Gene Ther Mol Biol Vol 2,
14-30. August 7, 1998.
Gene therapy strategies utilizing carcinoembryonic
antigen as a tumor associated antigen for vaccination against solid
malignancies
Joseph R. Kelley and David J. Cole
Medical University of South Carolina, Dept. of
Surgery, 171 Ashley Avenue, 420N CSB, Charleston, SC 29425.
______________________________________________________________________________________________________
Correspondence: David J. Cole, MD, Medical
University of South Carolina, Department of Surgery, 171 Ashley Ave,
Charleston, SC 29425, Tel: (803) 792-1387, Fax: (803) 792-2048; E-mail: coledj@musc.edu
Keywords: gene therapy, T-lymphocytes,
tumor immunity, vaccination, CEA
Summary
Advanced
solid malignancies represent a significant clinical problem with few effective
treatment options. Carcinoembryonic antigen (CEA) is a well defined tumor-associated
antigen on the surface of many solid malignancies that is currently used as a
diagnostic and prognostic marker. Recent advances in tumor immunology, the
understanding of antigen presentation, and gene transfer vector systems now
provide gene therapy strategies in the form of a cancer vaccine which target
CEA in an effort to induce a therapeutic immune response. This chapter provides
a brief history of cancer vaccine development, discusses current strategies for
generating or augmenting CEA-specific immunity, and focuses on ongoing
CEA-based gene therapy approaches for the treatment of solid malignancies
I. Introduction
Advances in early detection, surgical technique and
chemotherapy have improved treatment options for many solid malignancies such
as colorectal, non-small cell lung, and breast cancer. Despite these gains
however, the overall mortality rates for these patients have remained relatively
stable over the past two decades and continue to account for 60% of annual
cancer deaths (Landis 1998). Additionally, once past a surgically resectable
stage I or stage II disease, effective radiotherapy and chemotherapy options
are limited and survival rates decrease rapidly. Clearly, novel therapeutic
approaches are needed for advanced solid malignancies.
Gene therapy in the form of a cancer vaccine may
provide new treatment options for patients with these advanced stage cancers.
An increasing number of human tumors are being shown to display specific tumor
associated antigens (TAA) on their surfaces in combination with the major histocompatibility
complex (MHC-I). These TAA have the capability of being recognized by cytotoxic
T-lymphocytes (CTL) and therefore may function as targets for a tumor specific
immune response. Melanoma derived antigenic peptides from proteins such as
MART-1, MAGE-1, MAGE-3, gp100, tyrosinase, and b-catenin
have been detected by their ability to sensitize peptide-pulsed target cells to
lysis by TIL-derived CTL lines (Kawakami 1994, Van der Bruggen 1991, Kawakami
1994, Cox 1994, Robbins 1996). Furthermore, several different TAAs including
HER-2/neu, muc-1, PSA, and CEA have been identified in solid malignancies
(Jerome, 1991, Peoples 1995, Ioannides 1993, Tsang 1995, Correale 1997).
Although the in vivo significance of each of these antigens in T-cell
immune response against cancer is yet to be defined, it is clear that CTL,
which specifically recognize tumor antigens in the context of MHC-I, do exist in vivo.
Initial clinical work utilizing adoptive transfer of
cytotoxic T-lymphocytes capable of specifically recognizing TAA led to tumor
regression in select patients, demonstrating that a clinically relevant tumor
regression can be mediated by TAA specific CTL (Rosenberg 1986). Moreover,
recent work, performed in murine models and in patients with metastatic
melanoma utilizing TAA epitopes now provide in vivo evidence that a cancer
therapy approach based on relevant tumor associated antigens alone can be
effective. Recent clinical studies using melanoma derived antigens for
vaccination have reported a 42% response rate in patients with advanced
disease, closely correlating with the in vitro cytotoxic response to the
TAA (Rosenberg 1998). These studies and others have, therefore, provided a
great impetus for further development and design of TAA-based cancer vaccines
(Mandelboim 1994, Feldkamp 1995, Meleif 1995).
Capitalizing on these recent advances in tumor
immunology and antigen presentation by combining them with currently available
gene transfer vector systems now provides gene therapy vaccination options
which may generate or augment an in vivo TAA-specific CTL population.
Such approaches have the potential to exploit the exquisite specificity of the
immune system to target both primary lesions and metastatic colonies with lower
toxicities than current treatment options. Furthermore, an immunomodulatory
gene therapy approach would allow a relatively small population of transfected
cells to induce a systemic immune response against cancer. This represents a
significant advantage over classical gene replacement therapies which may
require the transfer of gene constructs into every cell within a tumor, a feat
currently beyond existing vector technologies. Gene therapy in the form of a
cancer vaccine would also benefit from ease of administration, off-the-shelf
availability, lack of a need for ex vivo
manipulation, and would allow for the presentation of TAA epitopes away from
the immunosuppressive effects of the local tumor site. Consequently, the
majority of current cancer gene therapy protocols are now focusing on
immunomodulatory approaches to develop a "cancer vaccine" (Sikora
1997).
II. Background
There is a long history of clinical trials attempting
to immunize cancer patients with various cell preparations and tumor extracts.
One early recorded attempt at cancer vaccination occurred in 1777 when Nooth,
Surgeon to the Duke of Kent, inoculated himself repeatedly with cancer tissue.
Ailbert, physician to King Louis XVIII, subsequently injected himself with
breast cancer tissue in 1808. The recorded clinical outcome in both cases was
no effect, ill or otherwise (Lyons 1987). In 1893, William Coley vaccinated
cancer patients with a bacterial extract (Coley's toxin) to induce a general
systemic immune response in hopes that the tumor would be attacked in a
nonspecific manner (Coley 1893).
