell line (Pilat et al.,
1996; Lundholt et al., 1996).
Estradiol activated ER failed to elevate the expression of endogenous
estrogen responsive genes but did induce the transient expression of an
estrogen responsive element-regulated reporter gene in the 139B6 cell line
(Pilat et al., 1996). Analysis of
the two dimensional gel patterns of the nuclear matrix proteins from these cell
lines revealed several alterations in nuclear matrix protein composition when
MCF10A1 cells were transformed with ras or expressing ER.
These differences were seen against a pattern of proteins found in all
cell lines, for example hnRNP K (hk in Fig. 3).
With the MCF10AneoT (Ha-ras transformed) cells, nuclear matrix proteins with a molecular mass
of 47 kDa and pI range of 5.8-6.2 (constellation C in Fig. 3) were found to be
exclusive to this cell line.
Similarly, nuclear matrix proteins with molecular masses 50-57 kDa and
pIs 5.5-5.7 (constellation B in Fig. 3) and proteins with molecular masses of 30-36

Figure 3. Human Breast Cancer
Nuclear Matrix Proteins
Nuclear matrix proteins
were isolated from MCF10A1 (parent, ER-, human breast epithelial cells),
MCF10A-139B6 (parent transfected with human wild type ER), MCF10AneoT (parent
transformed by T-24 Ha-ras), and human breast tumour 12797 (ER+). Protein (40 ug) was electrophoretically
resolved on two-dimension gels.
The gels were stained with silver.
The position of the molecular weight standards (in thousands) is shown
on the left side of each gel pattern.
LA and LC are lamin A and C, respectively. The circles in MCF10A1 (parent) show the absence or
decreased amount of nuclear matrix proteins highlighted in other gel patterns.

Figure 4. Sites of Post-Synthetic Modifications
on the Histones.
The structures of H2A-H2B
dimers and (H3-H4)2 tetramers and the sites of modification are shown. Ac, acetylation; Ub, ubiquitination. The enzymes catalyzing reversible
histone acetylation are shown.
kDa and pIs 4.5 (constellation A in Fig.
3) were determined to be
exclusive to the ER expressing cell line MCF10A-139B6. However, within constellation B, a 48
kDa (pI 5.5) nuclear matrix protein (denoted by * in Fig. 3) was observed in the MCF10A parent cell
line as well as in the ras- transformed and ER transfected cell lines. Relative to the parent cell line, the
level of this protein in MCF10AneoT and MCF10A-139B6 was higher. NMBC1 present in the ER+ breast tumor
nuclear matrix proteins was also detected in the ER expressing cell line (Fig.
3). The presence of NMBC1 in the ER
transfected cell line suggests that ER
expression has a role in the association of NMBC1 with the nuclear
matrix. These results illustrate
how nuclear matrix protein profiles reflect alterations in a cell's
physiological state.
III. Nuclear matrix
and organization of nuclear DNA
Nuclear DNA is packaged into nucleosomes,
the repeating structural units in chromatin (Van Holde, 1988). The nucleosome consists of an histone
octamer core around which DNA is wrapped.
The four core histones of the octamer are arranged as a (H3-H4)2
tetramer and two H2A-H2B dimers positioned on both sides of the tetramer. The core histones have a similar
structure with a basic N terminal unstructured domain, a globular domain
organized by the histone fold, and a C terminal unstructured tail (Arents and
Moudrianakis, 1995) (Fig. 4). Histone H1 binds
to the linker DNA, which joins nucleosomes together, and to core histones
(Boulikas et al., 1980; Banères et al., 1994). H1 has a tripartite structure with a basic N terminal
domain, a basic C terminal tail domain, and a central globular core
(Ramakrishnan, 1994).
In low ionic strength, chromatin fibers
depleted of H1 have a "beads-on-a-string" structure, but with H1,
folding of the fiber is evident (Leuba et al., 1994). At physiological ionic strength chromatin is folded into a
30 nm fiber. H1 stabilizes the
folding of the chromatin fiber (Shen et al., 1995). The native 30 nm chromatin fiber has an irregular structure
(an irregular three dimension zigzag) in vitro (Woodcock and Horowitz, 1995). Woodcock and colleagues show that the
irregularities of the 30 nm chromatin fiber can be accurately reflected in a
model that accounts for variability in linker DNA length and angle of
trajectory that the linker DNA has as it enters and leaves the nucleosome. Thirty nm fibers are usually not seen
inside nuclei (Woodcock and Horowitz, 1995). The chromatin is observed as matted patches. It appears that neighboring zigzags
interdigitate, preventing individual chromatin fibers from being seen in
nuclei. The core histone tails
contribute to the condensation of the chromatin fiber (Garcia-Ramirez et al.,
1995; Schwarz et al., 1996; Krajewski and Ausió, 1996). H3 and H4 tails are needed for
fiber-fiber interactions (Schwarz et al., 1996).
