Gene Ther Mol Biol Vol 13, 130-143, 2009
Signaling and epigenetic
mechanisms regulating stem cells
Review Article
Sangeetha
Hareendran1, Salar Abbas1 and Prithi Rajan1, 2 *
1Center for Stem Cell Research,
Christian Medical College, Bagayam, Vellore 632 002, India
2Department of Chemical Physiology,
The Scripps Research Institute, La Jolla, CA 92037, USA
__________________________________________________________________________________________
*Correspondence: Prithi Rajan, Center for Stem Cell Research, Christian Medical
College, Bagayam, Vellore 632 002, India; Phone:
+91 416 2284115; Fax: +91 416 2284103; Email: prajan@cmcvellore.ac.in,
prajan@scripps.edu
Keywords: stem
cells, embryonic, somatic, pluripotency, multipotency, and mechanisms
Running Title:
Mechanisms of pluripotency and multipotency
Received:
8 May 2009; Revised: 15 May 2009;
Accepted:
18 May 2009; electronically published: 2
June 2009
Summary
The
enormous potential of stem cells in human therapeutics heightens the relevance
of studies addressing the cellular mechanisms, which control their proliferation
and fate choice decisions. While embryonic stem cells retain the ability to
differentiate into most if not all the cell types of the adult, somatic stem
cells retain a restricted potential to differentiate into most or all the
mature cell types of the tissue that they are derived from. In this report we
review the literature and concepts related to cytoplasmic and nuclear
regulatory mechanisms, which confer the properties of pluripotency or
multipotency on stem cells. The recent flurry of activity related to the
induction of pluripotency in fibroblasts and other relatively mature cells has
given us pause in considering the actual nature of the two extremes of terminal
differentiation and 'stemness', and the apparent reversibility of both
phenomena. An analysis of the current literature on mechanisms of pluripotency
and multipotency could lead to a better understanding of the possibilities by
which a cell may be maintained in a preferred state of differentiation or
de-differentiation at will.
I. Introduction
While stem cells provide extremely
interesting scientific platforms in which important questions in biology are
being unraveled, they have achieved unparalleled notoriety because of the
immense potential they present for human disease therapies. In this review we will attempt to
highlight some of the mechanisms by which mammalian embryonic and somatic stem
cells maintain their pluri- or multi-potential nature respectively. A concerted
effort is being directed towards configuring methods for the differentiation of
these cells to specific mature phenotypes. It is also of practical importance to determine the cellular
pathways and mechanisms, which allow these cells to maintain their capacity to
differentiate along a few to several lineages, depending on the pedigree of the
stem cell in question.
The processes of maintenance and
differentiation of a stem cell may be considered a continuum wherein several
individual and overlapping events define the status that the cell is in at any
instant. The mechanisms dictating
this continuum could be based on a constant crosstalk between competing or
augmenting events (including signaling complexes in the cytoplasm and nucleus),
the results of which become progressively more irreversible as the stem cell
heads towards commitment and differentiation into a mature fate. Intrinsic to this definition is the
idea that the greater the potential of the cell to differentiate into various
fates, the greater is its capacity to respond to various stimuli that could
direct it to differentiate along particular lineages. This enhanced
responsiveness in a stem cell could be due to the expression of a greater
cohort of proteins enabling the cell to respond to various diverse stimuli,
which gets culled down to a much more defined set of proteins as commitment
occurs and the cell acquires the capacity to respond only to a specific set of
stimuli. This reduction in global gene expression could be brought about by
epigenetic modifications, which exert control of gene expression by regulating
the accessibility of gene promoters through modifications to chromatin
structure. Thus the signaling and epigenetic states of the
stem/progenitor/mature cell define the context in which signals provided by the
environment are received and interpreted, making the environment or 'niche' in
which the cell is maintained yet another facet of this complex continuum. The
recent observations relating to the induction of pluripotency in mature cells
seem to complete the circle of the so-called continuum where given the correct
set of stimuli 'mature' cells may be rendered seemingly pluripotent again.
Stem cells are generally defined
by their dual properties of pluripotency/multipotency and self-renewal. Embryonic
stem cells (ESCs) are derived from the inner cell mass of the blastocyst stage
of a mammalian embryo (Evans MJ and Kaufman MH, 1981), and somatic stem cells
(SSCs) are derived from various developing and mature tissues in which they are
resident. While ESCs are pluripotent as defined by their property of
multilineage differentiation into any cell type in the body, SSCs are generally
more restricted in their potential and give rise to all or some of the cells
characteristic of their tissue of origin, termed multipotency. An understanding
of the intracellular signaling pathways involved in maintaining pluripotency of
ESCs will help in the more effective utilisation of ESCs for cellular therapy
and regenerative medicine as this could lead to the design of more reliable
methods to establish ESC cultures. Also it would enable the development of
better strategies for directed differentiation of ESCs to cell populations of
our interest. In this review, we look into the various cellular molecules that
are involved in controlling the self renewal and pluripotency of ESCs, which
thereby facilitate ways to harness the therapeutic potential of ESCs in
transplantation therapies and drug discovery (McNeish J, 2004). The ultimate effect of
signaling and epigenetic interactions is realized at the level of gene
expression, wherein distinct transcription factors and epigenetic modifications
play critical roles in determining the gene expression profiles and other
characteristic properties of ESCs (Boyer LA et al., 2005, Loh YH et al., 2006).
Epigenetic mechanisms have been implicated in the regulation
of gene activation and silencing at the level of transcription. They regulate
the manner in which genomic DNA is packaged along with histones into chromatin.
ESCs have a distinct gene expression profile as compared to differentiated
cells, and have potential to activate all, or most, of the gene expression
programs that are found in embryonic and adult cell lineages (Chambers I and Smith A, 2004). Transcriptional profiling
studies have been performed to understand the molecular mechanisms of stemness
and pluripotency of ESCs (Armstrong L et al., 2006, Ramalho-Santos M et al., 2002).
