Gene Ther
Mol Biol Vol 1, 253-263. March, 1998.
Tumor killing using the HSV-tk suicide gene
Rajagopal Ramesh1, Aizen
J. Marrogi1 and Scott M. Freeman2,3
1 Department of Surgery and Gene Therapy Program, LSU
School of Medicine, New Orleans, Louisiana, USA.
2 Department of Pathology, Tulane University School of
Medicine, New Orleans, Louisiana, USA.
____________________________________________________________________
3
Corresponding author. Dr. Scott M. Freeman. Associate Professor. Department of
Pathology, Tulane University School of Medicine, 1430 Tulane Avenue, New
Orleans, Louisiana 70112, USA. Tel: (504) 585-4089, Fax : (504) 587-7389,
E-mail: sfreema@tmc.tulane.edu
Summary
The Herpes Simplex virus thymidine kinase gene (HSV-tk) has been widely used as a suicide gene in cancer gene therapy. Since the first demonstration of the ability of HSV-tk gene modified tumor cells to generate a bystander effect, a number of clinical trials have been initiated to treat human cancers. However, the mechanism of the HSV-tk mediated bystander tumor killing has remained controversial and is under intense investigation. The present report discusses the various mechanisms proposed by which the HSV-tk mediated bystander tumor killing occurs and highlights the importance of the host immune system in mediating the tumor killing. In addition, the present report also demonstrates that the initial tumor killing results in an inflammatory response leading to a cytokine cascade. This subsequently leads to an immune response resulting in an influx of macrophages and tumor infiltrating lymphocytes. Finally, strategies to augment the HSV-tk mediated bystander tumor killing by immunization are discussed and conclude with potential pitfalls of using HSV-tk/GCV system in a clinical setting.
I. Gene therapy
Gene therapy has been defined as
the alteration of the genetic material of a cell with resultant benefit to a
patient. Gene transfer has two
broad categories : one in which a therapeutic gene is delivered to the cells
with the aim of treating a disease; and second where a marker gene is delivered
to label a cell type to determine the fate of a cell or the marker gene. Gene therapy is now becoming a rapidly
developing therapeutic modality for experimental treatment of some cancers and
diseases that have no alternative treatment (Anderson, 1992; Friedman and
Roblin, 1972).
II. Suicide genes and suicide gene therapy
Definition of suicide gene: Suicide gene
was originally developed as a safety measure to control the expression of a
foreign gene introduced into a cell such that the gene modified cell can be eliminated if gene expression is
no longer desired or if the gene modified cells become transformed. (Blaese,
1992).
During the course of developing the
suicide genes, it was realized that if the suicide gene can be delivered
directly to a tumor, they can be used for cancer therapy. This concept forms the basis for
suicide gene therapy.
The most common strategy utilized in
suicide gene therapy involves the delivery of a gene encoding an enzyme that
will metabolize a nontoxic prodrug into a toxic metabolite, leading to killing
of the cells expressing the gene. The activated prodrug interferes with the
replication of the transfected cells, while not affecting the non transfected cells. Therefore, systemic toxicity is minimal making this approach attractive
for tumor gene therapy or as a
safety device in the use of live
tumor cell vaccines. The two most
commonly used suicide genes, which have progressed into clinical trials, are
the herpes simplex virus thymidine kinase (HSV-tk) gene coupled with the
pro-drug ganciclovir (GCV) and the cytosine deaminase (CD) gene coupled with
the pro-drug 5' fluorouracil (5-FU) (Freeman et al., 1992a; Mullen et al.,
1992; Huber et al., 1994). Other
candidate suicide genes which are being tested include the xanthine guanine
phosphoribosyl transferase (XGPRT) and purine nucleoside phosphorylase (Besnard
et al., 1987, Mroz and Moolten., 1993).