More recently, there has been a significant body of
vaccination work performed by several investigators. Mastrangelo's group utilized autologous, enzyme dissociated,
irradiated tumor cells combined with the adjuvant bacillus Calmette-Guerin
(BCG) as a cancer vaccine following cytoxan treatment. After repeated dosing,
positive delayed type hypersensitivity skin tests (DTH) were seen against
melanoma (Berd 1986, Berd 1990). Mitchell's group reported objective responses
in 4 of 25 and 5 of 17 patients using a similar approach of an allogenic
melanoma cell line lysate with the adjuvant DETOXTM (Mitchell 1988,
Mitchell 1990).
Other groups have treated solid tumors in colon
cancer patients by using enzyme dissociated, live, irradiated tumor cells
combined with BCG. In low burden colon cancer patients this method gave delayed
hypersensitivity responses against tumor cells and found a reduced relapse rate
in some patients (Hoover 1985, O'Boyle 1992). Hollingshead reported that a
partially purified "TAA" preparation generated by sonicating
allogenic colon cancer cells and combining the extract with complete Freund's
adjuvant similarly generated a DTH response (Hollingshead 1985). Although the
results of these and many other studies did not provide a significant clinical
benefit to the patient with a solid malignancy, they did discover that a cell
mediated immune response is more effective in eliciting an anti-tumor effect
than a humoral immune response. As a result, subsequent studies attempted to
refine vaccine components in an effort to generate a cell mediated anti-tumor
response against tumor associated antigens.
The majority of recent advances in this field have
been generated by the discovery of interleukins and subsequent culture of T
lymphocytes. Initial work by Yron et al.
demonstrated that lymphocytes from murine spleens could be transformed into
non-specific cytotoxic cells by incubation with high concentrations of IL-2.
These lymphokine activated killer cells or LAK cells were shown to lyse weakly
immunogenic tumor cells in vitro (Yron 1980, Rosenstein
1984). Preclinical experiments demonstrated that injection of LAK cells with
IL-2 could reduce growth rate and prolong survival in murine models of
metastatic lung and liver cancer (Mazumder 1984, Mule 1984, Mule 1985,
Lafreniere 1985). Subsequent phase I and II human clinical trials were then
conducted administering intravenous IL-2 and LAK cells with a 35% and 21%
objective response rate noted in renal cell carcinoma and metastatic melanoma,
respectively (Rosenberg 1991, Rosenberg 1992). Treatment with LAK cells and
IL-2 also demonstrated activity against colorectal cancer in a small number of
patients.
Efforts were then made to identify the specific cell
population responsible for this anti-tumor effect, resulting in the isolation
of tumor infiltrating lymphocytes (TIL) from both human and murine cancers
(Galili 1979, Rosenberg 1986, Whiteside 1986, Spiess 1987). These T-cells were able to effectively treat tumor bearing animals
(Rosenberg 1986), and could mediate tumor regressions in select patients with
metastatic disease. A series of clinical trials performed at the NCI showed an
objective response rate for TIL therapy of up to 38% in patients with
metastatic melanoma (Kawakami 1992,
Kawakami 1994). These trials have
successfully established that enhancement of the cell-mediated response of the
human immune system can lead to cancer regression (Rosenberg 1995, Rosenberg
1997, Rosenberg 1988).
Tumor-specific cytotoxic T-lymphocytes (CTL) derived
from TIL that could specifically recognize and respond to both autologous and
allogeneic tumor cells in an MHC restricted manner have now be isolated in vitro (Rosenberg 1988, Rosenberg 1995, Rosenberg
1997). Recent progress in our knowledge of antigen processing/presentation and
techniques for the isolation of peptides presented in an MHC-restricted fashion
has led to the identification of tumor associated antigens (TAA) recognized by
these T-lymphocytes (Topalian 1989, Darrow 1989, Wang 1995, Kawakami 1994, van
der Bruggen 1994, Cox 1994, Robbins 1996). Several of the genes encoding for
TAA's have been cloned, their class I MHC restricted epitopes described, and in
some cases the functional specificity of T-cell receptor heterodimer
recognition characterized (Van der Bruggen 1991, Rock 1993, Cole 1994, Cole
1995). These findings support the concept that the observed CTL-mediated tumor
regression in vivo can be explained by the T-cell recognition of
specific 9 or 10 amino acid peptides bound to MHC class I molecules presented
on the surface of cancer cells. This represents a major step forward in cancer
immunotherapy, and has provided the reagents to utilize specific tumor-associated
antigens or peptides for vaccination therapy (Mandelboim 1994).
In order for T-cell based immunotherapy to be of
benefit to the cancer patient, an appropriate TAA marker or markers must be
selected as a target, and then this target must be presented to the patient's
immune system in such a way as to produce a clinically relevant CTL response to
the tumor. In the field of solid malignancies, several different TAA including
muc-1, PSA, HER-2/neu, and CEA have been identified. Each of these antigens has
advantages and disadvantages as vaccine targets for various cancer types.
Prostate specific antigen (PSA) is a cysteine protease, whose expression is
normally limited to prostate tissue. This organ specificity allows the use of
PSA as both a diagnostic and prognostic marker for prostate cancer, and has
lead to a substantial increase in the early detection of this disease. In
addition to its role in early detection, PSA is also being investigated as a
possible target for prostate-specific cancer vaccines. A recent clinical trial
vaccinated prostate cancer patients with dendritic cells pulsed with prostate
specific membrane antigen and found a decrease in serum PSA levels, an enhanced
cell-mediated immune response against PSA, and a partial regression of cancer
in some patients (Salgaller 1998). This same group is continuing to explore the
use of a cocktail of prostate antigens along with GM-CSF in efforts to improve
PSA-based vaccines.