II. Some mechanisms of pluripotence in ESCs
A. Cytoplasmic signaling and
transcription factors
ESCs are generated, maintained
and used in culture. As a result most maintenance and differentiation protocols
arise by the manipulation of the culture environment, which includes the
addition of growth and differentiation factors and modification of the
substratum and the gases in the culture milieu. Extensive effort is being
directed towards understanding the intracellular
signaling pathways which are activated downstream of these extracellular
stimuli, and towards understanding the kinases and transcription factors which
act as important modulators of the final outcome. The most successful of these
studies permit the manipulation of specific intracellular intermediates,
providing very specific and sometimes beneficial effects, potentially
facilitating a means of bypassing the necessity of activating signaling pathways
at the level of ligand/receptor interactions at the cell surface.
One of the best established signaling mechanisms
effecting pluripotency of murine ESCs (mESCs), acts through the janus
associated tyrosine kinase (JAK), the direct target of which is the signal
transducer and activator of transcription 3 (STAT3) protein. In mESCs, leukemia
inhibitory factor (LIF) is indispensible for the self renewal and pluripotency,
and mediates its effects via the JAK-STAT pathway (Smith
AG et al., 1988). LIF belongs
to the interleukin-6 cytokine family and binds to heterodimeric receptor, which
includes LIF receptor β and gp130, whereby it activates the pathway. LIF
can also activate the mitogen activated protein kinase (MAPK) or ERK
(Extracellular signal regulated kinase) pathway, which has an opposing role to
STAT3, i.e., it promotes differentiation (Burdon
T et al., 1999) in mESCs. Thus
LIF can regulate pluripotency of mESCs by striking a balance between JAK-STAT3
and MAPK effects. However, it has been shown that the maintenance of
pluripotency of human ESCs (hESCs) is STAT3 independent (Humphrey
RK et al., 2004) and does not
require the presence of LIF.
Intriguingly, the expressionof LIF receptor and signaling subunit gp130
has been shown in human ESCs, along with LIF mediated phosphorylation of STAT3
and nuclear translocation. Despite
these, LIF does not seem to have any significant role in human ESC
pluripotency. LIF is known to function in murine embryonic diapause, i.e., the temporary
arrest of blastocyst development.
This facilitates multiple and repetitive pregnancies in
lactating female mice. In addition, LIF acts as an
anti-differentiation factor for cells of the inner cell mass in mouse
development (Daheron
L et al., 2004). Absence of
such functions for LIF in human embryonic development could account for its
lack of primary involvement in human ESC maintenance. However, the exact difference in the cellular context in
which the LIF stimulus is received by mouse and human ESCs is unclear. Among
the various transcription factors
implicated with the regulation of self renewal and pluripotency of ESCs, most
of the important ones have either a direct or indirect link to LIF/STAT3
pathway. Figure 1 summarizes some of these interactions.
Of the transcription
factors which induce pluripotency, the POU family transcription factor, Oct3/4,
NK-2 class homeobox transcription factor Nanog and Sox2, member of SOX
(SRY-related HMG box) family are the best characterized. Oct3/4 is a master
regulator of pluripotency, which blocks the ESC
differentiation towards trophoectoderm by interacting with Cdx2 to form a
repressor complex (Niwa H et al., 2005). However, the overexpression of Oct3/4 in ESCs leads them to endoderm
lineage (Niwa H et al., 2000). Sox2 plays a significant role in governing pluripotency of ESCs, by
blocking their differentiation into multiple lineages, including trophoectoderm
(Ivanova N et al., 2006). Sox2 acts in concert with Oct3/4 in activating the Oct3/4 target genes (Yuan H et al., 1995). The self renewal genes, c-Myc, Klf4
and Nanog serve as direct downstream
targets of STAT3 protein (Cartwright P et al., 2005, Li Y et al., 2005,
Suzuki A et al., 2006). c-Myc is a well characterized accelerator of cell cycle, which drives
the G1-S transition by the transcriptional activation of cyclin E expression (Hooker CW and Hurlin PJ, 2006). JAK-STAT3 does not directly regulate Oct3/4
expression, however genes regulated by STAT3 have Oct3/4 binding sites (Rao M, 2004). The LIF/STAT3 pathway also targets the Nanog
promoter region. Nanog is found to prevent ESC differentiation to Gata6
positive endoderm like cells (Mitsui K et al.,
2003), block neuronal differentiation (Ying QL et al.,
2003) and reverse mesoderm specification (Suzuki A et al.,
2006) of ESCs. Recently it has been
reported that Sall4 is another pivotal
regulator of pluripotency in mouse ESCs. It forms a complex with Oct4, Sox2,
Klf4 and c-Myc, the four genes which were employed in the generation of induced
pluripotent stem cells (iPSC) from somatic cells (Takahashi
K and Yamanaka S, 2006). Hence Sall4
is also implicated to be a key regulator for the cell reprogramming process,
and is thought to be regulated by STAT3 at its promoter (Yang J et al., 2008).
In contrast to mESCs,
FGF2 (fibroblast growth factor) replaces LIF in hESCs, for the maintenance of
their pluripotency. It acts by
binding to FGF receptor (Ginis I et al.,
2004, Sperger JM et al., 2003). In addition to its inherent tyrosine kinase
activity, activated FGF receptor signals by
phosphorylating the docking protein FRS2, which complexes
with Grb2 proteins and the nucleotide exchange factor SOS.