The chromatin fiber is organized into loop domains, with an
average size of 86 kb (Jackson et al., 1990; Gerdes et al., 1994) (Fig. 5).
Transcriptionally active genes are found in DNAase I-sensitive,
presumably decondensed chromatin loops that are accessible to transcription
factors and transcription machinery (Davie, 1995). Transcriptionally inactive genes are in higher order,
interdigitated chromatin patches, being essentially invisible to transcription
factors and the transcription machinery.
At the base of the loop there are DNA sequences called MARs (matrix
associated regions) that bind to nuclear matrix proteins (Bode et al.,
1995). MARs tend to be AT-rich,
but do not have a consensus sequence (Bode et al., 1995; Mielke et al.,
1996). MAR-DNA binds to both
internal matrix and nuclear pore-lamina, suggesting that proteins of the
nuclear pore-lamina and internal matrix are involved in the organization of
chroma-
Figure 5. A Model for Transcriptionally Active and
Repressed Chromatin Domains
At the base of the loop
are nuclear matrix associated regions (MARs). HET (SAF-B) is a nuclear matrix protein that binds
MARs. The repressed chromatin loop
has a condensed chromatin structure.
Multiple dynamic attachment sites between the transcriptionally active
domain and the internal nuclear matrix are presented in the box outline. Histone acetyltransferase (HAT A),
histone deacetylase (HDAC), transcription machinery and transcription factors
are shown associated with the internal nuclear matrix, mediating a dynamic
attachment between transcriptionally active chromatin and the nuclear
matrix. HAT A and HDAC are shown
as multiprotein complexes.

tin (Zini et al., 1989). MAR-binding proteins include lamins,
which are found in the nuclear pore-lamina and internal matrix (Hozák et
al., 1995), topoisomerase II, SATB1, HET (SAF-B), and attachment region binding
protein which is an internal matrix protein or nuclear matrin (Pommier et al.,
1990; Nakayasu and Berezney, 1991; von Kries et al., 1991; Luderus et al.,
1992; Nakagomi et al., 1994; Buhrmester et al., 1995; Oesterreich et al.,
1997).
Alterations in MAR-binding proteins have
been reported in cancer cells. In
Southwestern blotting experiments with a radiolabelled mouse IgH MAR sequence,
Yanagisawa et al. (1996) detected a 114-kDa MAR binding protein expressed in
breast carcinomas but not normal or benign breast tissue. Further, the levels
of this MAR-binding protein were elevated in poorly differentiated breast ductal
carcinomas. A recent study shows
that mutant, but not wild type, p53 binds to MARs (Müller et al.,
1996). Changes in nuclear matrix,
MAR-binding proteins could result in reorganization of nuclear DNA.
IV. In situ crosslinking with
cisplatin
Recent studies suggest that cisplatin (cis-diammine dichloroplatinum or cis-DDP) preferentially crosslink MARs to
nuclear matrix proteins in situ. Either cells or
nuclei can be incubated with cisplatin to crosslink protein to DNA. Most proteins crosslinked to DNA with
cisplatin are nuclear matrix proteins, and the DNA crosslinked to protein is
enriched in MAR-DNA sequences (Wedrychowski et al., 1986; 1989; Ferraro et al.,
1992; 1995; Bubley et al., 1996; Olinski et al., 1987). Fig. 6 shows the protocol to isolate proteins
crosslinked to DNA in situ. A comparison of two
dimension gel patterns of nuclear matrix proteins and proteins crosslinked to
DNA with cisplatin in ZR-75 human breast cancer cells shows that several
abundant nuclear matrix proteins are crosslinked to DNA in the cells (Fig. 7).
Lamins A and C, components of the nuclear pore-lamina, are crosslinked in
situ to nuclear DNA
consistent with in vitro data suggesting that these proteins are involved in the
organization of nuclear DNA (Wedrychowski et al., 1986; 1989). Abundant nuclear matrix proteins found

Figure 6. Method to Isolate
Proteins Crosslinked to DNA in Cells or Nuclei with Cisplatin
crosslinked to nuclear DNA in situ with cisplatin are F- actin and hnRNP K
(Miller et al., 1991; Sauman and Berry, 1994) (Fig. 7).
HnRNP K is a single-strand DNA-binding protein that is associated with
the nuclear matrix and has an important role in regulating the expression of
the c-myc gene
(Michelotti et al., 1996; Mattern et al., 1996). Further, hnRNP K interacts with TATA-binding protein
(Michelotti et al., 1996). This
transcription factor is a prominent protein observed in both the nuclear matrix
fraction and proteins crosslinked to DNA in situ with cisplatin in ZR-75 human breast
cancer cells (Fig. 7).
