Gene Ther Mol Biol Vol 4, 75-82.
December 1999.
Structural insights into NF-kB/IkB
signaling
Review Article
Department
of Chemistry and Biochemistry, University of California, San Diego, 9500 Gilman
Drive, La Jolla, CA 92093-0359
USA.
______________________________________________________________________________________
Correspondence: Gourisankar Ghosh, Ph.D., Department of Chemistry and Biochemistry, University of California, San Diego 9500 Gilman Drive, Urey Hall, La Jolla, CA. 92093, USA. Tel: (619)-822-0469; Fax: (619)-534-7042; E-mail: gghosh@ucsd.edu
Abbreviations: RHR, rel homology region; TAD, transcriptional activation domain; IKK, IkB kinase complex; ARD, ankyrin repeat-containing domain ; PEST sequence, amino acids sequence rich in proline, glutamic acid,
serine and threonine; SRD,
amino-terminal signal receiving domains; NLS, nuclear localization signals.
Key Words: NFkB/IkB signaling, apoptosis,
mitogen-induced signaling, transcription factors,
The vital cellular activities of growth, differentiation, reaction to stimuli, and apoptosis are controlled by the coordinated expression of a vast number of genes. Regulation of gene expression occurs primarily at the level of transcription. The process begins as one of a multitude of mitogen-induced signaling events triggers the intricate and exquisitely regulated signal transduction pathways. These lead ultimately to the recruitment of transcription factors on specific promoter/enhancer sites. One example of how complex cell signaling can lead to the temporal activation of transcription in a specific set of genes is illustrated by the transcription factor NF-kB. Since its discovery almost a decade and a half ago, NF-kB has fascinated researchers because of the complexity of the NF-kB signaling pathway. Several recently determined crystal structures of a number of NF-kB complexes have given a new dimension of understanding of the biochemistry behind NF-kB. We will review these structures in light of their functions.
Members
of the Rel/NF-kB transcription factor family are involved in diverse biological
activities ranging from the regulation of inflammatory and immune responses to
development and apoptosis (Ghosh et al, 1998; Baldwin, 1996; Baeuerle and
Henkel, 1994; Baeuerle and Baltimore, 1996). Rel/NF-kB proteins modulate transcription by binding distinct
DNA target sites that are collectively known as kB DNA sequences (Baeuerle and Henkel,
1994). In mammals, five homologous
polypeptides, p50, p52, p65 (or RelA), c-Rel, and RelB constitute the Rel/NF-kB family (Figure 1a) (Ghosh et al, 1998). Common to each of the Rel/NF-kB polypeptides is an amino-terminal region of
approximately 300 amino acids with high sequence homology known as the rel
homology region (RHR). This
segment is responsible for nuclear translocation and kB DNA binding.
Similar to most other site-specific DNA-binding transcription factors,
the Rel/NF-kB
proteins function as dimers. The
Rel/NF-kB
dimerization domain is also contained within the RHR. Interestingly, the existence of many, but not all, of the
possible homo- and heterodimer combinations has been observed in cells. Polypeptides of the Rel/NF-kB family can be divided into two subgroups based on
the presence or absence of a transcriptional activation domain (TAD). Two family members, p50 and p52, do not
contain distinct TADs and are therefore categorized as belonging to class
I. Evidence exists suggesting that
the homodimers of p50 and p52 and the p50/p52 heterodimer can function as
repressors of gene transcription (Franzoso et al, 1992). The other three Rel/NF-kB family members, p65, c-Rel, and RelB, constitute the
class II subgroup. NF-kB dimers containing one or two of these polypeptides
act as activators by virtue of the presence of at least one transactivation
domain. The two most abundant and biologically well characterized of the
Rel/NF-kB
dimers are the p50 homodimer and p50/p65 heterodimer.