The FRS2-Grb2-SOS complexes inturn activate the Ras-Raf-MAPK
signaling pathway. Apart from hESCs, it has been implicated as important for
maintaining stemness of other tissue specific stem cells as well. (Dvorak
P et al, 2006). A model was proposed by Bendall and co-
workers, suggesting that FGF 2 may crosstalk with IGF2 pathway, in maintaining
hESC self renewal (Bendall SC et
al., 2007). To further augment the role of FGF in ESC
pluripotency, it has been shown that Activin/Nodal signaling
through Smad2/3 maintains human ESCs in pluripotent state, where FGF2 acts as a
competence factor (Vallier
L et al., 2005). Inhibition of the FGF signaling via
the FGFR1 tyrosine kinase, represses Oct3/4 expression, suppresses downstream
kinases and drives ESCs into differentiation (Bendall SC et al., 2007, Dvorak P et al., 2005). FGF4, another member of
the FGF family has been implicated in embryogenesis of mouse and is found to
have restricted expression in undifferentiated ESC and embryonal carcinoma (EC) cell lines. Notably, Fgf4 gene
is found to be a direct target of Oct3 and Sox2 (Yuan H et al., 1995).
Members of TGFβ
(transforming growth factor) family of transcription factors, particularly
TGFβ, BMP (Bone morphogenetic proteins), Growth and
differentiation factors (GDFs), Activin
and Nodal are known to sustain self renewal and pluripotency of ESCs. TGFβ
signaling involves the binding of the ligand and activation of the Type II
receptor, which is a serine/threonine kinase, which then activates the Type I
receptor and that in turn phosphorylates Smad (mothers against decapentaplegic
related) proteins which regulate targeted gene expression. BMP binds to
receptor-regulated Smads (R-Smads:
Smad1, Smad5 and Smad8) and
activates them, which then form heteromeric complexes
with Smad4.

Figure 1: Signals
regulating pluripotency in mouse ESCs.
The figure outlines some of the best-studied pathways
regulating pluripotency. LIF acts through the JAK/STAT3 pathway to activate
three important pluripotency factors, Nanog, Klf4 and c-Myc as shown. Further
it can also channel into PI3K and SFK (Hck/Yes) pathways to promote pluripotency
by activating Nanog and Oct3/4–Sox2. PI3 K activation by ligands such as
EGF, bFGF, PDGF and LIF facilitate mES proliferation, cell survival and
self-renewal by promoting Nanog expression. Wnts act through β-Catenin and cause targeted activation of c-Myc,
which is also involved in maintaining pluripotency. BMP4, a member of TGFβ family, signals via Smad 1/5 to induce expression of
Id genes, which inhibit differentiation of ES cells. BMP4 suppresses the blocking
effects of the MAPK/ERK \pathway on mESC pluripotency. LIF appears to inhibit
pluripotency by signaling via MAPK/ERK pathway and two other SFK members,
Src/Fyn.
The Smad complexes translocate to the nucleus,
and act as transcription factors. Bone morphogenetic protein 4 (BMP) is known
to co-operate with LIF in maintaining the undifferentiated state of mESCs, in
serum free conditions. BMP4
enhances the self renewal of mESCs by inducing the expression of members of Id
(inhibitor of differentiation) gene family (Ying
QL et al., 2003) and
suppression of ERK signaling pathway in mESCs (Qi
X et al., 2004). However in
human ESCs, BMP4 induces mesodermal and ectodermal differentiation while BMP2
induces extraembryonic endoderm differentiation (Schuldiner
M et al., 2000). TGFβ/Activin/Nodal signaling promotes
pluripotency of human ESCs along with Wnt signaling, especially in the earlier
stages of cell fate determination (James D et al.,
2005).
Another major signal transduction pathway
required for the self renewal of ESCs, particularly in mESCs, is the Wnt/ β-catenin/CBP pathway (Miyabayashi T et
al., 2007).
The cytoplasmic levels of β-catenin, an intermediate effector molecule of
canonical Wnt pathway, is kept under control by a destruction complex,
comprising of adenomatous polyposis coli gene (APC), Axin, and glycogen
synthase kinase (GSK) 3β. Binding of Wnt to its receptors, Frizzled and
LRP5/6 causes the inactivation of GSK3β, which results in the accumulation
of β-catenin in the cytoplasm, and its nuclear translocation. Within the nucleus, it associates with
transcription factors lymphoid enhancer factor (LEF)/Tcell factor (TCF). A
pharmacological inhibitor of GSK3β, 6-bromoindirubin-3Õ-oxime (BIO), is
reported to promote murine ESC pluripotency even in the absence of LIF (Sato
N et al., 2004).
Interestingly, BIO is also an effector of human ESC self renewal, and induces
the expression of pluripotency markers, Oct3/4, Rex1, and Nanog. However the
role of Wnt in maintenance of mESC pluripotency is a debatable issue as there
is evidence that it promotes neural and mesodermal differentiation of ESCs (Yamaguchi
TP et al., 1999). Wnt signaling
is demonstrated to have a synergistic effect with LIF-STAT3 in maintenance of
pluripotency of human and murine ESCs, as Wnt can upregulate STAT3 and also
both Wnt and STAT3 tend to converge on c-Myc (Cartwright
P et al., 2005, Sato N et al., 2004).
Phosphoinositide 3-
kinase/AKT signaling is required for efficient self renewal of murine ESCs, by
facilitating proliferation and survival of ESCs. This is mediated partly by the ability of PI3K signaling to
maintain the expression of Nanog, a transcription factor which is indispensible
for the maintenance of pluripotency of ESCs (Welham MJ et
al., 2007).
PI3K /AKT signaling participates in maintaining ESC pluripotency, upon
activation by growth factors like LIF, bFGF, EGF and PDGF (Jirmanova
L et al., 2002, Xu C et al., 2005). Class 1A PI3
kinases upon activation, generate second messenger phosphatidylinositol-3, 4,
5-tris-phosphate (PIP3). Akt1, which is a serine/threonine kinase, binds to
PIP3 and translocates to the inner cell membrane, where it is activated by
another serine/threonine kinase, PDK1.