The ability of cisplatin to preferentially crosslink nuclear matrix
proteins to nuclear DNA in situ has great potential in identifying nuclear matrix proteins
involved in the organization and function of nuclear DNA. Several transcription factors are nuclear
matrix proteins thought to interact with promoter and enhancer elements of
specific genes. It has been
proposed that the interaction of nuclear matrix bound transcription factors
with regulatory DNA sequences has a role in attaching transcriptionally active
chromatin to nuclear matrix (see below).
Crosslinking with cisplatin may provide a method to find if the nuclear
matrix associated transcription factor is bound to the DNA sequence of interest
in situ. We are currently developing methods
that will identify nuclear matrix associated transcription factors and their
bound DNA sequences. Further,
these methods are being used to find informative DNA-binding nuclear matrix
proteins in the diagnosis of cancer.
Figure 7. Analysis of Nuclear
Matrix Proteins and Proteins Crosslinked to DNA
ZR-75 human breast cancer
nuclear matrix proteins (40 ug) and proteins crosslinked to DNA by cis-DDP in situ (40 ug) were
electrophoretically resolved on two dimension gels. The gels were stained with silver. The position of the carbamylated forms of carbonic anhydrase
is indicated by ca. The position
of the molecular weight standards (in thousands) is shown to the left of the
gel patterns. LA and LC show lamin
A and C, respectively. HnRNP K is
shown as hk.

V. Transcription
factors: activators of transcription
Current evidence suggest that an
interaction between an enhancer or locus control region and promoter is an
essential step in forming the open chromatin domain (Reitman et al.,
1993). The enhancer/locus control
region-promoter interaction is mediated by protein-protein associations between
transcription factors bound to these cis-acting regulatory elements. This complex recruits the transcription initiation machinery
and initiates the transcription cycle.
The transcription cycle can be separated into at least four stages:
initiation, promoter clearance, elongation, and termination. During the initiation stage, the
pre-initiation complex (PIC) is formed at the promoter of a RNA polymerase II
transcribed gene. The basal
transcription factors TFIIA, TFIIB, TFIID, TFIIE, TFIIF, and TFIIH and RNA
polymerase II are involved in the assembly of the PIC (for review see
Orphanides et al., 1996; Pugh, 1996; Nikolov and Burley, 1997). In vitro studies show that there is a defined
order by which the basal transcription factors are assembled into the PIC. TFIID, one of the first factors
involved, binds to the TATA-box and consists of the TATA-binding protein (TBP) and
several TBP-associated factors (TAFs).
However, there is evidence that the PIC comes partially preassembled
(Maldonado et al., 1996). In the
formation of the PIC at any given promoter, TFIID binding appears to be the
rate limiting step. Transcription
factors bound to enhancers and upstream promoter elements interact through
their activation domains with the TAFs of TFIID or with other components of the
PIC (e.g., TFIIB), increasing the rate that the PIC is formed at the promoter
(for review see Tjian and Maniatis, 1994; Chiang et al., 1996; Gupta et al.,
1996). TAFs are referred to as
coactivators, proteins that mediate an interaction between transcription
factors and PIC. Transcription
factors bind to different TAFs, and these multiple contacts between the
transcription factors and TAFs ensure the efficient recruitment of TFIID (Sauer
et al., 1995; Chi et al., 1995).
Transcription factors with multimerization domains also have key roles
in juxtapositioning enhancer and promoter elements. For example, multimers of the transcription factor Sp1 bound
at DNA sites separated by 1.8 kb will interact, resulting in a looping out of
the intervening sequences (Pascal and Tjian, 1991). Once these cis-acting elements are positioned next to each other, there will be
a high local concentration of activators in the vicinity of the promoter (Fig.
8).
Figure 8. Model for Histone H5
Chromatin in Chicken Immature Erythrocytes.
The 3' enhancer is
positioned next to the 5' promoter through protein-protein interactions. NF1 and multiprotein complexes (HAT As,
HDACs, transcription machinery) are shown mediating the dynamic attachments of
the histone H5 gene to the nuclear matrix at sites of transcription.

VI. Regulation of
transcription
Within the DNAase I sensitive chromatin
domains containing transcriptionally active genes are regions that are
hypersensitive to DNAase I attack.
The DNAase I hypersensitive (DH) regions of chromatin may lack
nucleosomes and often mark chromatin for the presence of cis-acting regulatory DNA sequences and trans-acting factors. DH sites in human breast cancer c-myc chromatin and chicken erythrocyte
histone H5 chromatin map with promoters and enhancers, and using in vitro assays we identified the transcription
factors binding to these regulatory DNA elements (Penner and Davie, 1992; 1994;
Sun et al., 1992; 1993; Miller et al., 1993; 1996; Murphy et al., 1996). However, in vitro assays can sometimes be misleading, and
the most rigorous method in finding transcription factor occupancy is in
situ footprinting
(Becker et al., 1987; Mueller and Wold, 1989). We did in situ footprinting using a procedure called ligation- mediated PCR to
reveal the occupancy of factor binding sites in the promoter and enhancer of
the H5 gene in chicken erythrocytes (Sun et al., 1996b). Some factor binding sites in the
promoter and enhancer identified in vitro were not occupied in situ.