III. HSV/tk GCV system and the bystander effect
The herpes simplex virus thymidine
kinase (HSV-tk) gene is the most commonly used suicide gene. Initially, Moolten et al., (1990) demonstrated that tumors cells
expressing the suicide gene (HSV-tk) can be specifically killed both in vitro
and in vivo when exposed to the anti-viral drug, ganciclovir (GCV). The HSV-tk gene specifically
monophosphorylates the guanosine analogue ganciclovir (GCV) which is
subsequently converted into the toxic GCV-triphosphate form by endogenous
mammalian kinases. The
GCV-triphosphate is incorporated into replicating DNA by cellular DNA
polymerase, thereby arresting DNA replication and causing cell death (Elion,
1980). The HSV-tk enzyme is almost 1000 fold more efficient at
monophosphorylating GCV than the cellular thymidine kinase (Elion et al., 1977).
Therefore, GCV is highly toxic to cells that express HSV-tk but are
minimally toxic to unmodified or uninfected cells at therapeutic concentrations
of the drug (1-10mmol/L). However, neutropenia can be a clinical manifestation as result of GCV
(Shepp et al., 1985; Elion, 1980; Freeman et al., 1996). The phosphorylation of GCV curtails its
movement across cell membrane resulting in a longer half life (t1/2=18-24 hrs)
within the cells than unmodified GCV (Elion, 1980). The increased half life of
GCV is an important feature in the anti-tumor effects of HSV-tk gene modified
tumors.
Based on the evidence that most
cancers are clonal in origin, and that
HSV-tk gene modified tumor cells are sensitive to GCV, initial
strategy was to generate a mosaicism
within an individual such that cells become HSV-tk positive randomly (Moolten
et al., 1986; Moolten et al., 1990a).
Any tumor arising later from one of the HSV-tk sensitized cells, then
all the tumor cells will carry the sensitivity gene as a clonal property and
thereby can be treated with GCV to eliminate the tumor (Moolten et al.,
1990b). Additional drug
sensitivities can be achieved by using a combination of suicide genes (e.g.: CD
and XGPRT) such that a complete mosaicism can be obtained. In such a situation, cells expressing
three different kinds of suicide genes would exist within an organ. If a cancer developed later from a cell
carrying any one of these genes, then those cells can be selectively eliminated
by using the appropriate drug treatment.
Thus, the normal nonmalignant cells will be spared with very minimal
damage and thereby can repopulate.
Although the mosaic theory for
cancer therapy using suicide genes is an attractive approach, due to current
limitations in the available technology it may not be immediately applicable in
the clinic. The various
difficulties currently faced include (i)
inefficient gene transfer into cells of an organ in particular when retroviral
vectors are used as a result of which only a small portion of an organ can be
modified (ii) transient gene
expression when adenoviral vectors are used as a result of which, gene
expression is lost in a rapidly dividing
cell population (e.g.; malignant growth) (iii) silencing of the gene (e.g.; methylation) resulting in loss of
expression of the recombinant protein (iv)
incomplete tumor killing. Thus
modifications of the existing approach is required before suicide gene therapy can be applied as a prophylaxis
for cancer.
Since it is difficult to genetically
modify all tumor cells within an individual, killing of unmodified tumor cells
needs to occur in order for this approach to be therapeutically effective. Using the HSV-tk/GCV system, Freeman
and colleagues (1992a; 1992b;
1993) demonstrated that HSV-tk
gene-modified tumor cells are toxic to nearby unmodified tumor cells when the
mixed tumor population is exposed to GCV.
This phenomenon where untransduced tumor cells, not expressing the
HSV-tk enzyme, are killed has been termed the "bystander
effect". The effectiveness of
the "bystander effect" to kill tumor cells has been shown both in
vitro and in vivo and occurs even when only a fraction (10%) of the tumor mass
contains the HSV-tk gene-modified tumor cells (Freeman et al., 1993). In
addition the bystander effect has been demonstrated when syngeneic or
xenogeneic HSV-tk gene modified tumor cells were used, indicating that
irrespective of cell type, the gene modified cells need to be in close
proximity to the unmodified tumor cells for the antitumor effect (Freeman et
al, 1995a). Several other
investigators have subsequently demonstrated the occurrence of the bystander
effect using different tumor cells lines expressing the HSV-tk gene (Culver et
al., 1992; Vile et al., 1993; Barba et al., 1993; Ram et al., 1993).
The demonstration of the bystander effect has important implications in cancer
therapy since it removes the burden of the need for delivery of the gene to
100% of the tumor cell population.