HER-2/neu is a member of the epidermal growth factor
receptor family that is overexpressed in 20-40% of intraductal carcinomas of
the breast and 30% of ovarian cancers (Berchuck 1990, Kern 1990, Slamon 1987,
Yonemura 1991) where it is associated with a poor prognosis (Slamon 1989). The
protein is normally expressed during fetal development and is also found at low
levels in epithelial cells of many normal tissues (Press 1990). Several
approaches to HER-2/neu cancer vaccines are under investigation (Reviewed by
Disis and Cheever 1997) and show promise in eliciting therapeutic antibodies
against HER-2/neu positive tumors.
MUC1 is a large O-glycosylated mucin polypeptide
expressed at high levels in many human adenocarcinomas. Cancer-associated MUC1
has an altered pattern of glycosylation which exposes a series of
extracellular, antigenic 20 amino acid tandem repeats to the immune system
(Gendler 1990, Lan 1990). Various methods are being investigated to develop a
MUC1-based cancer vaccine including, recombinant MUC1 expressing vaccinia virus
(Hareuveni 1990, Acres 1993), MUC1 cDNA injection (Graham 1996, Pecher and Finn
1996), and recombinant MUC1-derived peptide immunization (Ding 1993,
Apostolopoulos 1996, Samuel 1998). A mannan (polymannose)/ MUC1 peptide fusion
protein induced a strong CTL response which led to MUC1+ tumor
regression in mice (Apostolopoulos 1994). However, when human patients were
vaccinated with the mannosylated MUC1 fusion protein they displayed high levels
of IgG1 antibodies with a low cell mediated response (Karanikas 1997). This
discrepancy has been explained by antibodies to the Gala(1,3) Gal epitope which cross-react with MUC1
(Apostolopoulos 1998). Humans, unlike mice, express high levels of anti-Gal
antibodies which may divert MUC1 vaccination to a humoral response. It may
therefore be necessary to target antigen presenting cells against MUC1 in vitro to avoid this anti-Gal induced humoral response
(Apostolpoulos 1998).
Finally, carcinoembryonic antigen (CEA) is an
oncofetal protein which is overexpressed in 90% of gastrointestinal, 70% of non
small-cell lung, and 50% of breast cancers (2,3,4). As a result of its presence
in a large proportion of solid malignancies, CEA is a very attractive target
for cancer vaccine therapy. It is one of the few TAAs in solid malignancies
with which we have a significant amount of basic knowledge, in addition to some
of the most mature preclinical and clinical vaccine experience. From these
trials, we can derive some initial insight into the immune response to TAA vaccination,
and as a result, they will serve as the focus for the remainder of this review.
III. CEA as a tumor-associated antigen target
CEA was first identified by Gold and colleges in 1965
as a fetal antigen which becomes re-expressed in neoplastic cells (Gold 1965).
CEA is a 180 kDa cell surface glycoprotein that plays a role in cellular
adhesions, cell to cell interactions, and glandular differentiation (Bebchimol
1989, Pignatelli 1990). It is a member of a large family of glycoproteins that
are expressed in fetal, normal adult, and malignant tissues (Von Kleist 1972).
Several of these family members share antigen cross reactivity with CEA.
Non-specific cross reacting antigen (NCA) located on normal neutrophillic
leukocytes, normal fecal antigen (NFA-1), and bile antigen (BGP-1) are all
weakly cross reactive with anti-CEA antibodies. More strongly cross reactive
family members include normal fecal antigen 2 (NFA-2) and the non-specific
cross reacting antigen 2 (NCA-2) found in meconium (Von Kleist 1979). In a
healthy adult, CEA itself is expressed at very low levels in normal
gastrointestinal crypts and in healing intestinal mucosa. Normally, CEA is only
weakly antigenic with undetectable anti-CEA antibody levels in normal patient
serum (Foon 1995, Schlom 1996). In contrast, the sera of some cancer patients
contain CEA-immunoglobulin immune complexes in the thousands of ng/mL yet their
tumor remains.
The goal of a T-cell based immunotherapy for solid
malignancies is to increase the immunogenicity of this natural antigen until a
clinically significant CTL response can be achieved against CEA expressing
tumors. Many different approaches have been investigated in an effort to
augment this T-cell based immune response to CEA including polynucleotide
vaccinations, anti-idiotypic antibodies, peptide pulsed dendritic cells, and
recombinant vaccinia virus infection. Each of these techniques shows promise as
a potential treatment of solid malignancies.
A. Polynucleotide vaccinations
It has been proposed that direct DNA immunization
might best mimic the circumstances of TAA overexpression by a tumor (Conry
1995). Vaccination by DNA immunization allows for persistent high-level protein
expression in vivo and early results have been promising. Myofiber
cells in the mouse were shown to express foreign genes that have been injected
into muscle in the form of naked DNA without any cationic lipids, retroviruses
or other special delivery systems (Wolff 1990). The duration of gene expression
in skeletal muscle using a RSV promoter driving a luciferase reporter exceeded
19 months post injection, even though the foreign plasmid DNA appeared to
remain episomal (Wolff 1992). Naked plasmid DNA encoding influenza A
nucleoprotein (NP) delivered to mice by IM injection produced influenza
NP-specific antibodies and CTL response with protection from subsequent
challenge with influenza A virus (Ulmer 1993). DNA-coated microprojectiles have
also been used to vaccinate rodents and non-human primates with a variety of
HIV-1 encoded antigens and both cellular and humoral immune responses resulted
(Coney 1994).
More relevant to the treatment of solid malignancies,
Conry's group has demonstrated lymphoblastic transformation and lymphokine
release to human CEA using intramuscular injection of cDNA for human
carcinoembryonic antigen into mice (Conry 1995, Conry 1995b). Furthermore, this
naked DNA injection protected animals from tumor challenge with 2 x 105
syngeneic, CEA expressing tumor cells with no evidence of local toxicity or
inflammation systemically or at the injection site. These results attest that
DNA immunization holds great promise; however, immunization with DNA capable of
integrating into the host genome raises significant safety concerns. The novel
approach of mRNA immunization may avoid the possibility of integration and
thereby overcome this safety concern. Preliminary studies using CEA have shown
that mRNA immunization can generate CEA-specific antibody responses (Conry
1996). Further refinements in safety, expression promoters, methods of in vivo transfection, and the concurrent expression of
cytokines and/or costimulatory molecules such as IL-2 and B7 will likely
improve this direct polynucleotide injection approach to cancer vaccination.