Based upon our studies on the chromatin structure and transcription
factors associated with the H5 promoter and enhancer, we put forth a model for
the transcriptionally active H5 gene (Fig. 8).
VII. Nuclear matrix
and processing of the genetic information
The nuclear matrix is involved in the
processing of the genetic information. In recent years we have come to appreciate that
functional components (e.g., transcript domains, RNA processing sites, sites of
replication) of the nucleus are highly organized (Hendzel and Bazett-Jones, 1995; Penman, 1995; Xing et al.,
1995). Transcribed genes are found
in discrete foci (Jackson et al., 1993; Iborra et al., 1996; Wansink et al.,
1996). The nuclear matrix is the
foundation from which this organization is built, providing a scaffold from
which nuclear processes such as DNA replication and transcription occur
(Berezney, 1991; Iborra et al., 1996).
It is important to note that these functional centers in the nucleus are
dynamic in their formation and dissociation. For example, sites of replication will assemble on the
nuclear matrix at or near transcription foci in early S phase of the cell
cycle. Once replication of these
regions of the genome is complete, the replication machinery will disassemble
from its site on the nuclear matrix and reassemble at other sites continuing
replication of other regions of the genome (Hozák et al., 1993; Bassim
Hassan et al., 1994). The process
of transcription occurs at the nuclear matrix, and it has been proposed that
the chromatin fiber moves through the nuclear matrix bound transcription
apparatus as transcription proceeds (Cook, 1994; Hendzel and Bazett-Jones,
1995; Iborra et al., 1996). The
transcription machinery is a massive multiprotein complex (Aso et al., 1995;
Chao et al., 1996; Maldonado et al., 1996). Thus, it is unlikely that RNA polymerase travels along the
DNA as text book models often show.
Further, the nascent RNA becomes associated with the nuclear
matrix. A solid state process by
which DNA is driven through the nuclear matrix bound machinery and the nascent
RNA is processed at the nuclear matrix would be an efficient way of dealing
with these nuclear activities.
VIII. Nuclear matrix
and transcriptionally active chromatin
Transcribed and nontranscribed sequences
are precisely compartmentalized within the nucleus (Andreeva et al., 1992;
Gerdes et al., 1994; Davie, 1995).
Actively transcribed, but not inactive, chromatin regions are
immobilized on the nuclear matrix by multiple dynamic attachment sites (Fig.
5 and 8).
When histones are removed by high salt, loops of DNA are seen emanating
from a central nuclear skeleton, forming a halo around this nuclear
structure. Transcriptionally
inactive genes are found in the halo, while DNA loops with transcriptionally
active genes remain associated with the nuclear skeleton (Gerdes et al.,
1994). The transcription
machinery, specific transcription factors, and nuclear enzymes (e.g., histone
acetyltransferase, histone deacetylase, see Fig. 8) are thought to mediate the dynamic
attachments between transcribing chromatin and nuclear matrix (van Wijnen et
al., 1993; Cook, 1994; 1995; Bagchi et al., 1995; Merriman et al., 1995).
The nuclear matrix is selective for which
transcription factors it binds, and this selectivity varies with cell type (van
Wijnen et al., 1993; Sun et al., 1994; 1996a). It has been postulated that the nuclear matrix has a role in
the expression of genes by concentrating a subset of transcription factors at
specific nuclear sites (Stein et al., 1991; Merriman et al., 1995). Transcription factors associated with
the nuclear matrix include ER, HET, GATA-1, YY1, AML-1, Sp1, Oct1, mutant p53,
and Rb (Dworetzky et al., 1992; Isomura et al., 1992; Vassetzky et al., 1993;
van Wijnen et al., 1993; Sun et al., 1994; Merriman et al., 1995; Guo et al.,
1995; Müller et al., 1996;
Mancini et al., 1996; Kim et al., 1996; Oesterreich et al., 1997). HET is a transcriptional
repressor. Interestingly,
sequencing of HET revealed that it was identical to SAF-B, a protein isolated
by its ability to bind MARs (Renz and Fackelmayer, 1996; Oesterreich et al.,
1997). Thus, HET (alias SAF-B) is
a nuclear matrix protein in breast cancer cells that binds to MARs and acts as
a repressor.
Protein domains involved in targeting
transcription factors to the nuclear matrix have been identified. However, it is too early to know
whether a consensus nuclear matrix localization signal will emerge from these
studies. The N-terminal domains of
the androgen and glucocorticoid receptor are involved in directing these
receptors to the nuclear matrix (van Steensel et al., 1995). There are examples of where the
association of transcription factors with the nuclear matrix is regulated by
modifications. For example, the
association of Rb with the nuclear matrix appears to be regulated by
phosphorylation and is cell-cycle dependent. When Rb is in a hypophosphorylated state in G1-phase of the
cell cycle, it is attached to the nuclear matrix. But the highly phosphorylated Rb of S-phase is not
associated with the matrix (Mancini et al., 1994). The amino terminus of hypophosphorylated Rb binds to a p84
nuclear matrix protein (Durfee et al., 1994).