The use of HSV-tk/GCV system in the
treatment of cancer offers several advantages : (i) rapidly replicating tumor cells are more susceptible to
impairment of DNA synthesis (ii) chemotherapy resistant tumors can be made
sensitive when genetically modified with the HSV-tk gene and (iii)
HSV-tk/GCV-treated tumor cells have the ability to kill neighboring tumor cells
through the bystander effect. Such
a strategy has been tried to treat various experimental tumors (Culver et al.,
1992; Ezzedine et al., 1991;
Takamiya et al., 1992). After some
encouraging results from experimental animal studies, many clinical trials have
been approved worldwide (Freeman et al., 1995b; Clinical Protocols 1993;
Clinical Protocols 1994a; 1994b).
Although clinical protocols have been initiated, the precise mechanism
of the bystander effect is unclear and is currently under intense investigation
(Kolberg, 1994; Seachrist, 1994).
Several hypothesis have been proposed for the mechanism of bystander
effect which includes : apoptosis, endocytosis of toxic cell debris, blood
vessel destruction and the involvement of the host immune system. In addition, reports from several
groups indicate that the bystander killing varies depending upon the type of
tumor cell used. Whatever the
mechanism is, the generation of the bystander effect explains at least in part,
the success of the delivery experiments in vivo that have successfully
eradicated growing tumors despite the improbability of having delivered HSV-tk
to every tumor cell. The observation and results from our laboratory and
others, studying the mechanism of the bystander effect, will be discussed in
detail in the following sections.
IV. In vitro HSV-tk mediated bystander effect
Since the initial findings by
Freeman et al., (1992a, 1992b, 1993) demonstrating the occurrence of a
bystander effect, the mechanism of bystander tumor killing has been
controversial and has been the subject of
intensive investigation.
Initial in vitro studies suggested that toxic metabolites of GCV from
HSV-tk gene modified tumor cells contained in apoptotic vesicles were
transferred to the adjacent unmodified tumor cells by phagocytosis (Freeman et
al., 1993). This was based upon
the observation that HSV-tk gene
modified tumor cells when exposed to GCV undergo apoptotic cell death as
evidenced by cytoplasmic shrinkage, chromatin condensation and nuclear DNA
fragmentation. Additional in vitro studies demonstrated that the bystander
tumor killing resulted from the transfer of toxic GCV metabolites through
apoptotic vesicles to nearby unmodified tumor cells (Samejima et al., 1995;
Colombo et al., 1995).
However, subsequent studies by Bi et
al., (1993) using radiolabeled GCV demonstrated that the anti-cancer effect
occurs in vitro by the transfer of toxic GCV metabolites from the dying HSV-tk
tumor cells to the adjacent unmodified tumor cells through gap junctions.
Similar results demonstrating the role of gap junctions in HSV-tk mediated
bystander killing have been reported by other investigators (Fick et al., 1995;
Elshami et al., 1996). Like other nucleotides,
phosphorylated GCV cannot pass through the plasma membranes except when
traversing to neighboring cells by gap junctions. Gap junctions are intercellular communicating channels that
connect adjacent cells and which are in dynamic equilibrium exchanging ions and
proteins between cells. These
channels are permeable to molecules smaller than Mr 1000, such as cyclic AMP,
calcium, and inositol triphosphate, but do not allow the transfer of proteins
and nucleic acids. Gap junction
channels are formed by proteins
called connexins. The family of
connexin proteins include at least 13 members in rodents. The role of connexins, in particular
connexin 26 (Cx26) in gap junctional mediated bystander killing in vitro was
demonstrated by Mesnil et al., (1996).
More recently, connexin 46
(Cx 46), a tumor suppressor gene, has also been demonstrated to mediate the
bystander tumor killing (Mesnil et al., 1997). Tumor cells when cotransfected with Cx23 or Cx46 along with
HSV-tk gene showed enhanced bystander killing when exposed to GCV. In contrast, tumor cells transfected
with HSV-tk alone showed decreased cell death while cells transfected with Cx23
or Cx46 alone showed no cell death upon exposure to GCV. Although gap junctions probably play a
key role in the mechanism of bystander effect in vitro, their role in the in vivo bystander
tumor killing has not been tested.