In most resting cells, Rel/NF-kB dimers with transactivation potential are localized
in the cytoplasm in complex with inhibitor proteins IkBa, IkBb, and IkBe (Whiteside et al, 1997; Li and Nabel, 1997). These macromolecules belong to the
larger IkB
family of transcription factor inhibitor proteins which also includes IkBg, Bcl-3, p105, and p100 (Figure 1b) (Verma et al, 1995). The p105 and p100 proteins contain the RHR of p50 and p52,
respectively, in their amino-termini and inhibit NF-kB proteins by a different mechanism than do IkBa, -b, and -e. The
inhibitory functions of IkBg
and Bcl-3 are at present not entirely clear.
Various physiological and environmental signals
promote nuclear translocation of NF-kB proteins by removing inhibitory IkBa, IkBb, and IkBe from NF-kB/IkB complexes (Figure 2a). Each
of these three IkB proteins contains two conserved serines within a homologous segment
in their amino-terminal signal receiving domains (SRD). These serines are phosphorylated by the
multisubunit IkB kinase complex (IKK) in a signal dependent manner (DiDonato
et al, 1997; Lee et al, 1998).
Specific lysine residues of IkB located near the phosphorylated serines are then
polyubiquinated, marking IkB for rapid degradation by the proteosome (Baeuerle
and Henkel, 1994).

Figure 1. Domain organization of the NF-kB and IkB protein families. a) The Rel/NF-kB transcription factor family polypeptides are
organized according to class I and class II depending on the presence or absence
of transactivation domains. The
Rel homology region is indicated with the amino-terminal domain in red and
dimerization domain in green.
Other structural elements of interest are labeled. b) The IkB family of transcription factor inhibitor proteins are
aligned according to ankyrin repeat-containing domains. The amino-terminal signal receiving
domain and carboxy-terminal PEST sequence are indicated. The p105 and p100 polypeptides are
special cases which contain IkBg-like carboxy-terminal domains as well as their own amino-terminal rel
homology regions.

Figure 2. IkBa regulates NF-kB transcriptional activity by dual mechanisms. a) A host of cellular stimuli activate
signal transduction cascades which lead to the phosphorylation and subsequent
proteolysis of NF-kB-associated IkBa. Free NFkB then enters the nucleus where it binds gene enhancers
and activates transcription. b) Shortly
after NF-kB
induction (1), newly synthesized IkBa (2) accumulates in the cell
cytoplasm (3). This free IkBa then enters the nucleus (4)
where it removes NF-kB from target genes and shuttles it back to the cytosol (5).


Removal of IkB proteins from the NF-kB/IkB complex activates nuclear localization signals (NLS)
on the NF-kB
subunits. This allows for rapid
nuclear translocation of the active NF-kB dimer.
Interestingly, among the host of genes regulated by NF-kB activation is the gene encoding IkBa. As a
result of this arrangement, a pool of newly synthesized IkBa begins to accumulate in the cell cytosol shortly
after NF-kB
induction (Figure 2b) (Baldwin,
1996). In the absence of NF-kB binding partner, this newly synthesized IkBa translocates to the nucleus where it binds to and
dissociates pre-formed NF-kB/DNA complexes (Ghosh et al, 1998). Nuclear NF-kB/IkBa complexes are then shuttled back to the cytoplasm,
restoring the pre-induction state (Arenzana-Seisdedos et al,
1997). Therefore, IkBa plays an important role in the regulation of NF-kB activity by regulating NF-kB both in the cytoplasm and in the nucleus.
High resolution x-ray crystal structures containing
the RHR of various Rel/NF-kB dimers in complex with DNA and the structure of the
NF-kB p50/p65 heterodimer/IkBa complex have significantly extended our knowledge of
the chemistry behind the NF-kB and IkB proteins.