Inhibition of PI3 kinase activity in mouse ESCs affects the cell cycle
progression from G1 to S phase, causing decreased cell proliferation (Jirmanova
L et al., 2002). The deletion
of Pten, a negative regulator of PI3K triggers ESC viability and proliferation (Sun
H et al., 1999). Further it
has been reported that artificial activation of AKT, can supplement the
requirement of LIF, in governing pluripotency (Watanabe
S et al., 2006).
The Src family of cytoplasmic protein-tyrosine
kinases (SFKs) are another class of kinases, which play distinct roles in ES
self renewal and differentiation pathways. It has been reported that regulation
of self renewal property of mESCs by LIF requires the activation of these
kinases (Meyn
MA, 3rd et al., 2005). With regard to the SFKs, of the 7 members
which are expressed in ESCs, Hck and Yes promote self renewal in ESCs by way of
down-regulating the expression of orphan nuclear receptor Gcnf, which is known
to repress Oct3/4 expression and by increasing Nanog expression (Anneren C et
al., 2004, Blake RA et al., 2000, Meyn MA, 3rd et al., 2005). Two other SFK members, Src and Fyn play conflicting
roles by fostering ESC differentiation (Meyn MA, 3rd et
al., 2005).
Insulin like Growth Factor 1 Receptor (IGF1R), a
tyrosine kinase, which is activated by IGF2 is relevant to hESC pluripotency (Bendall
SC et al., 2007). The
expression of IGF1R in hESCs correlates with the pluripotency markers Oct3/4,
SSEA4 (Stage specific embryonic antigen4), TRA 1-60 (tumour recognition antigen
1-60) and TRA 1-81 expressions.
The IGF2 pathway synergises with LIF to promote self renewal of rat ESCs
(Takahashi
A et al., 1995). The Stem Cell
Factor (SCF) receptor cKit, a tyrosine kinase has been shown to participate in
maintaining pluripotent state of mESCs (Lu
M et al., 2007, Palmqvist L et al., 2005) and hence
could be used as a possible marker for undifferentiated mESCs. The cKit
expression is found to positively correlate with levels of pluripotent genes
BMP4 and Nanog (Lu
M et al., 2007). Expression of serine/threonine kinases, Pim-1
and Pim-3 is demonstrated to be upregulated by LIF/gp130-dependent signaling and the STAT3
transcription factor and thus they may be participating in the control of self
renewal of mESCs (Aksoy I et al.,
2007). Other pathways
including NFkB have also been implicated in ESC renewal; however
we have restricted our discussion only to the better described signaling pathways.
B. Epigenetic factors
Epigenetic regulation of the cellular genome includes
post-translational modifications to the histones, DNA methylation of CpG
nucleotides, and ATP-dependent chromatin remodeling. These events may be
inherited along with the genomic sequence. Quantitative single cell in vivo
imaging and biochemical analysis of endogenous proteins in undifferentiated
mESCs have revealed that several major architectural histone proteins such as
Histone 1 (H1), Histone 2b (H2B), Histone 3 (H3) and Histone P1 (HP1α) bind with less affinity to
chromatin. This allows the chromatin to be more hyperdynamic in ESCs than in
differentiated cells (Meshorer E and Misteli T, 2006) and remain open thus
facilitating rapid genetic regulation, which may account for the pluripotency of
mESCs. Heterochromatic DNA is highly methylated and condensed and not available
for transcription, while euchromatic DNA is lightly condensed and amenable for
transcription.
Heterochromatic markers have been shown to be dispersed in
mESC whereas they occur as more concentrated distinct foci in differentiated
cells. Two of the most significant heterochromatic markers are increased
trimethylated lysine 9 H3 (TriMeK9 H3), and decreased acetylated histones H3
and H4 (AcH3 and AcH4) (Kimura H et al., 2004, Lee JH et al., 2004). Both these conditions,
when global, cause gene repression. Differentiation leads to a decrease in the
euchromatic nature of the chromosome making it more condensed and
heterochromatic leading to loss of pluripotency. The
histone modifications and the chromatin patterns can spread over kilobase
lengths of genomic DNA, which are then faithfully transmitted to daughter cells
to maintain pluripotency and stemness giving rise to the concept of epigenetic
inheritance (Cavalli G and Paro R, 1999, Hall IM et al., 2002).
Chromatin immunoprecipitation (ChIP) assays in mESCs have
found large areas of chromosomes exhibiting methylation of Lysine 27 histone H3
(MeK27 H3) which represses transcription (Cao R and Zhang Y, 2004), along-side smaller
regions of MeK4 H3 which is permissive for gene transcription (Bernstein BE et al., 2005, Schubeler D et al., 2004). These are present at
highly conserved noncoding elements, which are associated with regions
concentrated for genes encoding developmentally important transcription
factors. These regions have been termed ÒbivalentÓ domains. They coincide with
differentiation-associated transcription factor genes, expressed at extremely
low levels in the ESC. Thus it is proposed that they act not only to silence
such genes in ESCs in order to maintain pluripotency, but also to allow them to
remain in standby mode for transcription so that they can be rapidly activated
upon differentiation.
These
changes in chromatin structure and its constituents at different stages of ESCs
are brought about by several proteins. Some of these are discussed here very
briefly (see Table 1, Figure 2). In
mouse and human ESCs, Polycomb-Group (PcG) complex proteins mainly act to
stabilize a repressive chromatin structure. PcG proteins comprise two
functionally and biochemically distinct multimeric Polycomb repressive
complexes called PRC1 and PRC2 (Levine SS
et al., 2004). Polycomb
repressive complex 2 (PRC2), which consists of EZH2, EED and SUZ12 in ESCs,
functions as a histone methyltransferase that causes tri-methylation of lysine
27 (K27) of histone H3 (H3K27me3) (O'Carroll
D et al., 2001). The
complexes PRC1 and PRC2 co-occupy 512 genes, many of which encode transcription
factors with important roles in development, indicating that repression of
developmental pathways by Polycomb complexes may be required for maintaining
ESC pluripotency and plasticity (Boyer LA
et al., 2006, Lee TI et al., 2006).