B. Anti-idiotypic antibodies
Anti-idiotypic antibodies are another method being
investigated as a means of establishing an anti-CEA immune response. Anti-CEA
monoclonal antibodies have been used primarily for clinical diagnosis of
colorectal cancer, either as a tumor marker in serum to monitor tumor
recurrence, or as a means to localize CEA-bearing tumors and metastases in
patients (Hardman 1992).
An additional application of antibody technology is
the generation of anti-idiotypic antibodies that mimic CEA epitopes.
Immunization with a given tumor-associated antigen (CEA) will generate
antibodies against this antigen termed Ab1. The variable regions of Ab1 contain
determinants known as idiotypes (Id), which are themselves immunogenic. Thus a
series of anti-Id antibodies or Ab2 can be generated by injecting Ab1 into
naive animals. Some of these Ab2 can effectively mimic the three dimensional
structure of the CEA epitope identified by Ab1. Thus administration of Ab2 to
cancer patients may generate an immune response to specific epitopes of CEA
without generating non-specific cross reacting responses to other family
members.
An anti-Id antibody designated 3H1 mimics a
biologically and antigenically distinct epitope of CEA, but not CEA family
members found on normal tissues such as NCA (Bhattachary-Chatterjee 1990). 3H1
was capable of inducing CEA-specific antibodies in mice and rabbits, and a
preclinical study has begun in cynomolgus monkeys (Macaca fascicularis)
using aluminum hydroxide precipitated 3H1. Monkeys injected with 3H1 develop
specific anti-anti-Id (Ab3) responses that were capable of inhibiting binding
of 3H1 to Ab1. In addition, immune sera from monkeys contained Ab3 that bound
CEA-positive carcinoma lines but not to CEA-negative cell lines. The induction
of these anti-tumor antibodies in monkeys did not cause any apparent
side-effects (Chakraborty 1995).
The monoclonal antibody 3H1 was then tested as a
method for CEA vaccine therapy in 12 human patients with advanced colorectal
cancer. Each of the patients received four intracutaneous injections of
aluminum-hydroxide-precipitated 3H1. Nine patients demonstrated a CEA specific
anti-anti-idiotypic response. Seven out of 12 patients demonstrated
idiotypic-specific T-cell proliferation responses and 4 showed T cell
proliferation to CEA (Foon 1995).
C. Peptide pulsed dendritic cells
Peptide pulsed dendritic cells comprise a recent
approach to cancer vaccines which is receiving a great deal of attention.
Dendritic cells (DC) are professional antigen-presenting cells who function to
present antigen to naive T cells. In the past, DC have been shown to stimulate
both a naive and memory T-cell response in vitro (Inaba 1990, Mahta 1994).
Recent studies demonstrated that vaccination of mice with DC pulsed with
TAA-derived peptides was highly effective in priming cytotoxic T-lymphocytes
responses, and established both a protective and therapeutic anti-tumor
immunity in treated animals (Huang 1994, Porgador 1996, Boczkowski 1996,
Zitvogel 1996, Paglia 1996). Human studies have found that DC pulsed with TAA
proteins can induce a CTL response in vitro (Macatonia 1991, Mahta
1994, Bakker 1995) and can produce a measurable cellular immune response in
some B-cell lymphoma patients (Hsu 1996). In the field of solid tumors, Alters et al have reported that dendritic cells
pulsed with the HLA-A2 restricted CEA-derived CAP-1 peptide can generate a
CEA-specific CTL response as measured by a restricted T cell receptor
repertoire in non-immunized pancreatic, colon, and breast cancer patients as
well as in healthy volunteers (Alters 1998). Current studies are attempting to
improve on these initial dendritic cell-based vaccines. In one such approach,
dendritic cells treated with a proteosome inhibitor or with antisense to TAP-2,
transporter associated with antigen presentation, demonstrated an increased
density of MHC I expression on their surface which led to a more effective
vaccine (Wong 1998).
D. Recombinant Vaccinia vaccination
One of the best studied and currently popular methods
of generating an anti-CEA T cell mediated immune response is the use of a
recombinant vaccinia virus. This direct immunologic approach to CEA-bearing
tumors was initially developed by the Laboratory of Tumor Immunology and
Biology at the NCI using inoculation with a recombinant vaccinia virus (rV-CEA)
that expresses the human CEA gene (Kaufman 1991). Vaccinia was chosen for this
effort due to an intense inflammatory response generated at the site of
infection which leads to both a humoral and cell mediated immune response
(Bennick 1984, Moss 1987). Copresentation of a weakly immunogenic protein
product at the site of vaccinia viral infection has been shown to elicit a
strong "bystander" immune response against a variety of weak antigens
(Lathe 1987, Hellstrom 1989).
Consequently, vaccinia is currently being
investigated for use in immunizations against a wide range of infectious
diseases as well as several types of cancer (Mackett 1987, Kierny 1984, Smith
1983, Langford 1986). A recombinant vaccinia expressing the HIV envelope
protein has been administered to normal volunteers in phase I trials (Hu 1986,
Cooney 1991) and constructs expressing tumor associated antigens have been
tested in murine and non-human primate models (Estin 1988, Hu 1988, Bernards
1987, Hareuveni 1990, Hershey 1987, Kawa 1987).