High resolution x-ray crystal structures have been
determined containing the RHR of four of the five NF-kB family members namely, p50 (Ghosh et al,
1995; Müller et al, 1995; Cramer et al, 1997), p52 (Chen et al,
1998), p65 (Cramer et al, 1997; Chen Y-Q et al, 1998), and c-Rel
(Chen Y-Q, unpublished data). As
expected from their high degree of sequence similarity, these structures are
also highly homologous. The RHR is
comprised of two independent structural modules or domains and a flexible 25
amino acid segment at the carboxy-terminus (Figure 3a). This
carboxy-terminal flexible segment contains a cluster of basic amino acids
responsible for nuclear localization of NF-kB proteins.
We refer this segment as the NLS polypeptide. Ordered polypeptide structure is not observed for this NLS
polypeptide in the absence of its IkBa protein binding partner (Ghosh et al,
1995; Cramer et al, 1997; Huang et al, 1997). The two structured domains are
folded into immunoglobulin-like folds.
Like other immunoglobulin domains, the roughly 100 amino acids long
carboxy-terminal domain exhibits only beta structure whereby two beta sheets
form a globular beta-sandwich.
This immunoglobulin-like domain is solely responsible for subunit
association and so is also commonly referred to as the dimerization
domain. Residues from the
carboxy-terminal dimerization domain also participate in non-specific binding
to the sugar-phosphate backbone of target DNA.
The larger, approximately 180 amino acids long
amino-terminal domain determines the sequence specificity of DNA binding by
mediating base-specific DNA contacts.
Although this domain also bears an apparent immunoglobulin-like fold,
finer analysis of the domain structure shows deviation from the canonical
immunoglobulin domain. This domain
also represents the region of highest sequence variation among different
Rel/NF-kB
family members. The differences
stem primarily from a non-homologous insertion of varying lengths within the
RHR amino-terminal domain. The
insert is largest in the p50 and p52 subunits where it forms a two a-helix bundle connected by a large loop. In p65 and c-Rel, on the other hand,
the insert is smaller forming only a single small alpha-helix. This helical insert may play a role in
transcriptional activation by mediating interactions with other transcription
factors or coactivators. The
overall structure of the core of the RHR amino-terminal domain shows distant
similarity to the DNA binding domains of the tumor suppressor p53 and the STAT
family transcription factors.
The RHR amino- and carboxy-terminal domains are joined
by a 10 amino acid linker. In the
DNA bound conformation, these two domains contact each other. However, interdomain interactions are
not conserved between RHR polypeptides and depend highly on the target DNA
sequences. In the absence of any
structural information for free RHR (in the absence of DNA) one can only
speculate if these two domains interact.
High proteolytic sensitivity of the linker and the variations of
interactions between two domains in the DNA bound forms suggest that in the
absence of DNA the two domains are flexible about the linker polypeptide.
Rel/NF-kB dimers are formed by the stacking of two symmetrical
beta sheets, one from each immunoglobulin-like carboxy-terminal dimerization
domain, onto one another (Huang et al, 1997). The residues that participate in
intersubunit contacts are highly homologous among the family members. In fact, seven of twelve dimer forming
residues are identical while the other five represent conservative
substitutions. Immunochemical and
other in vivo and in vitro experiments suggest that Rel/NF-kB proteins form dimers in a combinatorial fashion. Interestingly, the Rel/NF-kB polypeptides show a drastic specificity for homo-
and heterodimer formation. The
most dramatic example is the inability of the RelB polypeptide to self
associate or to form heterodimers with c-Rel and p65 subunits (Ryseck
et al, 1995). In another case of
NF-kB dimer selectivity, the
p50/p65 heterodimer forms with greater stability than do either homodimers of
p50 or p65. Against the backdrop
of such a global similarity the slight energetic differences at the dimer
interfaces invoke interesting regulatory interactions that probably dictate
differential dimerization affinity.
Alanine scanning mutagenesis of p50 dimer interface residues shows that
only four residues, Tyr267, Leu269, Asp302, and Val310, contribute
significantly to the binding energy of p50 dimerization (Sengchanthalangsy LL,
unpublished data). All four of
these residues are identical in RelB.