V. In vivo mechanism of bystander tumor killing
Although the mechanism of HSV-tk
bystander tumor cell killing in vitro has been demonstrated to occur between
cells in close proximity through gap junctions, the in vivo mechanism of tumor
killing remains unresolved. This is partly due to the conflicting reports that
have been generated using different tumor models. However, results are now emerging from several laboratories
including ours suggesting that additional mechanism may be operational in vivo,
namely the host immune system.
The observation that the host immune
system participates in mediating the bystander effect in vivo stems from the
initial findings demonstrating
severely diminished or abrogated bystander tumor killing in animals that lacked
an intact immune system, particularly T-cells (Freeman et al., 1992a, 1992b;
Freeman et al., 1993; Freeman et al., 1994; Vile et al., 1994; Whartenby et al., 1995; Colombo et al.,
1995; Ramesh et al., 1996a).
Furthermore, HSV-tk gene-modified tumor cells and GCV can prolong animal
survival when injected intraperitoneally (i.p.) into i.p. tumor bearing mice
(Freeman et al., 1992; Freeman et al., 1993). In vivo autopsy results showed a rapid centralized
hemorrhagic tumor necrosis which occurs within 24 hours after injection of
HSV-tk gene modified tumor cells and GCV (Figure
1) suggesting that a more
rapid mechanism of tumor killing was occurring (Freeman et al., 1994; Whartenby
et al., 1995; Ramesh et al., 1996a).
This is in contrast to the in vitro tumor cell death which is mediated
by apoptosis that occurs over a
period of 48-72 hours. The rapid
occurrence of hemorrhagic tumor necrosis following the initial killing of the injected HSV-tk modified tumor
cells after exposure to GCV indicated that soluble factors (cytokines and
chemokines) which are capable of causing necrosis are released (Carswell et al.,
1975; Schall and Bacon, 1994).
This is due to the fact that tumor necrosis occurred inside, from the
center of the tumor, rather than from the outside of the tumor on the periphery
(Figure 1). The occurrence of tumor
necrosis was also reported by Ram et al., (1994) using HSV-tk vector producer cells. However, the observed tumor necrosis
was attributed to be due to the transfer of retroviral particles carrying the
HSV-tk gene to the endothelial
cells lining the tumors blood vessel, which were destroyed when exposed to
GCV. Although, the HSV-tk delivery
system used were different ( Freeman et al., 1993; Ram et al., 1994), the occurrence of tumor necrosis was
observed to be a common phenomenon in both the studies. Several other investigators have also subsequently documented the occurrence
of tumor necrosis following HSV-tk/GCV treatment (Barba et al., 1994; Bovistias et al., 1994).
Figure 1: Hemorrhagic Tumor Necrosis. BALB/c mice
with intraperitoneal murine tumors were injected with HSV-tk gene modified
tumor cells with or without GCV.
Tumors were harvested 24 hours later and examined microscopically by
hematoxylin and eosin staining (H&E). A. Absence of necrosis in tumors not
receiving GCV. B. Necrosis observed in tumors from
animals receiving HSV-tk and GCV treatment.
Further evidence demonstrating that
soluble factors are responsible for
centralized tumor necrosis comes from the observation that when fluorescein labeled HSV-tk tumor cells are injected
intraperitoneally into an i.p. tumor bearing animal, these cells preferentially
homed to actively growing tumor
in-situ (Figure 2). The argument for the role of soluble factors is based on the fact that if
apoptotic cell death or gap junctional mediated bystander tumor killing was to
occur following GCV treatment,
then cell death would occur at the periphery of the tumor rather than on
the inside (Shastri et al., unpublished data). Furthermore, apoptotic cell
death leads to the upregulation of IL-1b converting enzyme (ICE) which causes IL-1 secretion
(Hogquist et al., 1991).