ER is associated with the nuclear matrix
of estrogen responsive tissues (Metzger and Korach, 1990; Metzger et al., 1991;
Thorburn and Knowland, 1993). In
vitro reconstitution
studies with nuclear matrices and hormone receptors (e.g., ER and androgen
receptor) show that nuclear acceptor sites for the hormone receptors are
associated with the nuclear matrix (Barrack, 1987; Metzger and Korach, 1990;
Lauber et al., 1995). The binding
of the ER to the nuclear matrix was saturable, of high affinity, target tissue
specific, and receptor specific (Metzger and Korach, 1990). Acceptor proteins for ER have been
identified in a variety of estrogen-responsive tissues (Lauber et al., 1995;
Ruh et al., 1996).
Transcription factors associated with the
nuclear matrix can change throughout development and differentiation (Stein et
al., 1994; Davie, 1995; Merriman et al., 1995; Bagchi et al., 1995; Sun et al.,
1996a). For example, transcription
factors associated with the chick erythrocyte nuclear matrix change throughout
development (Sun et al., 1996a).
Primitive red blood cells from 5-day old embryos have high levels of
nuclear matrix-bound transcription factors, including GATA-1, CACCC-binding
proteins, and NF1; factors that have key roles in erythroid-specific gene
expression. In definitive red
blood cells (11-day and 15-day embryos) the levels of these nuclear matrix
bound transcription factors decline.
Erythroid nuclear matrices preferred to bind CACCC-binding proteins and
not Sp1. Promoters and enhancers
of erythroid-specific genes have Sp1 binding sites that bind both CACCC-binding
proteins and Sp1. It is possible
that the selective nuclear matrix binding of CACCC-binding proteins gives the
CACCC-binding proteins an advantage over Sp1 in binding to a Sp1/CACCC site.
Although we know that transcription
factors are associated with the nuclear matrix, evidence that nuclear matrix
associated transcription factors are bound to regulatory DNA elements of
specific genes is currently lacking.
For example, NF1 is a nuclear matrix associated transcription factor
that binds to the enhancer of the chicken histone H5 gene (Fig. 8).
In vitro
footprinting and electrophoretic mobility shift assays show that NF1 isolated
from immature erythrocyte nuclear matrices binds to the H5 enhancer (Sun et
al., 1994). In situ footprinting shows that the NF1 binding
site in the H5 enhancer is occupied in chicken immature erythrocytes (Sun et
al., 1996b). We have proposed that
NF1 recruits the H5 enhancer to the nuclear matrix (Davie, 1996). However, we have yet to show that
nuclear matrix associated NF1 is the protein occupying the H5 enhancer NF1
binding site in erythroid cells.
Cisplatin crosslinking may provide direct evidence to test this model (see
above).
IX. Dynamic histone
acetylation
Transcribed DNA is associated with
acetylated histones (Hebbes et al., 1994; O'Neill and Turner, 1995; Mutskov et
al., 1996). The core histones are
reversibly modified by acetylation of lysines located in their basic N terminal
domains (Fig. 4). Reversible histone acetylation is
catalyzed by histone acetyltransferases (HATs) and deacetylases (HDACs), with
the level of acetylation being decided by the net activities of these two
enzymes. Histone acetylation
alters nucleosome and higher order chromatin structure (Davie, 1995;
1997). For example, chromatin
associated with highly acetylated histones does not undergo histone H1 mediated
aggregation at physiological ionic strength, while chromatin with unacetylated
histones aggregates when associated with H1 (Ridsdale et al., 1990; Davie,
1997). Besides modulating
nucleosome and higher order chromatin packaging, the core histone tails bind to
regulatory proteins (Ma et al., 1996; Edmondson et al., 1996). For example, yeast repressor protein
Tup1 binds to the tails of H3 and H4.
Acetylation of H3 and H4 prevents the binding of Tup1 (Edmondson et al.,
1996). In mammalian cells and
chicken erythrocytes, transcriptionally active chromatin regions have core
histones undergoing high rates of acetylation and deacetylation, while in
repressed chromatin regions the rate of reversible acetylation is slow (Davie,
1996; 1997). Thus, we expect that
the interaction of regulatory proteins with the histone tails and chromatin structure
of transcriptionally active regions of mammalian and chicken erythrocytes is in
dynamic flux.