Results from the mutagenesis experiments, therefore, suggest that
identical residues play different roles in the context of different partners.
There are over 100 DNA sequences that NF-kB dimers have been known to recognize (Baldwin,
1996). The DNA targets are
collectively known as kB DNA which display strong sequence similarity. Most of the sequences are
pseudosymmetric. The identifiable
feature of kB
DNA is the strong conservation of flanking G:C base pairs. The G:C base pair at the 5' end is even
more conserved. Crystal structures
of NF-kB/DNA
complexes have revealed the detailed mechanism of DNA complex formation.

Figure
3. Ribbon diagrams of NF-kB complex x-ray crystal structures.
a) The Rel
homology regions of the NF-kB p50/p65 heterodimer bound to the Ig kB DNA target site. The p50 subunit is represented in green, the p65 subunit is
shown in red, the DNA double helix is depicted in cyan and magenta. Each subunit displays the
characteristic Rel/NF-kB folds with two immunoglobulin-like domains connected by a short,
flexible linker.
b) The
x-ray crystal structure of the IkBa/NF-kB
p50/p65 heterodimer complex. The
color scheme for NF-kB is consistent with part a, IkBa is represented in purple.
Note the large change in conformation made by the amino-terminal domain
of p65 in the presence of the IkBa inhibitor. The p50
amino-terminal domain is modeled into this figure in its DNA-bound conformation
and is not present in the x-ray crystal structure.

All NF-kB dimers recognize kB DNA targets in an overall similar mode. The most visible feature of these
complexes are: (i) dimers interact with DNA targets through loops
connecting secondary structures (beta strands). Five such loops are contributed by each subunit. (ii) Both domains and the flexible linker polypeptide
interact with DNA targets. (iii) One turn of the DNA major groove is contacted
intimately. (iv) Symmetrical homodimers recognize both symmetric and
asymmetric DNA targets asymmetrically.
The recognition loop, which arises from the amino-terminal domain,
provides three to four residues for sequence specific DNA recognition. A cluster of basic residues from a
second loop of the amino-terminal domain binds the sugar phosphate backbone
from the minor groove side of the DNA.
The interdomain connector loop contributes one basic residue for
sequence specific DNA binding and other residues for backbone
interactions. Two loops from the
dimerization domain primarily recognize the sugar phosphate backbone of the DNA
targets. These structures also
show that each monomer recognizes
a half site of DNA with sequence specificity. p50 subunit optimally binds to a five base pair half site of
sequence 5'-GGGAA-3', whereas p65 prefers a four base pair 5'-GGAA-3' half
site. The two half sites are
separated by a non-contacted central base pair. This central base pair is often A:T. The ideal target sites of the p50
homodimer and the p65 homodimer are the 11-mer nucleotide sequence
(5'-GGGGAATTTCC-3') and 9 base pair sequence (5'-GGAATTTCC-3'), respectively. The p50/p65 heterodimer preferably
interacts with 10 base pair targets.
In p50 the first three G:C base pairs are recognized
by four conserved amino acids, Arg54, Arg56, Glu60, and His64, of which the
first base pair is contacted by His64.
Whereas Arg54, Arg56, and Glu60 are identical throughout the Rel/NF-kB polypeptides, His64 is replaced by an Alanine in
p65. This helps to explain why p65
recognizes and binds to a shorter DNA target. The pseudodyad axis of DNA passing through the central base
pair aligns with the dyad axis of the dimerization domain.
Not all the physiological DNA targets, however, follow
these general rules of kB DNA sequence consensus.
Some of the known physiological targets, such as the P-element of the
IL-4 promoter, has only partial sequence homology to that of the consensus kB DNA.