Based on the known functions of some of the soluble factors such
as tumor necrosis factor-a (TNF-a), and interleukin-1 (IL-1) which
can cause rapid necrosis, one can speculate that the observed tumor necrosis is
caused by TNF-a and
IL-1 (Carswell et al., 1975; Dinarello, 1996). To this extent,
i.p. tumor bearing animals were treated with HSV-tk gene modified tumor cells
and analyzed for cytokine production.
Expression of TNF, IL-1 and IL-6 mRNA was observed within 24 hours following HSV-tk/GCV
treatment which coincides with the observed centralized tumor necrosis (Freeman
et al., 1994; Freeman et al.,
1995a; Ramesh et al., 1996a). In
addition, an increase in the message for TNFa was observed (Ramesh et al., 1996a).
Since TNFa and IL-1a are known potent activators of host
anti-tumor cells such as macrophages, NK cells, and cytotoxic lymphocytes, and can
serve to potentiate the proliferative response of T lymphocytes (Urban et al.,
Figure 2: Homing of Fluorescein Labeled HSV-tk gene
modified tumor cells. Fluorescein
labeled (experimental) or unlabeled (control) HSV-tk gene modified tumor cells
were injected intraperitoneally
(i.p.) into i.p. tumor bearing mice and analyzed for their fate. The tumors were isolated 24 hours
post injection and analyzed by light microscopy (a & b) and
fluorescent microscopy (c & d).
The HSV-tk tumor cells home onto actively growing in-situ tumor and
adhere to the outer surface of the tumor as seen by the fluorescence in
experimental animals (d). Unlabeled cells when injected do not
fluoresce and were used as a control (c).
1986; Palladino et al., 1987; Nakano et al., 1989; Harada et al.,
1994) immunohistochemical studies were performed on tumor tissues from control
and experimental animals for infiltrating macrophages and T-cells. It was found that in the tumors from animals
receiving HSV-tk and GCV treatment there was a significant increase in the
macrophages and T cells as compared to the control animals (Ramesh et al.,
1996a). Studies supporting these
findings have been further documented by other investigators demonstrating
infiltration of immune cells (macrophages, CD4+, CD8+) following HSV-tk/GCV treatment
(Caruso et al., 1993; Barba et al., 1994;
Vile et al., 1994; Pope et
al., 1996; Gagandeep et al.; 1996).
Increase in mononuclear and T cells within the tumor after injection of
the HSV-tk gene modified tumor cells could be due in part to the TNFa induced
hemorrhagic necrosis as well as
increased up-regulation of adhesion molecules caused by inflammatory cytokines such as IL-1a. Similarly, the infiltration of effector T cells and
macrophages into the tumor following HSV-tk/GCV treatment, may be a direct consequence
of the induction of localized cytokine expression.
Although PCR can detect mRNA
expression within the tumor it does not necessarily reflect protein
expression, even though we can demonstrate an increase in TNF mRNA in the
HSV-tk treated animals compared to the untreated animals. Immunohistochemical
studies showed that mononuclear cells infiltrating the tumor were expressing
TNF and IL-1 suggesting that cytokines are generated in the process of development
of an antitumor response (Freeman et al., 1994; Ramesh et al., 1996a).
More recently, Vile et al., (1997a) using B16 melanoma tumor cells
demonstrated the production of cytokines along with pronounced intratumoral
infiltration of macrophages and lymphocytes following HSV-tk/GCV treatment in
vivo. The ability to induce cytokine production in vivo has also been
demonstrated for other agents such as the E. coli lipopolysaccharide
(LPS). However, we found that LPS
injections stimulated a different cytokine repertoire within the tumor than the
HSV-tk tumor cells and did not prolong survival of tumor bearing mice
indicating that in addition to cytokine production, the events that set the
cascade appear to be critical (Freeman et al., 1996; Shastri et al., unpublished data). Based on these findings, we hypothesized that the HSV-tk
gene-modified tumor cells alter the tumor's microenvironment from one that
suppresses an anti-tumor immune response to a stimulatory one (Freeman et al.,
1994; Ramesh et al., 1996a).
Failure of a tumor-specific T cell
response in tumor bearing mice might in part result due to lack of tumor
antigen expression or from the inability or inadequate expression of adhesion
molecules (ICAM-1) and other cell surface molecules such as the costimulatory
molecules (B7) by the tumor cells.