The process of reversible histone
acetylation is not dependent upon ongoing transcription (Ruiz-Carrillo et al.,
1976). To date, the only histone
modifications dependent upon ongoing transcription are ubiquitination of H2B
(see Fig. 4) and
phosphorylation of mouse H1b (Davie and Murphy, 1990; Chadee et al.,
1997). However, interference of
dynamic acetylation by inhibiting deacetylation with histone deacetylase
inhibitors (e.g., sodium butyrate, trichostatin A or trapoxin) greatly affects
cell cycle progression, arresting cells in G1 or G2, and may enhance or repress
the expression of genes (Yoshida et al., 1995; Johnston et al., 1992; Girardot
et al., 1994; Miyashita et al., 1994; Laughlin et al., 1995).

Figure 9. CBP/p300 Cointegrates Diverse
Signalling Pathways
CBP and its
functional/protein interaction domains are shown.
X. Histone
acetyltransferase and gene activation
Histone acetylation is not limited to
transcriptionally active chromatin, but also has a role in DNA replication
(deposition-related acetylation) and DNA repair (for review see Davie, 1995;
1997). Deposition-related
acetylation of H4 is catalyzed by HAT B, a cytoplasmic enzyme (Kleff et al.,
1995; Brownell and Allis, 1996). HAT A is responsible for transcriptionally
active chromatin-associated acetylation.
Nuclear HAT A is bound to chromatin and acetylates all core histones
when free or within nucleosomes (Brownell and Allis, 1996). Dr. Allis and colleagues were the first
to purify and clone a HAT A. There
studies showed that Tetrahymena HAT A (p55) is homologous to yeast Gcn5, a transcriptional
adaptor, that has HAT activity (Brownell et al., 1996). This important breakthrough provided a
direct link between the process of transcription activation and histone
acetylation.
Tetrahymena HAT A (p55) and yeast Gcn5 are
components of large multiprotein complexes, and the substrate specificity of
the catalytic subunit is regulated by the proteins binding to it (Grant et al.,
1997). Yeast Gcn5 and Tetrahymena p55 can acetylate free histone H3 but
these HAT As are unable to acetylate histones in nucleosomes. Yeast Gcn5 is a component of two high
molecular mass complexes (0.8 and 1.8 megadaltons) (Grant et al., 1997). These high molecular mass, multiprotein
complexes acetylated histones in nucleosomes and free histones. Both HAT A complexes contain Ada2 and
Ada3. Gcn5-Ada2-Ada3 is a putative
adaptor complex that connects DNA-bound transcription factors (activators) to
components of the PIC (Candau et al., 1997). The HAT domain of yeast Gcn5 has been localized. Gcn5 requires both the HAT domain of
Gcn5 and interaction with Ada2 for transcriptional activation (Candau et al.,
1997). Human homologues of Gcn5
and Ada2 have been identified (Candau et al., 1996).
Tetrahymena HAT A and yeast Gcn5 have a bromodomain
that is lacking in yeast Hat1p.
The bromodomain, which is thought to be a protein-protein interaction
domain, is found in the C-termini of these proteins (Haynes et al., 1992). Several other recently identified HAT As have the
bromodomain, including TAFII250 (a 250 kDa protein that binds to
TATA-binding protein), CBP/p300 but not P/CAF (Yang et al., 1996; Bannister and
Kouzarides, 1996; Mizzen et al., 1997; Ogryzko et al., 1997). It is possible that HAT As interact
with other transcription factors through the bromodomain, directing HAT A to
specific regions in chromatin and in the nucleus (Brownell and Allis, 1996).
Most HAT As are coactivators (e.g., Gcn5,
TAFII250, CBP/p300).
CBP/p300 binds to hormone receptors, AP-1, c-Myb, SV40 large T antigen, and adenovirus
E1a, and appears to be an integrator of multiple signalling pathways (Kamei et
al., 1996; Avantaggiati et al., 1996; Oelgeschläger et al., 1996; Hanstein
et al., 1996) (Fig. 9). Unlike Gcn5, Tetrahymena p55, TAFII250, or P/CAF, CBP
acetylates all four core histones in nucleosomes (Ogryzko et al., 1997). The discovery that several
transcription modulators or coactivators have HAT activity provides a mechanism
by which chromatin structure is altered in the vicinity of DNA-bound
transcription activators. A
variety of transcription factors including hormone receptors, CREB, and fos-jun
will bind directly or indirectly to CBP, recruiting a coactivator with histone
acetyltransferase activity (Fig. 10). The HAT activity
of CBP would then acetylate surrounding histones in nucleosomes, leading to the
destabilization of nucleo-

Figure 10. Role of HAT As and
HDACs in Transcriptional Activation and Repression
Top panel: Fos-Jun is
shown recruiting the coactivator CBP, resulting in the acetylation of
nucleosomal histones. Bottom
panel: Mad-Max is shown recruiting the corepressor HDAC multiprotein complex,
resulting in the deacetylation of nucleosomal histones
some and higher order chromatin
structure. Such a chromatin state
is thought to be facilitate the binding of other transcription factors and, in
general, aid the transcription process.