NF-kB
dimers are also capable of binding to these targets with affinities comparable
to "ideal" kB DNA (Rao et al, 1997). The crystal structure of p65 homodimer bound to the
P-element-like target (Chen et al, 1998) shows that one subunit recognizes the
non-consensus half site with an altered conformation with no sequence specific
interactions with DNA. NF-kB p65 homodimer thus can bind to DNA targets with as
few as only four base pairs. The
modular architecture of the DNA binding domains of Rel/NF-kB factors enables them to bind DNA with such
diversity. The amino-terminal DNA
specificity region of a monomer, in the absence of proper nucleotide sequence
in the DNA half site, may move about to find an alternate mode of DNA interaction
without sacrificing too much binding energy. Consequently, Rel/NF-kB dimers are capable of binding DNA using multiple
conformations. This unusual
mechanism of DNA target selection allows the relatively few Rel/NF-kB family dimers to regulate a large number of kB DNA enhancers.
The IkB family proteins contain either six or seven ankyrin
repeats in a centrally located ankyrin repeat-containing domain (ARD) (Verma
et al, 1995). Ankyrin repeats were
first identified as a repeated 33 amino acid element in the erythrocyte
membrane protein ankyrin and have since been identified in many proteins of
diverse biological functions (Bork et al, 1986). The ankyrin domain in IkB is flanked by two segments. In three of the IkB family proteins, IkBa, IkBb and IkBe, these flanking segments are homologous and likely to
perform similar functions. The
amino-terminal segments in IkBa, -b and -e contain two serines that are phosphorylated by the IkB kinase.
The carboxy-terminal segments are rich in the amino acids proline,
glutamic acid, serine and threonine (PEST). The acidic PEST sequence is common to many proteins which
display rapid turnover in the cell (Rogers et al, 1986). Serines and threonines of the IkB PEST sequences are constitutively phosphorylated by
casein kinase II (McElhinny, 1996). Whereas, the role of the ankyrin domain and the
carboxy-terminal PEST sequence have been shown to be essential for interactions
with NF-kB
dimers (Ernst et al, 1995; Malek et al, 1998), it is not yet clear
what role, if any, the amino-terminal signal response domain plays in NF-kB recognition.
The other IkB family members, specifically IkBg, p105, p100, and Bcl-3, exhibit significant
differences from this domain arrangement.
The three dimensional structures of the ankyrin repeat
domains from several different proteins have been solved (Gorina and
Pavletich, 1996; Luh et al, 1997; Venkataramani et al, 1998; Batchelor et al,
1998). Their overall structures
are similar in that each 33 amino acid sequence forms the repeating ankyrin
structural unit. This structural
motif consists of two alpha helices, followed by a loop of variable length, and
a short beta turn. Each repeat
forms a layer in the stacked, approximately cylindrical domain. The beta turn in each repeat is
projected in an orientation roughly perpendicular from the helices and extends
like a finger. Ankyrin domains are
curved displaying two distinct surfaces.
The helical parts lie on the concave face and the stacked fingers form
the convex surface.
The recent solution by two laboratories of the IkBa crystal structure in complex with the NF-kB p50/p65 heterodimer (Jacobs and Harrison, 1998; Huxford et al,
1998) reveals its
structural similarity to other ankyrin repeat-containing structures (Figure
3b). The six ankyrin repeats of IkBa are stacked with approximately 10 Å spacing
between them with a slight superhelical twist. The helical bundle in each layer interacts with the helices
in the layer above and below. A
conserved set of residues present in all the inner helices are critical for
maintaining the structure of ankyrin repeat domains. Residues in the finger regions vary among IkB and other ankyrin proteins. Therefore, these segments are likely to
be responsible for the discriminatory interactions with NF-kB dimers.
In complex with NF-kB, the highly charged PEST sequence of IkBa assumes an extended conformation devoid of any
distinct secondary structure.