Among the different accessory molecules expressed on antigen presenting cells (APC),
cytokines can upregulate expression of co-stimulatory molecules like B7 and ICAM which have been suggested to play a major role in T cell
activation (Freedman et al., 1987; Chang et al., 1994). B7 might be preferentially involved in
stimulation of antigen primed T cells whereas ICAM-1 which is constitutively
expressed on all APCs would be most efficient in co-stimulation of resting
cells. The ability of
pro-inflammatory cytokines (TNF, IL-1)
to upregulate B7 (B7-1 and
B7-2) expression has been demonstrated (Chang et al., 1995). Furthermore, B7 expression modulates the differentiation of T cells into Th1 or
Th2 (Kuchroo et al., 1995).
Since HSV-tk/GCV treatment results
in production of cytokines (TNF,
IL-1, IFN-g) in vivo, we investigated whether
HSV-tk/GCV treatment could also elicit the expression of co-stimulatory
molecules, B7-1, B7-2 and ICAM which are critical for the induction of
anti-tumor immunity. Analysis for the
expression of these cell surface immune regulatory molecules in-vivo after
treatment of tumor bearing mice (i.p.) with HSV-tk gene-modified tumor cells
and GCV demonstrated i.p. tumor bearing control mice do not express B7-1, while
low levels of B7-2 and ICAM-1 are expressed (Freeman et al., 1995c; Ramesh et
al., 1996b). Interestingly,
it has been reported that low levels of B7-2 are expressed on the cell surface
of naive leukocytes. Only upon
activation does B7-1 become expressed.
In mice with an i.p. tumor, inoculation of HSV-tk gene modified tumor cells with GCV led to
up-regulation of B7-1, B7-2 and
ICAM-1 thus indicating
a state of activation within the tumor (Freeman et al., 1995c; Ramesh et al.,
1996b). Furthermore, T-cells
isolated from the spleen of tumor
bearing mice treated with HSV-tk gene-modified tumor cells and GCV showed a
proliferative response in-vitro to
parental syngeneic
tumor cells and released IL-2
which is often associated with an activated state. The proliferative response
thus observed appeared to be specific since murine mastocytoma cells did not stimulate T-lymphocytic
proliferation (Ramesh et al., 1996b).
This type of response suggests that cells become activated after
treatment with HSV-tk gene modified tumor cells and GCV with the generation of a tumor
specific immune response in-vivo.
The alteration in the tumor microenvironment following HSV-tk/GCV
treatment has also been suggested by Vile et al., (1997a).
VI. Augmenting the HSV-tk mediated bystander killing
by immunization
Based on the importance of the
immune system in the generation of the "bystander effect", we examined whether enhancement of the
immune system could augment the "bystander effect". This would be extremely important since it may not only be possible to
treat local tumors but also metastatic tumors which are life threatening to the
patient. Potential means for
enhancement of the bystander tumor killing include (i) using biological response modifiers (BRM), such as cytokines to
augment the immune/inflammatory response generated by the HSV-tk gene modified
tumor cells and
ganciclovir and (ii)
immunization to a known tumor antigen before treatment with HSV-tk gene
modified cells and ganciclovir.
Although active (tumor vaccination)
and adoptive (TIL, LAK) immunotherapy has been extensively studied over the
past decade, there has been only marginal clinical benefit to these
approaches. One potential problem
is that the peripheral blood "activated" immune effector cells
generated by these approaches may become inactivated upon entering the immunosuppressive
tumor environment. Thus, unless
the tumor microenvironment can be altered, immunotherapeutic approaches may
continue to have problems generating effective anti-tumor responses. The "activated" immune
stimulatory environment developed by the inflammatory response to the HSV-tk
gene-modified cells allows for the development of an immune response. But more importantly, it provides an
environment for the efficient functioning of immune effector cells which exist
within the host's peripheral blood.
This latter issue relates to the enhanced anti-tumor response which we
can demonstrate when combining immunization with HSV-tk gene-modified since
immune effector cells in the peripheral blood generated by immunization can
traffic to the tumor after treatment with HSV-tk gene-modified cells and GCV
(Ramesh et al., 1997).