Histone demethylases participate
in complex interactions which lead to up-regulation or down-regulation of gene
transcription. Among the histone demethylases, a member of the Jumonji protein
family, JARID1, specifically catalyze the demethylation of H3K4me3 and H3K4me2 (Christensen
J et al., 2007).
Table 1: Known epigenetic events in ESCs
The table
provides a brief review of epigenetic events, which have been shown to occur in
ESCs.
|
Epigenetic modifications |
Enzymes |
Modifications |
Function |
Reference |
|
1) Histone
modifications |
a) Methyltransferases Polycomb-Group
(PcG) of proteins |
Trimehylation
on H3K27me3 |
Transcriptional
repression |
OÕCarroll,
et al., 2001 |
|
b) Histone
demethylases Jarid1a Jmjd1&
Jmjd2c |
Demethylation
of H3K4me1/2 Demethylation
of H3K9me1
at Nanog promoter |
Transcriptional
repression when complexed with PcG Prevent transcriptional repression of Nanog |
Pasini,
et al., 2007 Loh, et
al., 2007 |
|
|
c) Acetyltransferases
p300 |
Binding
at promoters of Oct4, Nanog |
Transcriptional
activation |
Chen, et
al., 2008 Jin &
Zhong, 2009 |
|
|
d) Histone
deacetylases Nucleosome
Remodeling Deacetylase (NuRD) complexes |
ATP-dependent
chromatin remodeling and histone deacetylation |
Entire
complex required for deactylation which leads to repression |
Kaji, et
al., 2006 |
|
|
2) DNA modifications |
DNA
methyl transferases Dnmt3a Dnmt3b |
Methylation
of cytosine of CpG islands in promoter regions |
Transcriptional repression |
Li, et
al., 2007 |
The PRC2
complex recruits JARID1 to PcG
target genes in order to enhance PcG mediated gene repression during ESC
differentiation (Pasini D
et al., 2008). Other reports suggest that
JARID1b enhances ESC proliferation by a similar repressive effect (Dey BK et al., 2008). Jmjd1a and Jmjd2c, members of the Jumonji protein family, act in
concert with the pluripotency factors Oct-4 and Nanog to regulate expression of
genes that encode chromatin-remodeling enzymes. Depletion of Jmjd1a results in cellular
differentiation, decreased expression of the pluripotency factors like Tcl1, Tcfcp2l1, and Zfp57, and induction of lineage specific genes. JMJD2c is required
to inhibit H3K9 methylation at the Nanog promoter and prevent the
transcriptional repressors HP1 and KAP1 from binding to it (Loh YH et
al., 2007).
Histone acetyltransferases (HAT) and deacetylases (HDAC)
also regulate ESC pluripotency. HAT, p300, was shown to be recruited to sites
which bind multiple pluripotency factors including Nanog, Oct4, and Sox2 (Chen X et
al., 2008).
Epigenetic modification of histone acetylation at the distal
regulatory region of Nanog was
found to be dependent on the presence of p300 (Zhong X
and Jin Y, 2009). It was
shown that ESCs depleted of the HAT Tip60-p400 subunits, which are involved in
Histone H4 acetylation, exhibit altered morphology and are impaired in their
ability to self renew and fully differentiate (Fazzio TG
et al., 2008).
Components of the Nucleosome Remodeling Deacetylase (NuRD) complexes play
important roles in gene regulation and are uniquely characterized by the
possession of both ATP dependent chromatin remodeling and histone deacetylase
properties. Methyl DNA-binding protein MBD3, a component of NuRD, is shown to
be required for pluripotency because ESCs lacking MBD3 exhibit a growth defect
and cannot commit to developmental lineages (Kaji K et
al., 2006). DNA methyltransferases
(Dnmts) are a family of proteins involved in the establishment and maintenance
of DNA methylation and are separated into two functional classes: the de novo and the maintenance
methyltransferases. DNMT3a and DNMT3b are de
novo methyltransferases responsible for remethylation in postimplantation
mouse embryos and in germ cells (Okano M
et al., 1999). The
maintenance methyltransferase DNMT1 (Bestor T
et al., 1988) is
required for maintaining maternal and paternal methylation imprints in the
early embryo. Inactivation of both Dnmt3a and Dnmt3b in mouse ESCs results in
progressive loss of methylation in various repetitive sequences and single-copy
genes. In embryonic stem cells, Dnmt3a and Dnmt3b are shown to be stably
associated with each other (Li JY et
al., 2007). These
two enzymes directly interact and function to methylate the promoters of the
Oct4 and Nanog genes. Inadequate methylation caused by ablating DNMT3a and
DNMT3b is associated with dysregulated expression of Oct4 and Nanog during the
differentiation of pluripotent cells and mouse embryonic development (Li JY et
al., 2007). DNA
methylation, induced by Dnmt3a and Dnmt3b, has also been shown to be important
for the methylation of the X-linked homeobox gene cluster Rhox in ESCs (Oda M et
al., 2006).

Figure 2: Cytoplasmic
and epigenetic signals regulating pluripotency in ESCs.
The cartoon focuses on epigenetic events in ESCs. The
chromatin in ESC is more euchromatic than heterochromatic in nature. In this
schematic Oct4, Myc, Nanog genes, the markers of pluripotency, are represented
within the nucleus of the ESC by the green (promoter region) and red (coding
region) coloured DNA strand. Increased cellular levels of these transcription
factors may regulate several events within the cell to promote pluripotency.
They could regulate expression of themselves and other pluripotency markers,
regulate other genes including epigenetic enzymes and miRNAs which promote
pluripotency indirectly, and regulate the bivalent domains (such as ME K27
H3/MeK4H3) which would repress differentiation associated genes and increase
expression of pluripotency genes.