A pre-clinical murine model for rV-CEA was initially
established using a 2.4 kilobase cDNA segment coding for CEA (Oikawa 1987)
inserted into the thymidine kinase gene of a WR (Kaufman 1991) and a NYC
(Kantor 1992) strain of vaccinia virus. Cells infected with recombinant virus,
rV-CEA, expressed CEA on their surface as detected by the anti-CEA monoclonal
antibody COL-1. MC-38 murine adenocarcinoma was then transduced with the human
CEA gene, causing CEA surface expression at levels comparable to those found on
human colon cancer cell lines (Robbins 1991). Immune competent C57B / 6 mice
were injected subcutaneously with 2 x 105 MC-38 cells or transduced
MC-38 CEA cells. Seven days after tumor transplant, 10 animals with each tumor
type were vaccinated with 1 x 107 plaque forming units (PFU) of either wild-type vaccinia or rV-CEA.
Vaccinations were repeated twice at 14 day intervals. The animals inoculated
with rV-CEA showed inhibition of growth of CEA positive tumor. In addition,
mice which survived the initial MC-38 tumor challenge due to rV-CEA treatment
did not allow growth of MC-38-CEA+tumor when re-challenged (Kantor 1992).
The safety of rV-CEA was then tested in the rhesus
monkey model (Kantor 1992b) because a successful immune response against CEA
could result in an auto-immune colitis against endogenous CEA in
gastrointestinal crypts. There is also a risk of auto-immune reaction against
the cross reacting fecal antigens (NFA 1 and 2) and bile antigen (BGP-1)
resulting in further intestinal and biliary inflammation. In addition, the
expression of non-specific cross reactive antigen 1 (NCA) on normal neutrophils
holds the possible side effect of leukopenia. Eight monkeys received up to 4
scarifications with either 1 x 108 or 5 x 108 PFU of
rV-CEA and 4 monkeys received 5 x 105 PFU of control wild type
vaccinia. All vaccinated monkeys developed typical local skin reactions, low
grade fever, and lymphadenopathy after immunization. All rV-CEA vaccinated
animals also exhibited strong anti-CEA responses, with no signs of auto-immune colitis
and only minimal non-specific anti-NCA responses. Delayed type IV
hypersensitivity responses were seen to intradermal injections of purified CEA
in 7 or 8 recipients of rV-CEA, but none of the monkeys treated with wild-type
vaccinia, indicating a specific cell mediated immune response. It should also
be noted that cancer patients with high serum levels of anti-CEA immunoglobulin
immune complexes do not show symptoms of immune complex deposition syndromes
(Fuchs 1988).
IV. Initial Phase I clinical trials of rV-CEA
Based on this preclinical data, an initial phase I
study was performed in patients with metastatic adenocarcinoma using an
escalating dose administration of the rV-CEA vaccine (Tsang 1995). No Grade III
or dose limiting toxicities were demonstrated in the study using doses as high
as 1 x 108 PFU per vaccination. The only side effects to vaccination
were a local, self-limited reaction at the injection site, lymphadenopathy, and
low grade fever. A maximum tolerated dose, therefore, was not defined.
Additionally, none of the potential problems of dose limiting leukopenia,
auto-immune colitis, or toxic reactions to vaccinia itself were noted.
Although a therapeutic response was not realized in
this trial, three important facts emerged. First, a series of HLA-A2 restricted
peptides were identified which corresponded to the human major
histocompatibility complex (MHC) class I restricted CTL epitopes within CEA. An
immunodominant peptide identified in this series was the 9-amino acid
(YLSGANLNL) CAP-1 peptide (Tsang 1995). Secondly, in vitro priming of
post vaccination peripheral blood lymphocytes with the CAP-1 peptide in
combination with IL-2 demonstrated MHC-restricted specific lytic activity
against CEA expressing tumor cells in 5 of 5 patients tested (Tsang 1995) (Figure 1). Thus immune recognition of
CEA does occur in patients treated with the rV-CEA vaccine but at a
sub-clinical level. Finally, presumably due to the high incidence of previous
exposure to vaccinia within the population, it was found that an intense
anti-vaccinia immune response followed the first vaccination. This inflammation
produced neutralizing antibodies and inhibited replication of virus at the
second and third administration, thereby limiting the ability of booster inoculations
of vaccinia to expand the anti-CEA T cell population. Thus rV-CEA appears to be
a self limiting but useful agent in inducing a CEA-specific anti-tumor
immunity. Other methods may be needed, however, to boost this initial response
to clinically significant levels.
Several different approaches are currently being
investigated to augment this initial rV-CEA induced CTL population including
the use of various cytokine and costimulatory reagents, avian pox virus
vectors, and TAA-derived peptide booster inoculation. One of these "second
generation" rV-CEA vaccination approaches combines a
Target cells
V24 effector T cells
|
|
CEA |
HLA-A2 |
Specific Lysis |
|
B
cells |
- |
- |
- |
|
EBV-B
A2 |
- |
+ |
- |
|
EBV-B
A2/CEA |
+ |
+ |
+ |
|
|
|
|
|
|
SW837 |
+ |
- |
- |
|
SW837
A2 |
+ |
+ |
+ |
|
SW403 |
+ |
+ |
+ |
Figure 1. MHC class I restricted specific lytic
activity of post CEA vaccinated PBL. Patient post vaccination PBL samples (V24) stimulated in vitro with CAP-1 peptide
displayed specific lytic activity by standard Cr51 release
assay only against cells expressing both HLA-A2 and CEA. Targets included: autologous B cells (B
cells); B cells transformed by EBV to express HLA-A2 (EBV-B A2); EBV
transformed B cells expressing both HLA-A2 and CEA (EBV-B A2/CEA); the CEA
positive, HLA-A2 negative colon cell line (SW837); the SW837 cell line
transformed with HLA-A2 (SW837 A2); and the CEA positive, HLA-A2 positive colon
cell line (SW403). Tsang et al. JNCI 87: 982, 1995.
recombinant vaccinia virus with various cytokine
reagents. The cytokines Il-2, IFN-g, and TNFa are produced from the Th1 subset of CD4+
lymphocytes and normally function to induce a cell-mediated immune response.