However, the cell type used for immunization was found to be critical.
To further understand how this
enhancement of the "bystander effect" occurs, we began to evaluate
how the tumor environment is altered after immunization and treatment with
HSV-tk gene-modified cells. Since
we have previously demonstrated the occurrence of a centralized hemorrhagic
necrosis in vivo with release of
soluble factors, in unimmunized mice treated with HSV-tk gene, cytokine mRNA
expression was analyzed in intraperitoneal tumors by RT-PCR initially. We detected mRNA to all three cytokines
(TNF, IL-1 and IL-6) in the tumors of mice within 24 hours in both the
immunized untreated group and immunized treated group of mice, but could not
detect the message
in untreated mice. This
observation is somewhat surprising since although it appears that the tumor
environment can be altered by immunization, animal survival is unchanged by
immunization alone.
More importantly, subsequent
analysis for other cytokines demonstrated IL-2 expression only in mice
immunized with syngeneic tumor and treated with HSV-tk gene-modified tumor
cells and GCV. IL-2 was detected at
48 hours post injection of the HSV-tk gene-modified cells and GCV. None of the other cytokines tested
(IL-10, GM-CSF, IL-4 and IFN-g) were detectable in mice from any of the immunized groups,
although results from our earlier studies demonstrate mice which were
unimmunized and treated with HSV-tk gene-modified cells showed expression of
GM-CSF and IFN-g
mRNA. The production of IL-2 only
in mice receiving HSV-tk gene-modified tumor cells and GCV is intriguing since
in our previous
study using unimmunized mice receiving HSV-tk and GCV, IL-2 was not
observed.
The demonstration of IL-2 mRNA after
treatment may have significant implications in the enhancement of the
"bystander effect" since it may activate T cells which in turn might be triggering and amplifying the
antitumor effector response (Vieweg and Gilboa, 1995). Although, the subset of T
lymphocytes (CD4/CD8) infiltrating the tumor was not characterized, T cells
from immunized mice receiving HSV-tk gene-modified cells and GCV demonstrated
an increased proliferation to syngeneic tumor than either mice immunized only
or mice treated with HSV-tk/GCV only.
In addition, an increase in the number of tumor infiltrating lymphocytes
was observed. This is probably because of
the hemorrhagic tumor necrosis which develops after treatment and the release of
cytokines which allows the immune effector cells to enter the tumor and
provides an immune stimulatory environment for them to function. Since the HSV-tk modified tumor cells
and GCV can alter the tumor microenvironment to one that is immunostimulatory
through the release of cytokines, as evidenced by increased expression of
immune regulatory molecules such as ICAM-1 and B7, immune effector T cells
already present secondary to immunization can function in the
"activated" tumor microenvironment and kill the tumor. This
situation, unlike that observed in unimmunized mice treated with HSV-tk tumor
cells where only pro-inflammatory cytokines are produced, thus provides a
potential new therapeutic cancer
approach.
Attempts are currently being made to develop vectors for the delivery
of HSV-tk gene along with other immunostimulatory genes that can be expressed
at the same time as the cells are killed and can enhance the antitumor immune
response. However, studies from various laboratories have met with
varying degrees of success. For
instance, when IL-2 secreting tumor cells were injected in conjunction with
HSV-tk gene modified tumor cells, no enhanced bystander tumor killing was
observed (Ram et al., 1994).
Similar results were reported by Chen et al., (1995). However, combining HSV-tk gene modified
tumor cells with IL-2 resulted in
an increased long term tumor immunity in the surviving animals. In contrast, when interferon alpha
(IFN-a) was combined with HSV-tk gene
modified tumor cells, an enhanced bystander tumor killing was observed
(Santodonato et al., 1996).
Interleukin-12 (IL-12) which is a potent activator of T-cells is also being evaluated
along with HSV-tk to enhance tumor cell elimination in vivo (Vile et al.,
1997b).
Thus in-vivo therapy with
cytokines capable of inducing
either tumor cells or host immune cells to express molecules important in immunogenicity
may be efficacious either
independently or as an adjunctive therapy with HSV-tk.