XI. Histone
deacetylase and gene repression
Histone deacetylases are nuclear enzymes
that have been isolated from a variety of sources. Our studies have focused on the chicken erythrocyte histone
deacetylase, an enzyme associated with the nuclear matrix (Hendzel et al.,
1991). Chicken erythrocyte histone
deacetylase is a component of a multiprotein complex that has a molecular mass
in excess of 400 kDa (Li et al., 1996).
The chicken histone deacetylase complex extracted from nuclei
dissociates to a 66-kDa form in 1.6 M NaCl or when applied to an ion-exchange
column (e.g., Q-sepharose).
However, the high molecular mass histone deacetylase complex extracted
from chicken erythrocyte nuclear matrices does not dissociate in 1.6 M NaCl,
but this HDAC complex did dissociate to a 66-kDa form when applied to a
Q-sepharose column (Li et al., 1996).
These observations suggest that the solubilized nuclear matrix histone
deacetylase is associated with proteins that stabilize the complex from
dissociation into the 66-kDa form in a high concentration of salt.
The high molecular mass chicken erythrocyte
histone deacetylase complex deacetylates the four core histones in chromatin,
but has a preference for H2B (Li et al., 1996). Dissociation of the multiprotein histone deacetylase complex
resulted in a change in substrate preference. The 66-kDa enzyme could not deacetylate histones in
chromatin and had a preference for free H3. The data suggest that proteins important in
regulating HDAC activity were lost during enzyme purification (Li et al.,
1996).
Dr. Schreiber and colleagues were the
first to clone a mammalian histone deacetylase (HDAC1, 55 kDa) (Tauton et al.,
1996). They found that mammalian
histone deacetylase was related to the yeast transcription regulator Rpd3p,
providing a link between transcription regulation and histone deacetylation. At around the same time, Dr. Grunstein
and colleagues purified two yeast histone deacetylase complexes, HDA (350 kDa)
and HDB (600 kDa) (Carmen et al., 1996; Rundlett et al., 1996). The HDA complex consists of multiple
peptides with molecular masses of approximately 70 kDa. Two peptides from the HDA complex have
been sequenced, and yeast genes HDA1 (codes for p75) and HDA3 (codes for p71)
isolated. HDA1 shares sequence
similarity with Rpd3p, a yeast histone deacetylase. Gene disruptions of HDA1 or HDA3 resulted in the loss of the
HDA, but not, HDB complex. Rpd3p
is a component of HDB (Rundlett et al., 1996). Rpd3p binds to Sin3 which in turn associates with Ume6, a
DNA-binding protein required for the repression of several genes including
those involved in meiosis (Kadosh and Struhl, 1997). These observations suggest that the yeast HDB complex
consists of Rpd3p, Sin3 and Ume6.
Mammalian histone deacetylase HDAC1 is
related to yeast transcriptional regulator Rpd3p (Tauton et al., 1996). Although HDAC1 has a reported molecular
mass of 55 kDa, we have found that it migrates on our SDS polyacrylamide gels
with an apparent molecular mass of 66 kDa. The mammalian homologue of Rpd3p,
named HDAC2, has been cloned (Yang et al., 1996). Chicken erythrocyte histone deacetylase has been purified,
and the enzyme migrates as a 66-kDa band on SDS gels (J.-M. Sun, H. Y. Chen, J.
R. Davie, unpublished observations).
Thus, chicken erythrocyte histone deacetylase has a molecular mass
similar to that of mammalian HDAC1.

Figure 11. Regions of mSin3A
Involved in Protein Interactions
N-CoR, SMRT and Mad
family members interact with different paired amphipathic helix (PAH) domains
in mSin3A. The HID domain which
binds to HDAC 1 and 2 is shown.
As with yeast and chicken histone
deacetylases, mammalian histone deacetylases, HDAC1 and HDAC2, exist as high
molecular mass, multiprotein complexes (Hassig et al., 1997). HDAC1 and HDAC2 bind to a variety of
proteins, including RbAp48, YY1, and mammalian (m) Sin3A and mSin3B (Tauton et
al., 1996; Yang et al., 1996; Laherty et al., 1997). These HDAC-binding proteins may exist in different HDAC
multiprotein complexes. For
example, HDAC complexes with mSin3 do not contain YY1 (Zhang et al.,
1997). HDAC1 was purified as a
complex with RbAp48, a 50 kDa Rb-binding protein that binds to the C-terminus
of unphosphorylated or hypophosphorylated Rb (Tauton et al., 1996; Qian et al.,
1993). RbAp48 has several partners
in addition to HDAC1. RbAp48 is a
component of human and Drosophila CAF-1 (chromatin assembly factor 1)
(Verreault et al., 1996). A yeast
protein similar to RbAp48, Hat2p, is component of yeast HAT B (Roth and Allis,
1996; Parthun et al., 1996).