Although other cytokines were ineffective, exogenous IL-2 when added in
combination with a TAA-based pox virus vaccine, enhanced the immunogenicity of
the tumor antigen and led to a decrease in pulmonary metastasis in animal
models (Bronte 1995). GM-CSF is a potent cytokine which induces the
differentiation of hematopoietic stem cells into dendritic cells and then
promotes dendritic cell activation and differentiation at the local vaccination
site. Studies adding GM-CSF to TAA-based cancer vaccines resulted in enhanced
TAA immunogenicity (Dranoff 1993) and a recent clinical trial in renal cancer
patients demonstrated a significant increase in DTH response when GM-CSF was
added to vaccine formulation (Simons 1997). Recent studies have also focused on
the heterodimeric cytokine IL-12, which also functions to shift a Th2 generated
humoral immune response to the more effective Th1-based cell-mediated immune
response. A vaccine composed of the mutated p53 protein combined with IL-12 led
to the regression of sarcoma in one animal model (Noguchi 1995), and IL-12
combined with a recombinant vaccinia virus led to a decrease in metastases and
a significant survival benefit in a murine model of adenocarcinoma (Rao 1996).
A related method of augmenting the rV-CEA induced
immune response involves the introduction of costimulatory molecules into
cancer vaccines. Specialized costimulatory molecules such as B7-1 and B7-2,
which are expressed by antigen presenting cells, are thought to enhance
activation and clonal expansion of T lymphocytes in a manner similar to
cytokines. Moreover, it is widely held that T cell recognition of TAA in the
absence of a costimulatory signal may lead to anergy and immunological
tolerance. Transfection of tumor cells with B7-1 or 2 has increased the
immunogenicity of some TAAs and has led to an anti-tumor effect in some animals
(Townsend 1993, Guinan 1994, Baskar 1995 ).
An alternative method to boost the CEA-specific CTL
population involves the use of an avian pox virus. Avian pox viruses are able
to infect and express transgene in mammalian cells, but unlike vaccinia virus,
avian pox viruses are not able to replicate in human cells. As a result, these
vectors do not suffer from the dose limiting inflammation and neutralizing
antibodies seen with vaccinia, and consequently, avipox vector can be given
repeatedly. In addition, avian pox viruses can be safely administered to
immunosuppressed patients, a current limitation of vaccinia use. Canary and
fowl pox viruses have proven safe in extensive clinical trials as a possible
rabies vaccine in both Europe and the United States (Taylor 1991, Taylor 1994,
Cadoz 1992, Fries 1996), and a canary pox virus expressing the CEA protein
(ALVAC-CEA) has been shown to induce an antibody response, a
lymphoproliferative response, and a cytotoxic T lymphocyte response in murine
models (Hodge 1997). Moreover, the combination of one rV-CEA vaccination followed
by two ALVAC-CEA booster injections resulted in a four-fold increase in CTL
activity and prevented tumor formation in 5 of 8 animals (Hodge 1997).
A fourth method to augment the initial anti-CEA CTL
population is booster vaccination with peptides such as CAP-1. Peptide-based
vaccines offer a greater control over the ability to manipulate the immune
response than many previous methods. Through the use of clearly defined
immunogenic epitopes, peptide vaccines may elicit a CD4+ or CD8+
specific response as determined by the investigator. Peptide boosting also
benefits from a relative ease of production, chemical stability, off the shelf
availability, and lack of infectious or oncogenic potential (Aron and Horowitz,
1992).
The initial use of a MHC class I restricted vaccine
was reported independently by two groups studying Lymphocytic Choriomeningitis
virus and Sendai virus (Schulz 1991, Katz 1991). Work in cancer therapy quickly
adopted this approach and animal data from the Laboratory of Tumor Immunology
and Biology (LTIB) at the NCI, has shown that subcutaneous immunization of mice
with 100 mg of short synthetic peptides (Ras5-17) demonstrated
a specific T-cell immune response with no noticeable side effects (Peace 1991).
The first use of a peptide vaccine in humans demonstrated that injection of a
lipoprotein containing a HLA-A*0201-binding peptide from hepatitis B virus
along with a pan HLA-DR binding protein could induce a strong CTL response
(Vitiello 1995). Marchand et al. then
showed that vaccination of melanoma patients with a MAGE-3 peptide could lead
to a partial regression in some patients (Marchand 1995). Thus a TAA derived
peptide vaccination may safely and under the proper circumstances, effectively
boost a rV-CEA primed CTL population.
The mode of peptide based cancer vaccine
administration, however, critically affects the ability to achieve a clinically
relevant tumor-specific response. This can be explained in part by results
showing that when a T cell encounters a TAA in the absence of B7-1 or B7-2
costimulation, the T cell becomes anergic or is tolerized to the antigen
(Miller 1989, Ohashi 1991). This fact became apparent when vaccination with
high doses of some TAA-derived peptides led to tolerance instead of protective
immunity (Aichele 1995). Further study with an adenoviral induced tumor model
found that vaccination with an adenoviral peptide, instead of eliciting a
protective immunity, resulted in the induction of tolerance with a resulting
increase in the outgrowth of the tumor (Toes 1996). These tolerizing vaccines
clearly demonstrate that the local environment surrounding peptide vaccination
is vital for the proper induction of an anti-tumor immune response.