VII. Proposed hypothesis
Based on the findings mentioned
above, we would like to advance the following mechanism(s) to explain the
bystander killing following HSV-tk/GCV treatment where the tumor
microenvironment is altered from an immunosuppressed to an immunostimulated
environment (Figure 3). Injection of HSV-tk gene modified tumor
cells home to actively growing in-situ tumor through adhesion molecules.
Primary killing of these HSV-tk tumor cells occurs with exposure to GCV
resulting in an inflammatory response against the dying tumor cells which subsequently
leads to an immune response. The
inflammatory response generated by the dying HSV-tk gene modified tumor cells
resembles the inflammatory response to microbial pathogens. This is partly because the HSV-tk gene
modified cells die through apoptosis, which is facilitated by the transfer of
toxic metabolites, releasing soluble factors such as TNF-a and
IL-1a. This process then leads to hemorrhagic tumor necrosis with
the simultaneous activation of leukocytes/lymphocytes (Th), by costimulatory signals
(B7) and adhesion molecules (ICAM, VCAM) within the tumor resulting in the increased production of cytokines. The cytokines released within the tumor microenvironment
may improve indirect tumor presentation by host cells and influence the type of
immune mechanism(s) resulting in either a Th1 or Th2 like response. Furthermore, the chemotactic factors
and cytokines produced regulate the influx of natural killer cells (NK),
neutrophils, eosinophils and monocyte/ macrophages (Mac) into the site of inflammation
or tumor deposit and thereby affect the tumor microenvironment. The initial inflammatory response
generated is usually too weak to eliminate the entire tumor mass, allowing the
tumor to grow to a size that is too large to be killed when anti-tumor immunity
develops several weeks later. However, in immunized mice, the
"activated" immune effector T cells (CD4+, CD8+) which are already present in the
host's peripheral circulation possess strong anti-tumor activity which can
function in the immune stimulatory tumor environment generated by treatment
with HSV-tk and GCV. Thus, this
anti-tumor effect mediated by HSV-tk suicide gene therapy can be enhanced to be
effective clinically.
VIII. Conclusions
Although, based on animal
experimental studies a role for the host immune system in the bystander tumor
killing in vivo has been demonstrated further studies are warranted. For example, neither the role of natural
killer cells (NK) nor the role of macrophages in bystander tumor killing has been investigated. Till date, experimental studies have
used T-cell deficient mice.
However, these animals are neither deficient in NK cells nor in
macrophages. Therefore, studies
are required using animals which are completely lacking the immune system (NK
and macrophages), for
Figure 3: Proposed mechanism of the in vivo bystander
effect. The
injected HSV-tk gene modified tumor cells (TK) home to the actively growing in
situ tumor. Treatment with GCV
results in the killing of the HSV-tk gene modified tumor cells and the transfer
of toxic metabolites to the adjacent bystander tumor cells resulting in
hemorrhagic necrosis. The dying
tumor cells (inflammatory response) release soluble factors (cytokines and
chemokines) and shed tumor proteins. The resident macrophages (Mac) act as
antigen presenting cells (APC's) resulting in the presentation of tumor
antigens to the T-cells (Th). During this process, the cytokines
(TNF, IL-1) upregulate the expression of costimulatory (B7) and adhesion molecules
(ICAM, VCAM) on the lymphocytic
infiltrates resulting in their activation. The activated lymphocytes produce more cytokines resulting
in an influx of macrophages and T-cells (cytotoxic) which recognize the tumor
antigens and kill the residual tumor (1o immune response).
Upon rechallenge the T-cells specifically recognize the tumor antigens
(specific immunity) and kill any tumor cell present (2o immune response) .
instance by using immune-deficient
animals such as SCID or SCID-beige mice.
In conclusion, suicide gene strategies using the HSV-tk/GCV system can
be highly effective for treatment of local tumor growth or to switch off gene
expression in adoptively transferred gene modified cells. However, these strategies can fail
completely depending on the appropriate target cell. In particular, in a clinical setting, in vitro testing of
the suicide effect may be useful to predict whether this approach has the
potential to eliminate an individual tumor. Further understanding of the "bystander effect"
will lead to improved uses for suicide gene therapy.
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