Gene repression is also achieved by modifications on
histones such as methylation by the polycomb group of proteins (H3K27), and other
methylation events on H3K9. These two modifications are represented in
heterochromatic regions, which are not easily accessible to transcription. Transcription
may be selectively enhanced by acetylation, which is brought about by acetyltransferases
such as p300. DNA methylation also plays a very important role in maintaining
pluripotency of ESCs. Hypomethylation at promoters of the pluripotency genes
and methylation of promoters of developmentally important genes is the hallmark
of ESCs.
OCT4 levels in the cell may be increased either by
cytoplasmic signals mediated by FGF2, Activin/Nodal, IGF2 and Wnts (largely
shown in human ESCs), or by the introduction of these genes/proteins by transduction/transfection
methods.
Although DNA methylation has been studied extensively,
hypomethylation patterns cannot be designated as sole master switches for
controlling gene expression and the maintenance of pluripotency in mESC.
However, an increase in DNA methylation has been noted in selected CpG islands,
in a few hESC lines during long-term passages (Allegrucci
C et al., 2007).
Comparison of promoter DNA methylation in mESCs with histone modifications,
binding of transcription factors such as Oct4, Nanog, and polycomb group of proteins on gene promoters, has been
performed to analyse if epigenetic regulators act independently or in concert
with each other. Consequently, it was found that promoter DNA methylation is
the only marker found on more than 30% of genes, many of which are silenced in
mESCs (Meissner A et al., 2008). Genome-wide analysis of
DNA methylation of promoters in mESCs and pMEFs (primary mouse embryonic
fibroblasts) showed differences in methylation involving 69 gene promoters
predicted to be hypomethylated in ESCs, and methylated in pMEFs (Farthing CR et al., 2008).
These studies suggest that methylation patterns in ESCs may be distinctly
different from differentiated somatic cells. Some of the interactions
described in the above section are unique to ESCs and are possibly instrumental
in maintaining the stem cell state. Of the cytoplasmic signals, the
Activin/Nodal/FGF2 pathways are thought to maintain hESCs, while LIF/STAT3 is
necessary for mESCs. Epigenetically the repression of gene promoters related to
differentiation in spite of the chromosomes being largely euchromatic seems to
be a characteristic. This along with expression of relatively high levels of
proteins related to pluripotence including Oct4, c-Myc and Nanog are hallmarks
of the undifferentiated state of ESCs.
III. Lessons from somatic stem cells
Unlike embryonic stem cells,
somatic stem cells are restricted in their potential and reside in tissues of
developing or mature organs. Among the best studied of the SSCs are
hematopoietic stem cells (HSCs), neural stem cells (NSCs), and mesenchymal stem
cells (MSCs). While HSCs reside in bone marrow NSCs as the name suggests, reside
largely in the nervous system. Stem cells may also be identified in other
tissues including epidermis, intestine, breast, and retinal tissue, and potentially
in muscle and pancreas.
As discussed in the previous
section ESCs retain the potential to differentiate into most, if not all, the
tissues which constitute the adult organism, hence pluripotent. SSCs on the
other hand are multipotent and have restricted differentiation potential. They
usually retain the capacity to differentiate into some, or all, of the cell
types, which constitute the tissue that they reside within. Typically they
reside in 'niches' within the tissue which provide the necessary environment to
maintain a regulated number of stem cells in a state of quiescence, and which
can be effectively mobilized when appropriately stimulated. Unraveling the
factors and mechanisms which maintain niches will allow us to configure
appropriate culture conditions and further the practical use of these cells. When
one considers the various biological events, which might contribute to the
multipotentiality of SSCs, they might include maintenance of quiescence, which
could promote the maintenance of a stable stem-like phenotype in a mature
tissue, cell proliferation, cell survival, and inhibition of commitment and
differentiation.
The niche that SSCs reside in is
largely comprised of some relevant cell types native to the region and their
intrinsic and secreted principles, the blood vessels which carry soluble
factors, and the extra cellular matrix which possibly contains immobilized cues
(Alvarez-Buylla A and Lim DA, 2004, Kiel MJ and Morrison SJ,
2008). While
there is a possibility that there are two niches for HSCs, one osteoblastic and
the other vascular, it is also possible that these two niches actually serve to
maintain distinct functions of the HSCs during its life as a stem cell. The
osteoblastic niche may serve to maintain the cell at its peak of quiescence,
while the vascular niches might play a greater role during proliferation and
mobilization of these cells as and when required. The Tie-2 receptor along with
its ligand angiopoietin is thought to be one of the major regulators of
quiescence of HSCs (Arai F and Suda T, 2007, Fukuhara S et al., 2008). This receptor has intrinsic
tyrosine kinase activity and functions through the PI3kinase pathway to
maintain p21 levels thus maintaining quiescence. Osteopontin also serves to inhibit differentiation in the
niche (Nilsson SK et al., 2005, Stier S et al., 2005). The mammalian target of rapamycin
(mTOR) pathway could mediate HSC quiescence and maintenance by regulating
reactive oxygen species (Chen C et al., 2008). Wnt and Jagged are
expressed on osteoblasts and react with their respective receptors Frizzled and
Notch on HSCs and are involved in controlling the maintenance of HSCs (Fleming HE et al., 2008, Li L et al., 1998). Interestingly Notch 1 is
down-regulated in HSCs lacking Smad 4, which could be a possible mechanism by
which smad4 is one of the factors involved in the maintenance and self-renewal
of HSCs (Karlsson G et al., 2007). The calcium calmodulin
dependent kinase (CaM Kinase) present in HSCs appears to participate in their
maintenance by regulating bcl-2 levels through phosphorylation of CREB and CBP (Kitsos CM et al., 2005). Other molecules which
regulate the niche include sonic hedgehog (Shh), CXCR4/CXCL12, and SCF/c-Kit (Kiel MJ and Morrison SJ, 2008).