Extensive experience in microbiology has shown that
combining adjuvant reagents with peptide or protein immunogens can prevent
tolerance and lead to a productive immunization. The selection of the proper
adjuvant for peptide immunization has a profound effect on antigen presenting
cell activity at the local site of injection and therefore on the success of
the vaccination attempt. Adjuvants may function by affecting the character and
number of antigen presenting cells (APC) at the inoculation site, acting as a
depot to prolong antigen/ APC exposure, or affecting the pathway by which proteins
are processed (Allison 1994, Cole 1997). In the past, reagents such as BCG,
Incomplete Freud's Adjuvant, or DetoxTM, have been shown to have an
enhancing effect on both the humoral and cellular immune responses when used
with vaccines (Ribi 1984). DetoxTM has been used in several clinical
trials with minimal side effects limited to flu-like symptoms and mild pain at
the site of injection. A few patients who received DetoxTM treatment
have developed a granuloma at the site of injection but this spontaneously
resolved and has not been a dose limiting side effect (Ribi, unpublished data).
Therefore, administration of the CAP-1-peptide with the Detox adjuvant reagent
may safely stimulate and significantly expand in vivo the number of
CEA specific T-lymphocyte precursor cells present after rV-CEA vaccination. An
enhanced CEA-bearing tumor T-cell population could then potentially lead to a
direct therapeutic anti-tumor immune response. A gene therapy cancer vaccine
approach was therefore initiated within the Department of Surgery Molecular Oncology
Lab at the Medical University of South Carolina in collaboration with the NCI /
LTIB for the treatment of patients with metastatic adenocarcinoma by
administration of a rV-CEA vaccine followed by CAP-1 peptide boost in DetoxTM
PC adjuvant.
V. MUSC Phase I clinical trial: rV-CEA with CAP-1
peptide boost
A phase I clinical trial was designed to investigate
the effect of CAP-1 peptide boosting on the CEA-specific precursor T cell
population established in patients initially vaccinated with rV-CEA. Because
the pilot rV-CEA trial did not establish a maximum tolerated dose 1 x 108
pfu the highest dose tested in the original trial, was chosen as the initial
vaccination dose. Additionally, intradermal administration rather than
scarification was chosen based on recent data noting equivalent effectiveness
for vaccine presentation (Galasso 1977, Wallack 1995). All patients received
the rV-CEA vaccination on day 0 and again on week 4. This immunization was
followed in four weeks by three rounds of CAP-1 peptide boosting on week 12,
16, and 20 (Figure 2). As a phase I
trial, the study was designed for 12 patients in four groups of three peptide
escalations. If grade III toxicity were noted at any peptide dose level the
cohort would be doubled. The dose of CAP-1 peptide to be administered was 300 mg/mL for the first three patients and was then
escalated to 6000 mg/mL in the final group. At 4 weeks post treatment,
patients will be evaluated for complete response (CR), partial response (PR),
stabilization of disease (SD), or progression of disease (PD). Follow up is weekly until 28 days
after the final dose, and then monthly until disease progression or until
initiation of any new form of therapy.
The patient population enrolled on study was defined
by diagnosis of a histologically confirmed, CEA+ adenocarcinoma of the gastrointestinal tract, breast, or lung
with expected survival of 6-12 months with no concomitant therapy. Due to the
CAP-1 MHC restriction, all patients must further demonstrate HLA-A2 expression
by tissue typing. Patients were also required to have a Zubrod performance
score of 0-1 with serum CEA levels of >10 ng/mL, and normal immunological
testing by DTH and CD4/CD8 ratio.
rV-CEA
(1.0 x 108 PFU)

At time of publication, 10 patients have been
enrolled in this trial. Although the data is insufficient to draw conclusions
as therapy is ongoing, the patient results to date are presented in Table 1.
Table
1. Patient profile
|
Patient
Characteristics |
|
Number |
|
Age (average) |
|
52.8 yrs |
|
Sex |
|
|
|
|
Male |
3 |
|
|
Female |
7 |
|
|
|
|
|
Primary
Malignancy |
|
|
|
|
Colorectal |
6 |
|
|
Lung |
2 |
|
|
Gallbladder |
1 |
|
|
Unknown |
1 |
|
|
|
|
|
Prior
Treatment |
|
|
|
|
Chemotherapy |
5 |
|
|
None |
5 |
|
|
|
|
|
Current
Status |
|
|
|
|
Ongoing |
7* |
|
|
Off Study
|
3 |
* 5
patients show clinically stable disease with 2 patients showing progression of
disease.
Evaluation of the immune response to a TAA-based
cancer vaccine is currently a major hurdle in clinical cancer vaccine trials.
Although it is clear that CEA-specific T cells are present after rV-CEA
immunization, the clinical response in patients is unpredictable. Physical
examination and radiological monitoring are unequivocal measures of response.
Short of this however, a meaningful measure of a vaccine's effect on a patients
T cell population is also instructive. Due to their exceedingly small numbers,
it is rarely possible to measure TAA-specific CTL precursor populations in
patient peripheral blood samples (Coulie 1992, Marrocchi 1994, Herr 1994). The
assays presently employed in attempts to monitor the immune response to cancer
vaccination include delayed type hypersensitivity testing, measurement of T cell
precursor frequency by thymidine incorporation and cytokine release,
target-specific lysis by chromium release assay, and T cell receptor analysis
by gene scan and competitive PCR. Unfortunately, none of these assays give an
accurate picture of the T cell response to treatment in and of themselves.
Intradermal injection of irradiated tumor cells into
a patient before and after treatment elicits a delayed type hypersensitivity
response, and this DTH is the in vivo assay most commonly used in
clinical trials to follow T cell response to vaccination. Although a DTH assay
is technically simple to perform and is generally present in patients
displaying a measurable clinical response to treatment, the assay is not
predictive of clinical response (Berd 1990).