HDAC1 and/or HDAC2 are in large
multiprotein complexes that contain mSin3, N-CoR, and SMRT, proteins that are
corepressors (Nagy et al., 1997; Hassig et al., 1997; Laherty et al., 1997;
Heinzel et al., 1997). Mammalian
Sin3A and mSin3B have four paired amphipathic helix (PAH) domains thought to be
involved in protein-protein interactions (Fig. 11).
HDAC1 and HDAC2 bind to the region between PAH3 and PAH4, referred to as
HID [the histone deacetylase interaction domain (HID)]
(Laherty et al., 1997). The HID
region is conserved in mSin3A, mSin3B and yeast Sin3. Mammalian Sin3A (150 kDa) interacts with many other
proteins, including SAP18 (mSin3 associated protein), Mad
family members (Mad1, Mad3, Mad4, Mxi1) and Max-binding repressor Mnt, SMRT,
and N-CoR (Laherty et al., 1997; Zhang et al., 1997; Nagy et al., 1997; Heinzel
et al., 1997; Alland et al., 1997).
mSin3A does not have DNA binding ability; however, several of the
proteins associated with mSin3A can direct it to specific DNA regulatory
regions. The N-terminal region (SID, mSin3 interaction domain)
of the Mad family members and Mnt binds to PAH2 of mSin3 (Fig. 11).
Mad family members form a dimer with Max, a DNA-binding complex that
binds to E-box related DNA sequences (Laherty et al., 1997). Max and Mad proteins are members of the
basic region-helix-loop-helix-leucine zipper (bHLH-Zip) transcription
factors. Myc forms a heterodimer
with Max which binds to the same E-box-related DNA sequences as does Mad-Max
heterodimers. However, Myc-Max
activates genes, while Mad-Max represses their transcription. The repressive action of Mad-Max is
mediated in part by the interaction of Mad with mSin3 which in turn is
associated with HDAC1 and/or HDAC2.
N-CoR and SMRT bind to unliganded retinoid and thyroid hormone receptors
(Nagy et al., 1997; Heinzel et al., 1997). Thus, like the bHLH-Zip repressor proteins, unliganded
hormone receptors recruit the HDAC multiprotein complex. HDAC has a principal role in
transcription repression. Several
studies show that tethering HDAC1 or 2 to a promoter by fusing HDAC to a
DNA-binding domain (e.g., Gal4 DNA-binding domain) results in transcription
inhibition (Yang et al., 1996; Zhang et al., 1997; Kadosh and Struhl, 1997;
Nagy et al., 1997). These studies
suggest that repressors recruit histone deacetylase which would deacetylate
histones in nucleosomes, leading to the condensation of chromatin (Wolffe,
1997) (Fig. 10).
Although these studies show that HDAC is
involved in repression, HDAC is associated with transcriptionally active
chromatin. Both HAT As and HDACs
are needed to catalyze dynamic acetylation of histones associated with
transcribed chromatin domains. The
presence of both HAT As and HDACs at transcriptionally active regions allows
the rapid manipulation of nucleosome and chromatin structure (Wade and Wolffe,
1997).
XII. Histone acetylation
and nuclear matrix
Vertebrate histone acetyltransferase (HAT
A) and histone deacetylase (HDAC) are associated with the nuclear matrix
(Hendzel et al., 1991; 1992; 1994; Li et al., 1996). Nuclear skeletons from chicken immature erythrocytes retain
80% of the nuclear HAT A and HDAC activities, and these enzymes catalyze
reversible acetylation using as substrate the chromatin fragments associated
with the nuclear skeletons (Hendzel et al., 1994). These studies suggest that HAT A and HDAC are colocalized to
specific sites on the nuclear matrix.
However, there is no evidence that HAT A and HDAC are part of the same
large complex. We proposed a model
in which nuclear matrix-bound HAT A and HDAC mediate dynamic interactions
between the nuclear matrix and transcriptionally active chromatin (Fig. 8) (Davie and Hendzel, 1994; Davie,
1995). We have evidence that HDAC1
is associated with the matrix, but the identity of the nuclear matrix bound HAT
A is currently unknown. Several
transcription factors binding directly or indirectly with HAT A and HDAC are
nuclear matrix proteins. For
example, YY1 is a nuclear matrix protein that binds to HDACs (Yang et al.,
1996; Guo et al., 1995). Estrogen
receptors bound to the nuclear matrix could recruit CBP, an HAT A (Hanstein et
al., 1996). Determining how HATs
and HDACs are recruited to nuclear matrix sites engaged in transcription will
be an important challenge.
Acknowledgements
This research was supported by grants
(MT-9186, PG-12809) from the Medical Research Council of Canada and the Cancer
Research Society, Inc., and by a Medical Research Council of Canada Senior
Scientist Award to J.R. Davie.
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