While the NSC niche is in the
process of being defined (Riquelme PA et al., 2008), the molecules that seem
to be required for maintaining a pool of stem cells include Shh, Notch, Wnt,
and FGF. GFAP positive neural stem
cells were reduced in the sub-ventricular zone of Gli deficient animals,
suggesting that Shh regulated the number of stem cells in vivo. In addition, the number of dividing cells as determined by
BrdU staining, was also decreased (Palma V and Ruiz i Altaba A, 2004). Basic FGF (bFGF) is
sufficient as a mitogen in monolayer cultures of NSCs, and is used in
combination with EGF for neurosphere cultures (Johe KK et al., 1996, Reynolds BA and Weiss S, 1996). Both signal through the
Ras/MAPK pathway, although EGF activates several other pathways in these cells
including PI3kinase. In addition to these growth factor mediated effects, the
polycomb protein Bmi1 is thought to function in the regulation of both the HSC
and NSC population in the adult (Molofsky AV et al., 2003, Park IK et al., 2003). Recently Wnts have been
shown to be relevant to the self renewal of stem cells in the brain (Kalani MY et al., 2008). Notch could mediate
possible density-related effects in NSC cultures (Kamakura S et al., 2004), while both Notch and BMPs
cause differentiation effects, the latter of which are rather complex and yield
three fates depending on the culture conditions: neurons, glia and smooth
muscle (Rajan P et al., 2003). Manipulation of
differentiation signals could also promote the maintenance of multipotency. Signals
which activate neurogenin appear to cause neuronal fate choice, while we and
others have shown that the activation of STAT3 is required for glial
differentiation (Bonni A et al., 1997, Rajan P and McKay RD, 1998, Sun Y et
al., 2001).
Activation of STAT3, and glial differentiation, could be brought about by JAK
downstream of CNTF/LIF, mTOR downstream of BMP, and possibly MAPK downstream of
CNTF and EGF. Other studies have
shown that p300 works cooperatively with STAT3 and Smad to cause glial differentiation
under BMP treatment (Nakashima K et al., 1999). While several of the
signaling studies have been performed on rodent systems for ease of work, some
of these have been verified in human cells, particularly when there is
relevance to cancer. Some of these pathways and their interactions have been
recently reviewed (Rajan P and Snyder E, 2009).
MSCs were originally isolated and
cultured from bone marrow, and are fibroblastic cells which have the potential
for differentiation into adipocytic, chondrocytic and osteoblastic lineages,
and also into muscle and tendons (Pittenger MF et al., 1999). MSC-like cells have
subsequently been cultured from adipose tissue, umbilical cord, Wharton's jelly
and placenta. They are arguably the stem cells which are the easiest to culture
and manipulate, and several cell surface markers are used in the
characterization of these cells (Majumdar MK et al., 1998). Stro1 is sometimes used
as a prospective marker for these cells, although it is not unique to them, and
recently other markers have been suggested for MSCs (Roche S et al., 2009, Simmons PJ et al., 1994). Although serum is the
most commonly used culture additive, bFGF, LIF, HGF, Wnt, EGF and PDGF
contribute to the maintenance of MSCs (Kolf CM et al., 2007).
Alternative approaches are
yielding some windows into the complex methods, which are operational in SSCs
and stem cells in general. Systems biology has proved to be an excellent tool
for generating hypotheses relating to molecules which may be associated with,
or characteristic of, a particular fate or event (Muller FJ et al., 2008, Ulloa-Montoya F et al., 2007). Some such studies have
implicated molecules such as Gata2 as being instrumental in de-differentiation
of mature somatic cells into a SSC like state (Huang TS et al., 2008). Other molecules which are
associated with the somatic stem cell state include Angiopoietin1, Kit, Sox9,
Timp3, and several genes which are also present in ESCs (Forsberg EC et al., 2005, Huang TS et al., 2008). Creative methods to
activate specific receptor and downstream kinases have yielded interesting
insights. Dimerisation of the thrombopoietin receptor, mpl1, by an artificial
crosslinking method causes HSCs to proliferate for appreciable longer periods
than is achieved in culture with known means, and certainly more than is
obtained with receptor dimerisation with the natural ligand (Abdel-Azim H et al., 2008). The factors and active
principles which maintain other stem cells including epidermal, intestinal and
breast are in the process of being defined (Blanpain C and Fuchs E, 2009, Sato T et al., 2009, Scoville
DH et al., 2008). Recently transcription factors such as
Achaete-Scute have been implicated in intestinal stem cell maintenance (van der Flier LG et al., 2009).
While Oct 4, Nanog, Sox2, and
other genes are largely associated with the pluripotent state of ESCs, they
have also been seen to be expressed in NSCs, MSCs and HSCs to varying degrees.
One study showed that the lack of Oct4 does not compromise the maintenance of
somatic stem cells (Lengner CJ et al., 2007, Lengner CJ et al., 2008), while others showed that
the suppression of Oct4 is a step in the generation of a NSC like cell from
ESCs (Akamatsu W et al., 2009). Sox2 is a marker for NSCs
and is thought to regulate the proliferation and maintenance of NSCs, and their
differentiation into neurons (Episkopou V, 2005).
Thus, to recapitulate the above
discussion of SSCs, the developmentally important molecules Shh, Notch, Wnt/b
catenin, and the BMP family of receptors/ligands are important for maintaining
self-renewal and the multipotency phenotype. In the case of NSCs and MSCs
extensive culture work has revealed several soluble growth factors, which may
be used to manipulate the stem-like, and differentiation end points. Due to
limitations in the culture methods of HSCs the bulk of the experimental work is
performed in in vivo models.
IV. Conclusions and projections
A circumspect study of the signals
which mediate pluripotency and multipotency in ESCs and HSCs respectively could
permit the design of reagents and protocols which will result in the stable
differentiation of SSCs and mature cells from ESCs, and perhaps all other
desired combinations. Figure 1 and Figure 2 summarize some of our thoughts
on the salient cellular signals and events, which maintain the pluripotent
state of mouse and human ESCs. It has recently been possible to
de-differentiate cells which are thought to be of mature origin to cells which
are reminiscent of ESCs by the induced expression of the transcription factors
Oct4, Myc and Klf4 in combination with
other transcription factors. It is possible that other procedures could use
signaling intermediates and activated cytoplasmic and nuclear proteins.