Several in vitro assays are also used to
evaluate T cell response to vaccination including cell proliferation, cytokine
production, and chromium release assays. These methods measure CTL precursor
frequency by culturing TAA pulsed or TAA expressing target cells with patient
derived T cells. Limiting dilution techniques allow all of these methods to
quantitate the precursor frequency in patient samples. The use of [3H]-thymidine
incorporation provides a direct measure of precursor cell proliferation in
response to TAA stimulation (Wucherpfennig 1995). The release of cytokines such
as IL-2, IFN-g, and TNFa from patient T cells
grown in mixed culture is also used to measure the T cell response to TAA
immunization. The Cr51 release assay is the most common in vitro assay used to monitor T cell response to cancer
vaccines. However, during a recent clinical trial, patients who underwent
complete remission of melanoma as a result of MAGE-3 peptide vaccination did
not demonstrate any MAGE-3-specific CTL activity as detected by the chromium
release assay (Marchand 1995). The chromium release assay also failed to detect
TAA-specific CTL activity in a trial involving a gp100 peptide which was
modified to more tightly bind the MHC complex even though this peptide
vaccination demonstrated a 41% clinical response rate in patients (Parkhurst
1996).
An alternative measure of T cell response to a
TAA-based vaccine is analysis of T cell receptor subtype expression. T cells
recognize MHC-restricted antigens through a heterodimeric T cell receptor (TCR)
composed of a and b chains. Somatic
recombination between variable (V), joining (J), and diversity (D) genes along
with insertion of random N-nucleotides, generates a wide diversity of TCR
subtypes in naive T cells. As a result, peripheral blood mononuclear cell
samples from non-immunized patients display a roughly equivalent abundance of
TCR variable b-chain subtypes (TCR-Vb1
through TCR-Vb24). In contrast, if a TAA-based vaccine induces a
clonal expansion of T cells recognizing the antigen then a subsequent
alteration in TCR subtypes expression patterns should result. In fact, TCR
screening studies have demonstrated that CTL effector populations can display
an oligoclonal expression pattern after peptide immunization and in vitro stimulation (Figure 3). Loftus et al. have
shown that TCR-Vb14, along with Vb4 and Vb3 are sharply increased in peripheral blood
lymphocytes (PBL)

Figure 3. Post rV-CEA vaccinated PBL, stimulated in vitro with CAP-1 peptide display an oligoclonal
expansion of T cell receptor Vb family subtypes. Total cellular RNA was
isolated from 5 x 106 V24 T cells. First-strand cDNA was then
synthesized from 1 mg of total RNA and amplified
with 25 Vb
oligonucleotides and FITC-labeled Cb
oligonucleotide. Labeled PCR products were loaded on a 6% acrylamide sequencing
gel and the samples were then run on an ABI 373 sequencer for size and
flourescence intensity determination. The relative percentages of each Vb subfamily are represented as histograms.
from peptide stimulated patients (Loftus 1996).
Several groups have corroborated these findings and other studies have shown
that Vb3 and Vb4 are increased in
MART-1 peptide stimulated CTL (Cole 1994, Sensi 1995). These studies have clearly shown TCR changes post
vaccination, however, a predictable patient to patient trend in subfamily
response has not been observed (Cole 1997). RT-PCR is currently used to
identify TCR family subtypes in these analyses, but due to different
family-specific annealing temperatures, RT-PCR cannot be used to accurately
quantitate various TCR expression levels. The advent of competitive PCR (cPCR)
may overcome this difficulty and allow quantitation of specific TCR-Vb chain subtypes within CTL samples derived from PBL
and TIL (Uhrberg 1996).
In the MUSC phase I clinical trial using rV-CEA
vaccination with CAP-1 peptide boosting, patients will be evaluated by several
different methods to determine both humoral and cell-mediated responses to
treatment. Labs for in vitro testing will be drawn on
week 0 before vaccination, on week 12 before CAP-1 peptide boosting, and on
week 24 after peptide boosting is completed. Patient sample testing will be
divided between the Laboratory of Tumor Immunology and Biology at the NCI and
our laboratory at the Medical University of South Carolina (MUSC). The LTIB
will evaluate humoral response to vaccination by standard ELISA assay for pre
and post treatment levels of CEA, normal cross reactive antigen (NCA),
anti-vaccinia, anti-CEA, and anti-NCA antibodies. The level of CEA-anti-CEA
immune complexes, CD3, CD4, and CD8 subsets will also be measured. The LTIB
will also study T cell precursor frequency in pre and post treatment samples by
using limiting dilution assays for [3H]-thymidine incorporation and microtiter
ELISA cytokine release as previously described (Abrams 1995). MUSC will monitor
T cell receptor family subtype alterations by a combination of gene scanning
and competitive PCR techniques to follow any T cell-mediated response to
treatment. The optimal dose of peptide will be determined as the lowest level
which elicits the highest proliferation or cytotoxic response in all members of
a group.
VI. Conclusions
Advances in tumor immunology are now combining with
gene therapy techniques to provide promising new therapeutic options for the
treatment of patients with solid tumors. There are currently several TAA
involved in solid malignancy, including PSA, HER-2/neu, MUC1, and CEA which
hold potential for future vaccine development. Of these, CEA has received
perhaps the most attention as a target antigen for cancer vaccines by numerous
methodologies. Previous studies with rV-CEA have proven safe with no evidence
of autoimmune or other severe toxicity, and although a clinically relevant
response has not yet been achieved, the clear demonstration of a CEA-specific
CTL population in vaccinated patients represents a scientific success. Clinical
trials using many vaccine strategies are now in progress in an effort to expand
this CEA-specific CTL population to clinically beneficial levels. A CAP-1
boosting approach to augment the rV-CEA generated anti-CEA CTL population has
been initiated, but the effectiveness of the method has yet to be determined.
It is clear however, that cancer vaccine-based gene therapy holds tremendous
promise and may one day provide an effective treatment for patients with solid
malignancy.
Acknowledgements
We wish to thank Dr. Kwong Y Tsang and Dr. Jeffery
Schlom (NCI/ LTIB, Bethesda Maryland) for invaluable scientific input and
collaboration on this rV-CEA vaccination with CAP-1 peptide boost clinical
trial.
Received 22 May 1998; accepted 10 June 1998
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