VI. Interactions between IkBa and NF-kB p50/p65 heterodimer
Results from biochemical experiments suggest that the
discriminatory and affinity-determining interactions between IkBa and NF-kB p50/p65 heterodimer are highly complex (Ernst
et al, 1995; Malek et al, 1998; Latimer et al, 1998). The complicated nature of these interactions can be
explained by the fact that each of the independent structural elements of both
IkBa and NF-kB participate in the extensive protein-protein
interface. Two interacting
segments of IkBa;
the ankyrin domain and the PEST sequence, do not form a single structural unit
but are rather flexible with respect to each other. Similarly, five flexibly linked structural units of the
heterodimer, the dimerization domains and the carboxy-terminal NLS polypeptides
of p50 and p65 and the amino-terminal domain of p65, are engaged in IkBa recognition.
Results from the biochemical experiments strongly imply that the
amino-terminal domain of p50 is not essential for IkBa recognition.
The x-ray crystal structures of the IkBa/NF-kB p50/p65 complex determined independently in two
laboratories support the model generated from biochemical experiments. The combined results of these
crystallographic analyses of the complex also help to explain genetic and
biochemical experiments. The most
important insights that these structures provide involve the mechanisms of NF-kB cytoplasmic retention and its dissociation from kB DNA in the nucleus.
Upon binding to IkBa, the NLS polypeptide of p65 forms two successive
alpha helices which contact the first two ankyrin repeats of IkBa (Jacobs and Harrison, 1998). Three of the central four basic
residues comprising the NLS of p65 mediate direct salt bridges with acidic
residues of IkBa. A similar type I basic NLS sequence
from SV40 has been shown to interact with nuclear transport protein a-karyopherin in an extended conformation (Conti
et al, 1998). The free NLS
sequence can thus adopt different conformations in the context of differing
protein binding partners. The NLS
polypeptide of p50 also lies in close proximity to IkBa without making any direct interactions. It is important to note that Latimer et
al. have shown that the SRD of IkBa is essential for masking the p50 NLS (Latimer
et al, 1998). The SRD is absent in
both structures which may explain the lack of direct interactions between the
p50 NLS polypeptide and IkBa. Whereas, IkBa ankyrin repeats one and two are engaged in mediating
interactions with the NLS polypeptides of NF-kB, the sixth repeat and the acidic carboxy-terminal
PEST sequence of IkBa
contact the p65 amino-terminal domain primarily through electrostatic
interactions (Huxford et al, 1998). A field of negatively charged residues from these segments
of IkB interacts with the
positively charged DNA binding face of the p65 amino-terminal domain. This interaction is augmented by
interdomain contacts between negatively charged residues of p65 dimerization
domain with its amino-terminal domain.
Therefore, both intra- and intermolecular interactions involving the
amino-terminal domain of p65 serve to force the NF-kB p65 subunit into a closed conformation. Adoption of this conformation renders
NF-kB incapable of binding to
DNA as key charged specificity and affinity-determining amino acid side chains
are buried in an electrostatic sea.
While tremendous progress has been made over the last
few years in our understanding of the NF-kB signaling pathway and transcriptional regulation, a
number of questions remain to be answered. Chief among these are:
How does IkBa
discriminate for p65 and c-Rel-containing NF-kB dimers?
What is the role of the p50 amino-terminal domain in the NF-kB/IkBa complex?
Does the IkBa
signal response domain contribute to NF-kB binding?
What is the nature of the IkB kinase/IkBa interaction?
What controls IkBa
proteolytic processing? What is
the exact mode for nuclear trafficking of NF-kB and IkBa? How
does NF-kB
interact with other transcriptional coactivators and ultimately influence basal
transcription machinery? And, what
roles do the remaining IkB family members play?
Further biochemical and biophysical testing of the elements involved
coupled with careful structural analyses will be required before questions like
these can be properly addressed.
Work performed in this laboratory is supported by
grants from the National Institutes of Health/NCI, the University of California
AIDS Research Program (UARP), and California Career Research Program. G.G. is a Alfred P. Sloan fellow. T.H. is supported by a dissertation
award from UARP. The authors wish
to thank Devin Drew and Chris Phelps for help preparing the manuscript.
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