The relatively recent progress in
the creation of induced pluripotent stem cells (iPSCs) (Takahashi K et al., 2007, Takahashi K and Yamanaka S, 2006), and to a lesser extent
nuclear reprogramming by cell fusion (Cowan CA et al., 2005), has challenged several of
our notions regarding pluripotent, differentiating and mature differentiated
states. It appears from the cell fusion studies that principles present in the
cytoplasm of the ESC can reprogram the mature differentiated nucleus into an
undifferentiated 'pluripotent' one (Cowan CA et al., 2005). The surprising
observation that the simple overexpression of about four genes, which are
usually expressed in ESCs, has the capacity to reprogram a 'mature' cell has
elicited great interest. The genes usually used for the induction of
pluripotency are Oct4, Klf4, Sox2 and Myc, in the absence or presence of other
genes such as Large-T and Nanog (Park IH et al., 2008, Yu J et al., 2007). The frequency with which
iPS occurs is low, and it must be mentioned that the exact nature of the
'mature' cell which is being de-differentiated is not entirely clear. iPS seems
to be much more efficient when performed in cells which are more stem-like than
mature (Aasen T et al., 2008). Several refinements are
now being rapidly reported where iPSCs are being generated with varying
efficiencies using small molecules (Shi Y et al., 2008), micro RNAs (Judson RL et al., 2009), protein transductions (Zhou H et al., 2009), plasmid transfections (Okita K et al., 2008), adenoviral vectors (Stadtfeld M et al., 2008), transposons (Woltjen K et al., 2009) and other cell signaling
manipulations (Feng B et al., 2009) instead of the original retro/lentiviral
transductions. HDAC inhibitors such as valproate have been shown to greatly
increase the efficiency of iPSC generation even with just 2 of the original
reprogramming genes (Huangfu D et al., 2008), suggesting the
involvement of epigenetic modifications in the regulation and/or maintenance of
pluripotence. Lluis et al have shown
that cyclic activation of Wnt/β catenin signaling can enhance the
reprogramming of somatic cells upon fusion with ESCs, whereby the
differentiated cells undergo the process of dedifferentiation (Lluis F et al., 2008). These supposedly 'safer' methods of generation could be an
advance to potentially using these cells in autologous and allogeneic cellular
transplantation therapies, as they are not induced to pluripotence with the aid
of lentiviruses. While the promise of these cells in regenerative medicine
still remains to be realized, their power in the establishment of in vitro models of disease and in
screening models is obvious.
While the initial stimulus for
iPSC formation is the forced expression of Oct4, Myc, Klf4, and other selected
genes, the eventual transformation of the cell to its stem-like state is due to
reprogramming of the nuclear architecture such that the cell starts to express
endogenous Oct4, Myc, Nanog, etc. The exact mechanism by which Oct4, Myc, etc.
brings about these epigenetic modifications to the cell, such that it is
reprogrammed, is under study (Figure 2).
While it has been recently possible to de-differentiate cells which are thought
to be of mature origin to cells which are reminiscent of ESCs, the conversion
of mature cells to SSCs remains to be achieved (Figure 3). One may also use the knowledge reviewed here to stably
cause the differentiation of an ESC to an HSC or NSC (Bajpai R et al., 2009, Matsumoto K et al., 2009). This has been achieved by
the selective addition of various growth factors and manipulation of tissue
culture conditions. It may also be achieved by other more direct means
including the manipulation of levels and interactions of specific transcription
factors (as implied in the Gata2 study (Huang TS et al., 2008), or by directing the
epigenetic modification of specific promoters to achieve the MSC, NSC or a
pre-insulin producing b-cell state. Such manipulations would be of immense
use in regenerative medicine, perhaps in the generation of specific cell types
for regenerative medicine and for the generation of in vitro experimental models.
The recent literature would appear
to suggest that differentiation of cells towards the mature end phenotype is
not a one way phenomenon, and that the appropriate stimuli will cause ESCs,
SSCs and mature differentiated cells to flip between states (Figure 3). As a case in point, iPSCs
derived from skin fibroblasts have been differentiated into cells of the
central nervous system (Dimos JT et al., 2008). While all these
experiments have been performed in vitro, the possibilities of these types of
dynamic shifts in a general sense, and in vivo, remain to be detected. The idea
represented in Figure 3 begs the
question of whether the fully differentiated status of mature cellular
phenotypes is actively maintained in the adult organism, as are stem cells.

Figure 3: Are all
cells in a dynamic equilibrium with respect to their 'fate choice' decisions?
The current status of ESC generation and
differentiation suggests that ESCs, SSCs and mature differentiated cells may be
inter-convertible given the correct stimuli. Somatic stem cells such as neural
stem cells and keratinocyte precursors have been used successfully for iPSC
generation. Mouse embryo fibroblast cultures, which are used for iPSC
generation, are a heterogeneous population of cells, which may well contain MSC
like cells. Adult fibroblasts and blood have also been used with varying levels
of success for iPSC. By all
recognizable criteria, iPSCs closely resemble ESCs. ESCs have been differentiated into NSC and HSCs. Of the
other options possible in the continuum shown in the figure, ESCs and SSCs have
been differentiated into the several types of mature cells. The successful
de-differentiation of mature cells into their respective SSCs could be possible
if the correct cohort of cytoplasmic, nuclear, and epigenetic signals were
expressed in sufficient quantities, and with correct timing.
Acknowledgements
We gratefully acknowledge the
financial support of the Department of Biotechnology of the Ministry of Science
and Technology, India. We thank Dr. R.V. Shaji for commenting on the
manuscript.
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